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Endava (NYSE: DAVA) CEO details Class A, B and RSU stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Endava plc filed a Form 3 showing Chief Executive Officer John Cotterell’s existing equity stake in the company. He directly holds 8,490,000 Class B Ordinary Shares, each convertible at any time into one Class A Ordinary Share, and 141,236 Class A Ordinary Shares.

He also holds share options over 155, 218 and 240 Class A Ordinary Shares with exercise prices of $69.47, $49.34 and $21.72, expiring in 2032, 2033 and 2035. In addition, he has 11,110 restricted share units vesting in two equal installments on October 31, 2026 and 2027, and 136,037 restricted share units vesting in three equal installments on October 31, 2026, 2027 and 2028. Each RSU represents a contingent right to one Class A Ordinary Share or, at the issuer’s option, cash.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Cotterell John

(Last)(First)(Middle)
C/O ENDAVA PLC
125 OLD BROAD STREET

(Street)
LONDONEC2N 1AR

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Endava plc [ DAVA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares(1)141,236D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Ordinary Shares (2) (2)Class A Ordinary Shares8,490,000(2)D
Share Option (right to buy) (3)12/01/2032Class A Ordinary Shares155$69.47D
Share Option (right to buy) (4)12/01/2033Class A Ordinary Shares218$49.34D
Share Option (right to buy) (5)04/01/2035Class A Ordinary Shares240$21.72D
Restricted Share Units (6) (6)Class A Ordinary Shares11,110(7)D
Restricted Share Units (8) (8)Class A Ordinary Shares136,037(7)D
Explanation of Responses:
1. The Class A Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one ordinary share.
2. Each Class B Ordinary Share is convertible at any time at the option of the Reporting Person into one Class A Ordinary Share.
3. Fully vested and exercisable.
4. This option will vest on December 1, 2026.
5. This option will vest on April 1, 2028.
6. The restricted share units ("RSUs") vest in 2 equal annual installments on October 31, 2026 and October 31, 2027.
7. Each RSU represents a contingent right to receive one Issuer Class A Ordinary Share or, at the option of the Issuer, cash.
8. The RSUs vest in 3 equal annual installments on October 31, 2026, October 31, 2027 and October 31, 2028.
/s/ Rohit Bhoothalingam, Attorney-in-Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Endava (DAVA) CEO John Cotterell report on this Form 3?

The Form 3 reports John Cotterell’s existing equity holdings in Endava. It lists his direct ownership of Class A and Class B Ordinary Shares, as well as options and restricted share units that give him additional potential exposure to Class A Ordinary Shares over time.

How many Endava Class B shares does the CEO hold and what is their conversion right?

John Cotterell holds 8,490,000 Class B Ordinary Shares. Each Class B Ordinary Share is convertible at any time, at his option, into one Class A Ordinary Share, giving him significant potential voting and economic exposure to the company’s primary listed share class.

What direct Class A Ordinary Share position does Endava’s CEO report?

He reports direct ownership of 141,236 Class A Ordinary Shares. These are already in the company’s primary share class, separate from the 8,490,000 Class B shares that can be converted into Class A, and represent part of his current, non-derivative Endava equity stake.

What stock options does John Cotterell hold in Endava (DAVA)?

He holds share options over 155, 218 and 240 Class A Ordinary Shares. The exercise prices are $69.47, $49.34 and $21.72, with expirations in 2032, 2033 and 2035, and some options are already fully vested and exercisable according to the footnotes.

What are the vesting schedules for Endava CEO’s restricted share units?

He holds 11,110 RSUs that vest in two equal annual installments on October 31, 2026 and October 31, 2027, and 136,037 RSUs that vest in three equal annual installments on October 31, 2026, 2027 and 2028, each linked to one potential Class A Ordinary Share or cash.

How do Endava’s RSUs reported here convert into Class A shares?

Each restricted share unit represents a contingent right to receive one Endava Class A Ordinary Share or, at the issuer’s option, cash. Actual receipt of shares or cash occurs only when the specified vesting conditions and dates disclosed in the footnotes are satisfied.
Endava Plc

NYSE:DAVA

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Software - Infrastructure
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