Dave (DAVE) director receives 637 RSUs vesting by 2027

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Carroll Brendan reported acquisition or exercise transactions in this Form 4 filing.

Dave Inc. director Brendan Carroll received an equity award of 637 shares of Class A Common Stock in the form of restricted stock units granted at a price of $0.00 per share under the company’s Amended and Restated 2021 Equity Incentive Plan.

The RSUs will vest in full on the earlier of June 2, 2027 or the date of Dave’s next annual shareholder meeting, as long as Carroll continues serving on the board through that date. After this award, he directly holds 2,271 shares of Class A Common Stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Carroll Brendan

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	637	$0.00	--

Holdings After Transaction: Class A Common Stock — 2,271 shares (Direct, null)

Footnotes (1)

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Key Figures

RSU grant size: 637 shares Grant price: $0.00 per share Post-grant holdings: 2,271 shares +1 more

4 metrics

RSU grant size 637 shares Class A Common Stock RSUs granted to director

Grant price $0.00 per share Restricted stock unit award price

Post-grant holdings 2,271 shares Total Class A shares directly held after transaction

Vesting date June 2, 2027 Latest possible full vesting date for RSUs

Key Terms

restricted stock unit, RSU, Amended and Restated 2021 Equity Incentive Plan

3 terms

restricted stock unit financial

"Represents shares of Class A Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSU financial

"Represents shares of Class A Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Amended and Restated 2021 Equity Incentive Plan financial

"underlying a restricted stock unit award ("RSU") granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan in connection with annual awards to directors"

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Form 4 Insider Transactions: What Each Field Means →

06/04/2026 - 06:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carroll Brendan

(Last)

(First)

(Middle)

1265 SOUTH COCHRAN AVE

(Street)

LOS ANGELES

CALIFORNIA

90019

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dave Inc./DE [ DAVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/02/2026		A		637⁽¹⁾	A	$0	2,271	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of Class A Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan in connection with annual awards to directors for service as a member of the Issuer's Board of Directors. The RSU will vest in full on the earlier of (i) June 2, 2027, and (ii) the date of the Issuer's next annual shareholder's meeting, subject to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.

	/s/ Joan Aristei as Attorney-in-Fact for Brendan Carroll	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Dave (DAVE) report for Brendan Carroll?

Dave reported that director Brendan Carroll received 637 Class A Common Stock shares through a restricted stock unit grant. The award was granted at $0.00 per share as part of his compensation for serving on the board.

How many Dave (DAVE) shares did Brendan Carroll receive and at what price?

Brendan Carroll was granted 637 Class A Common Stock shares via restricted stock units at $0.00 per share. This reflects a compensation grant rather than an open-market purchase, providing additional equity tied to his board service.

When do Brendan Carroll’s Dave (DAVE) RSUs vest?

The RSUs granted to Brendan Carroll vest in full on the earlier of June 2, 2027, or Dave’s next annual shareholder meeting. Vesting is contingent on his continued service as a board member through that vesting date.

How many Dave (DAVE) shares does Brendan Carroll hold after this grant?

Following the 637-share restricted stock unit grant, Brendan Carroll directly holds 2,271 shares of Dave Class A Common Stock. This total includes the newly awarded RSUs as reported in the insider ownership section of the Form 4 filing.

What plan governs Brendan Carroll’s Dave (DAVE) RSU award?

Brendan Carroll’s restricted stock units were granted under Dave’s Amended and Restated 2021 Equity Incentive Plan. This plan provides equity-based compensation, including annual awards to directors for their service on the company’s board of directors.

Is Brendan Carroll’s Dave (DAVE) RSU grant a market purchase or compensation?

The RSU grant is compensation, not a market purchase. The 637 Class A Common Stock shares were awarded at $0.00 per share as part of Dave’s standard equity incentives for directors serving on its board.