Morgan Stanley broker files Form 144 for DBI restricted stock (DBI)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting proposed sales of Common Stock by an affiliate under Rule 144. The filing lists multiple vesting-related lots of restricted stock with sample proposed sale quantities, including 7,137, 8,101, 11,479 and 7,991 shares tied to vesting dates in 2023 and 2026.

The filing identifies the securities as restricted shares vesting under a registered plan and lists the selling broker and exchange as NYSE. This is a routine disclosure of intended affiliate dispositions rather than a registration of new shares.

Insights

Equity Capital Markets Analyst

Routine Rule 144 notice showing multiple vesting lots proposed for sale.

The filing lists proposed sales of restricted Common Stock tied to vesting events, naming the broker and exchange. The quantities shown (7,137; 8,101; 11,479; 7,991) reflect discrete lots associated with service‑based vesting dates.

These notices permit affiliate sales under resale rules; actual sale timing and cash‑flow treatment are governed by the broker and Rule 144 conditions. Subsequent trade reports would confirm execution details.

Key Figures

Proposed lot: 7,137 shares Proposed lot: 8,101 shares Proposed lot: 11,479 shares +1 more

4 metrics

Proposed lot 7,137 shares vesting date 03/24/2023

Proposed lot 8,101 shares vesting date 03/23/2024

Proposed lot 11,479 shares vesting date 03/03/2026

Proposed lot 7,991 shares vesting date 03/23/2026

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Rule 144

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	34708	242837.99	43044346	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/24/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			7137	03/24/2023	Services Rendered
Common	03/23/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			8101	03/23/2024	Services Rendered
Common	03/03/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			11479	03/03/2026	Services Rendered
Common	03/23/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			7991	03/23/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DBI's Form 144 filing mean?

It notifies the SEC of intended affiliate sales under Rule 144. The filing lists proposed dispositions of restricted Common Stock, identifying the broker and vesting‑related lots with quantities and dates.

Who is the selling broker in the DBI Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker. It also references the NYSE as the trading market for the proposed transactions.

How many shares are shown as proposed for sale in the excerpt?

The excerpt lists sample vesting lots of 7,137, 8,101, 11,479 and 7,991 shares tied to specific vesting dates in 2023 and 2026.

Do Form 144 notices mean the shares have been sold?

No. A Form 144 is a notice of proposed sale under Rule 144. Execution and settlement occur separately; trade reports would show whether and when the shares were actually sold.