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Cemex (NYSE: CX) exec awarded 382,730 equity units, 133,970 withheld

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CEMEX SAB de CV executive Ricardo Naya Barba reported equity compensation in the form of Ordinary Participation Certificates (CEMEX.CPO). On August 14, 2026, he acquired 382,730 certificates tied to a 2023 compensation plan and technical adjustments. On the same date, 133,970 certificates were delivered or withheld at $12.13 per certificate for payment of exercise price or tax liability.

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Insider Naya Barba Ricardo
Role EVP Sust., Ops. & Ventures
Type Security Shares Price Value
Grant/Award Ordinary Participation Certificates (CEMEX.CPO) F1 382,730 $0.00 $0.00
Exercise Price or Tax Liability Ordinary Participation Certificates (CEMEX.CPO) F2 133,970 $12.13 $1.63M
Holdings After Transaction: Ordinary Participation Certificates (CEMEX.CPO) — 3,437,390 shares (Direct)
Footnotes (2)
  1. F1. On August 14, 2026, 373,120 Ordinary Participation Certificates corresponding to compensation plan from 2023 vested in favor of the reporting person. Additionally, 9,610 Ordinary Participation Certificates were granted to the reporting person due to technical adjustments for tax payment and/or cash dividend.
  2. F2. The Ordinary Participation Certificates of the Issuer may be represented by American Depositary Shares ("ADS"). Each ADS represents 10 Ordinary Participation Certificates.
Total equity certificates acquired 382,730 Ordinary Participation Certificates Grant/vesting reported for Ricardo Naya Barba on August 14, 2026
Certificates vested from 2023 plan 373,120 Ordinary Participation Certificates Vesting from 2023 compensation plan in favor of the reporting person
Technical adjustment grant 9,610 Ordinary Participation Certificates Granted due to technical adjustments for tax payment and/or cash dividend
Certificates delivered/withheld for exercise price or taxes 133,970 Ordinary Participation Certificates Code F disposition on August 14, 2026
Per-certificate value for Code F transaction $12.13 per certificate Price used for delivery/withholding of 133,970 certificates
ADS to certificate ratio 1 ADS = 10 Ordinary Participation Certificates Representation of Ordinary Participation Certificates by American Depositary Shares
Ordinary Participation Certificates (CEMEX.CPO) financial
"security_title: Ordinary Participation Certificates (CEMEX.CPO)"
compensation plan financial
"corresponding to compensation plan from 2023 vested in favor"
American Depositary Shares ("ADS") financial
"may be represented by American Depositary Shares ("ADS"). Each ADS"
American depositary shares are U.S.-listed certificates issued by a bank that represent ownership in shares of a foreign company, trading on American exchanges in dollars. Think of them as voucher tickets that let U.S. investors buy and sell foreign stock without handling foreign exchanges, currencies, or settlement rules directly. They matter because they make cross-border investing simpler and can affect liquidity, dividend payments and currency exposure for investors.
exercise price or tax liability financial
"Payment of exercise price or tax liability by delivering or withholding"

FAQ

What equity award did CX executive Ricardo Naya Barba receive on August 14, 2026?

On August 14, 2026, Ricardo Naya Barba received 382,730 Ordinary Participation Certificates (CEMEX.CPO), primarily from the vesting of a 2023 compensation plan and additional technical adjustments related to tax payment and/or cash dividends.

How many CX CEMEX.CPO certificates vested from the 2023 compensation plan?

From the 2023 compensation plan, 373,120 Ordinary Participation Certificates vested in favor of Ricardo Naya Barba. This vesting formed the main portion of his total 382,730-certificate acquisition reported on August 14, 2026.

What portion of CX certificates was granted as technical adjustments?

In addition to plan vesting, 9,610 Ordinary Participation Certificates were granted to Ricardo Naya Barba as technical adjustments related to tax payment and/or cash dividend, supplementing the larger 2023 compensation-plan vesting.

What was the purpose of the 133,970 CX certificates disposed of on August 14, 2026?

On August 14, 2026, 133,970 Ordinary Participation Certificates (CEMEX.CPO) were delivered or withheld at $12.13 per certificate for payment of exercise price or tax liability, according to the Form 4 transaction coding and description.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Naya Barba Ricardo

(Last)(First)(Middle)
AVENIDA RICARDO MARGAIN ZOZAYA 325
COLONIA VALLE DEL CAMPESTRE

(Street)
SAN PEDRO GARZA GARCIANUEVO LEON66265

(City)(State)(Zip)

MEXICO

(Country)
2. Issuer Name and Ticker or Trading Symbol
CEMEX SAB DE CV [ CX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP Sust., Ops. & Ventures
2a. Foreign Trading Symbol
[CEMEX.CPO]
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Participation Certificates (CEMEX.CPO)08/14/2026A382,730(1)A$03,571,360D
Ordinary Participation Certificates (CEMEX.CPO)08/14/2026F133,970D$12.133,437,390(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On August 14, 2026, 373,120 Ordinary Participation Certificates corresponding to compensation plan from 2023 vested in favor of the reporting person. Additionally, 9,610 Ordinary Participation Certificates were granted to the reporting person due to technical adjustments for tax payment and/or cash dividend.
2. The Ordinary Participation Certificates of the Issuer may be represented by American Depositary Shares ("ADS"). Each ADS represents 10 Ordinary Participation Certificates.
/s/Ricardo Naya Barba08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)