[144] Dave Inc./DE SEC Filing
Form 144 notice from the holder of DAVE common stock proposes to sell 50,000 shares through Morgan Stanley Smith Barney LLC on the NASDAQ. The filing shows the shares were acquired in a private transaction from the issuer on 08/09/2023 and were paid for in cash. The proposed sale has an aggregate market value of $11,471,000 and the issuer reports 12,084,643 shares outstanding, with an approximate sale date listed as 09/15/2025. The filer certified no undisclosed material adverse information and indicated no securities of the issuer were sold by the account in the past three months.
Avviso Form 144, intestato a chi detiene azioni ordinarie di DAVE, propone la vendita di 50.000 azioni tramite Morgan Stanley Smith Barney LLC sul NASDAQ. La documentazione indica che le azioni sono state acquisite in una transazione privata dall’emittente in data 08/09/2023 e sono state pagate in contanti. La vendita proposta ha un valore di mercato aggregato di 11.471.000 USD e l’emittente riporta 12.084.643 azioni in circolazione, con una data di vendita approssimativa indicata come 15/09/2025. Il presentatore ha certificato che non ci sono informazioni materialmente avverse non divulagate e ha indicato che nessun titolo dell’emittente è stato venduto dal conto negli ultimi tre mesi.
Aviso Form 144 del titular de acciones ordinarias de DAVE propone vender 50,000 acciones a través de Morgan Stanley Smith Barney LLC en NASDAQ. La presentación indica que las acciones fueron adquiridas en una transacción privada con el emisor el 08/09/2023 y se pagaron en efectivo. La venta propuesta tiene un valor de mercado agregado de 11,471,000 USD y el emisor reporta 12,084,643 acciones en circulación, con una fecha de venta aproximada indicada como 15/09/2025. El presentante certificó que no hay información material adversa no revelada y señaló que ningún valor del emisor fue vendido por la cuenta en los últimos tres meses.
DAVE 보통주 보유자의 Form 144 공지에는 NASDAQ에서 Morgan Stanley Smith Barney LLC를 통한 50,000주 매도가 제안되어 있습니다. 제출 서류에 따르면 해당 주식은 발행자로부터 비공개 거래로 2023년 8월 9일에 취득되었고 현금으로 대금이 지불되었습니다. 제안된 매도의 총시가(aggregate market value)는 11,471,000달러이며 발행사는 발행주식 수 12,084,643주를 보고하고 매매 예정일은 대략 2025년 9월 15일로 기재되어 있습니다. 제출자는 공개되지 않은 중요 부정 정보가 없다고 인증했고 계좌에서 발행자의 증권이 지난 3개월 동안 매매되지 않았다고 밝혔습니다.
Un avis Form 144 du détenteur des actions ordinaires de DAVE propose de vendre 50 000 actions via Morgan Stanley Smith Barney LLC sur le NASDAQ. Le dépôt indique que les actions ont été acquises dans une transaction privée avec l’émetteur le 09/08/2023 et ont été payées en espèces. La vente proposée a une valeur marchande brute de 11 471 000 USD et l’émetteur rapporte 12 084 643 actions en circulation, avec une date de vente approximative indiquée au 15/09/2025. Le déclarant a certifié qu’il n’y a pas d’informations matérielles défavorables non divulguées et a indiqué qu’aucun titre de l’émetteur n’avait été vendu par le compte au cours des trois derniers mois.
Ein Form 144 Hinweis des Inhabers von DAVE Stammaktien beabsichtigt, 50.000 Aktien über Morgan Stanley Smith Barney LLC an der NASDAQ zu verkaufen. Die Einreichung zeigt, dass die Aktien in einer privaten Transaktion vom Emittenten am 08.09.2023 erworben und bar bezahlt wurden. Der vorgeschlagene Verkauf hat einen aggregierten Marktwert von 11.471.000 USD, und der Emittent meldet 12.084.643 ausstehende Aktien, mit einem ungefährnen Verkaufsdatum von 15.09.2025. Der Einreicher bestätigte, dass es keine unOffenbarten wesentlichen negativen Informationen gibt und gab an, dass in den letzten drei Monaten keine Wertpapiere des Emittenten durch das Konto verkauft wurden.
تنبيه Form 144 من حامل أسهم DAVE العادية يقترح بيع 50,000 سهم عبر Morgan Stanley Smith Barney LLC في ناسداك. تشير الوثيقة إلى أن الأسهم اشتُريت في معاملة خاصة من المصدر في 08/09/2023 وتم دفع ثمنها نقداً. يبلغ البيع المقترح قيمة سوقية إجمالية قدرها 11,471,000 دولار ويدرج المصدر 12,084,643 سهماً قائماً مع تاريخ بيع تقريبي مذكور كـ 09/15/2025. صرح المصرح له بأنه لا توجد معلومات سلبية جوهرية غير معلنة وأشار إلى أنه لم تُبع أية أوراق مالية للمصدر من قبل الحساب خلال الثلاثة أشهر الماضية.
DAVE普通股持有人提出通过摩根士丹利史密斯巴尼有限公司在NASDAQ出售50,000股的Form 144通知。 申报显示这些股票是在向发行人进行的私人交易中于2023年8月9日取得，已以现金支付。拟议的销售的总市场价值为11,471,000美元，发行人报告在外流通的股票为12,084,643股，拟议的出售日期大致为2025/09/15。申报人证明没有未披露的重大负面信息，并指出在过去三个月内该账户未出售发行人的证券。
- Full Rule 144 disclosure provided with acquisition details, broker, proposed sale date, and outstanding shares
- Securities were paid in cash at acquisition (08/09/2023), simplifying provenance of the position
- Brokerage route documented: Morgan Stanley Smith Barney LLC named as the executing broker
- High aggregate sale value of $11,471,000 may be material to some stakeholders given its dollar size
- No trading-plan date is indicated, so the sale appears to be a proposed open-market disposition rather than a 10b5-1 plan
Insights
TL;DR: Insider plans to sell 50,000 DAVE shares (proposed value $11.47M) via a major broker; disclosure is routine but material in dollar terms.
The filing documents a proposed sale of 50,000 common shares through Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $11,471,000. The shares were acquired in a private transaction and paid in cash on 08/09/2023. For investors, the key facts are the size of the position being offered and that no other sales by the account were reported in the past three months. This is a standard Rule 144 notification providing required transparency for an officer/director/affiliate or other covered person preparing to sell restricted or control securities.
TL;DR: Filing meets Rule 144 disclosure elements; signer attests no undisclosed material adverse information.
The form includes required acquisition details (private transaction, cash payment), broker information, number of shares outstanding, and an attestation regarding material disclosures. The presence of a major brokerage firm and the explicit representation about material information align with standard compliance expectations. The document does not report any sales in the prior three months, and no trading plan date is provided on the form.
Avviso Form 144, intestato a chi detiene azioni ordinarie di DAVE, propone la vendita di 50.000 azioni tramite Morgan Stanley Smith Barney LLC sul NASDAQ. La documentazione indica che le azioni sono state acquisite in una transazione privata dall’emittente in data 08/09/2023 e sono state pagate in contanti. La vendita proposta ha un valore di mercato aggregato di 11.471.000 USD e l’emittente riporta 12.084.643 azioni in circolazione, con una data di vendita approssimativa indicata come 15/09/2025. Il presentatore ha certificato che non ci sono informazioni materialmente avverse non divulagate e ha indicato che nessun titolo dell’emittente è stato venduto dal conto negli ultimi tre mesi.
Aviso Form 144 del titular de acciones ordinarias de DAVE propone vender 50,000 acciones a través de Morgan Stanley Smith Barney LLC en NASDAQ. La presentación indica que las acciones fueron adquiridas en una transacción privada con el emisor el 08/09/2023 y se pagaron en efectivo. La venta propuesta tiene un valor de mercado agregado de 11,471,000 USD y el emisor reporta 12,084,643 acciones en circulación, con una fecha de venta aproximada indicada como 15/09/2025. El presentante certificó que no hay información material adversa no revelada y señaló que ningún valor del emisor fue vendido por la cuenta en los últimos tres meses.
DAVE 보통주 보유자의 Form 144 공지에는 NASDAQ에서 Morgan Stanley Smith Barney LLC를 통한 50,000주 매도가 제안되어 있습니다. 제출 서류에 따르면 해당 주식은 발행자로부터 비공개 거래로 2023년 8월 9일에 취득되었고 현금으로 대금이 지불되었습니다. 제안된 매도의 총시가(aggregate market value)는 11,471,000달러이며 발행사는 발행주식 수 12,084,643주를 보고하고 매매 예정일은 대략 2025년 9월 15일로 기재되어 있습니다. 제출자는 공개되지 않은 중요 부정 정보가 없다고 인증했고 계좌에서 발행자의 증권이 지난 3개월 동안 매매되지 않았다고 밝혔습니다.
Un avis Form 144 du détenteur des actions ordinaires de DAVE propose de vendre 50 000 actions via Morgan Stanley Smith Barney LLC sur le NASDAQ. Le dépôt indique que les actions ont été acquises dans une transaction privée avec l’émetteur le 09/08/2023 et ont été payées en espèces. La vente proposée a une valeur marchande brute de 11 471 000 USD et l’émetteur rapporte 12 084 643 actions en circulation, avec une date de vente approximative indiquée au 15/09/2025. Le déclarant a certifié qu’il n’y a pas d’informations matérielles défavorables non divulguées et a indiqué qu’aucun titre de l’émetteur n’avait été vendu par le compte au cours des trois derniers mois.
Ein Form 144 Hinweis des Inhabers von DAVE Stammaktien beabsichtigt, 50.000 Aktien über Morgan Stanley Smith Barney LLC an der NASDAQ zu verkaufen. Die Einreichung zeigt, dass die Aktien in einer privaten Transaktion vom Emittenten am 08.09.2023 erworben und bar bezahlt wurden. Der vorgeschlagene Verkauf hat einen aggregierten Marktwert von 11.471.000 USD, und der Emittent meldet 12.084.643 ausstehende Aktien, mit einem ungefährnen Verkaufsdatum von 15.09.2025. Der Einreicher bestätigte, dass es keine unOffenbarten wesentlichen negativen Informationen gibt und gab an, dass in den letzten drei Monaten keine Wertpapiere des Emittenten durch das Konto verkauft wurden.
FAQ
What does the DAVE Form 144 disclose about the proposed sale?
When and how were the shares being sold acquired?
Does the filing report recent sales of DAVE shares by the same account?
What compliance representation does the filer make in the Form 144?
Through which broker is the proposed sale to be executed?
