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Advisor officer reported on MFS High Income Municipal Trust (CXE) Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MFS High Income Municipal Trust filed a Form 4 for Joseph Flaherty, identified as an officer of the advisor rather than a company director or 10% owner. The data provided for this filing does not list any share purchases, sales, or other equity transactions, indicating it functions mainly as an administrative insider report.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
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X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FLAHERTY JOSEPH

(Last) (First) (Middle)
111 HUNTINGTON AVENUE

(Street)
BOSTON MA 02199

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MFS HIGH INCOME MUNICIPAL TRUST [ CXE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
OFFICER OF THE ADVISOR
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
CHRISTOPHER R. BOHANE 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the CXE Form 4 filed for Joseph Flaherty show?

The CXE Form 4 lists Joseph Flaherty as an officer of the advisor to MFS High Income Municipal Trust. The provided data shows no reported share purchases, sales, or other equity transactions in this filing.

Did Joseph Flaherty buy or sell CXE shares in this Form 4?

Based on the provided Form 4 data, Joseph Flaherty did not report any share purchases or sales. The transaction section is empty, indicating no equity transactions are recorded in this particular filing.

What is Joseph Flaherty’s role in relation to MFS High Income Municipal Trust (CXE)?

The Form 4 identifies Joseph Flaherty as an officer of the advisor to MFS High Income Municipal Trust. He is not listed as a director or 10% owner in this filing, which frames his capacity as advisory, not controlling.

Why would CXE file a Form 4 with no transactions shown?

A Form 4 with no transactions can still serve to document or update insider relationships and roles. In this case, it records Joseph Flaherty’s status as an officer of the advisor without reporting any concurrent trades in CXE shares.

Does this CXE Form 4 indicate any change in insider ownership?

The provided Form 4 excerpt does not show any transactions, so it does not indicate a change in insider share ownership. It mainly confirms the reporting person’s role as an officer of the advisor to the trust.