STOCK TITAN

Delta Air Lines (NYSE: DAL) president exercises options and sells 39,900 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Delta Air Lines, Inc. President Peter W. Carter exercised employee stock options for 39,900 shares of common stock at $49.33 per share, eliminating this option position. He then sold 39,900 shares on August 4, 2026 at a weighted average price of $92.981 per share in multiple broker-dealer transactions priced between $92.740 and $93.300.

Positive

  • None.

Negative

  • None.
Insider Carter Peter W
Role President
Sold 39,900 shs ($3.71M)
Approx. gross sale proceeds $3.71M
Approx. exercise cost $1.97M
Approx. pre-tax spread $1.74M
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) F2 39,900 $0.00 $0.00
Exercise Common Stock 39,900 $49.33 $1.97M
Sale Common Stock F1 39,900 $92.981 $3.71M
Holdings After Transaction: Employee Stock Option (right to buy) — 0 shares (Direct); Common Stock — 424,704 shares (Direct)
Footnotes (2)
  1. F1. The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $92.740 to $93.300 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
  2. F2. The option is currently exercisable.
Options exercised 39,900 shares Employee stock options converted into common stock on August 4, 2026
Option exercise price $49.33 per share Exercise or conversion price of employee stock option
Shares sold 39,900 shares Common stock sold following option exercise on August 4, 2026
Weighted average sale price $92.981 per share Average price for the 39,900 common shares sold through a broker-dealer
Sale price range $92.740 to $93.300 per share Range of prices for multiple broker-dealer sale transactions
Option expiration date 2027-02-08 Expiration date of the employee stock option that was exercised
Employee Stock Option (right to buy) financial
"security_title is listed as Employee Stock Option (right to buy)"
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
broker-dealer financial
"shares were sold in multiple transactions through a broker-dealer at prices"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.
derivative security financial
"transaction code M described as Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider stock transactions did Delta Air Lines (DAL) executive Peter W. Carter report?

Peter W. Carter reported exercising options for 39,900 Delta Air Lines shares at $49.33 and selling 39,900 shares on August 4, 2026. The sale occurred after the option exercise and used a weighted average sale price of $92.981 per share.

How many Delta Air Lines (DAL) shares did Peter W. Carter sell and at what price range?

Peter W. Carter sold 39,900 Delta Air Lines shares at a weighted average price of $92.981 per share. Footnote disclosure states these were broker-dealer trades executed in multiple lots between $92.740 and $93.300 per share, inclusive.

What was the exercise price of Peter W. Carter’s Delta Air Lines (DAL) stock options?

Carter exercised employee stock options covering 39,900 Delta Air Lines shares at an exercise price of $49.33 per share. The option, which was currently exercisable and expiring February 8, 2027, was fully exercised in this reported transaction.

Were Peter W. Carter’s Delta Air Lines (DAL) options fully exercised in this transaction?

Yes. The Form 4 shows Carter exercised options for 39,900 shares, leaving 0 option shares in that grant after the transaction. Those 39,900 option-derived shares were then sold in full in same‑day broker-dealer transactions.

Did Peter W. Carter use a Rule 10b5-1 trading plan for these Delta Air Lines (DAL) trades?

The report indicates the trades were not executed under a Rule 10b5-1 trading plan. The document-level Rule 10b5-1 checkbox is marked false, and the footnotes describe pricing details but do not reference any pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carter Peter W

(Last)(First)(Middle)
C/O DELTA AIR LINES, INC., DEPT. 981
1030 DELTA BLVD.

(Street)
ATLANTA GEORGIA 30354

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DELTA AIR LINES, INC. [ DAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026M39,900A$49.33464,604D
Common Stock08/04/2026S39,900D$92.981(1)424,704D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$49.3308/04/2026M39,900 (2)02/08/2027Common Stock39,900$00D
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $92.740 to $93.300 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
2. The option is currently exercisable.
/s/ Alan T. Rosselot, as attorney-in-fact for Peter W. Carter08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)