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Designer Brands' Mark Haley acquires 14,492 shares

Reported post-transaction positions include 9,118 dividend equivalent rights and 28,090 restricted stock units.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

On October 15, 2026, Mark Haley, SVP, Controller & PAO at Designer Brands Inc. (DBI), reported exercising or converting 447 dividend equivalent rights and 14,045 restricted stock units, with an entry listing acquisition of 14,492 Class A common shares. Reported post-transaction holdings were 9,118 dividend equivalent rights and 28,090 restricted stock units. The report also lists 4,297 Class A shares delivered or withheld for payment of exercise price or tax liability, at $5.95 per share.

Insider Haley Mark
Role SVP, Controller & PAO
Type Security Shares Price Value
Exercise Dividend Equivalent Rights F1 447 $0.00 $0.00
Exercise Restricted Stock Unit F2, F3 14,045 $0.00 $0.00
Exercise Class A Common Shares 14,492 $0.00 $0.00
Exercise Price or Tax Liability Class A Common Shares 4,297 $5.95 $26K
Holdings After Transaction: Dividend Equivalent Rights — 9,118 contracts (Direct); Restricted Stock Unit — 28,090 contracts (Direct); Class A Common Shares — 10,195 shares (Direct)
Footnotes (3)
  1. F1. The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.
  3. F3. Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.
Dividend equivalent rights exercised or converted 447 rights October 15, 2026
Restricted stock units exercised or converted 14,045 units October 15, 2026
Class A common shares acquired 14,492 shares October 15, 2026
Class A common shares delivered or withheld 4,297 shares For payment of exercise price or tax liability on October 15, 2026
Price per share $5.95 per share Shares delivered or withheld on October 15, 2026
Dividend equivalent rights held after transaction 9,118 rights Reported after the October 15, 2026 transaction
Restricted stock units held after transaction 28,090 units Reported after the October 15, 2026 transaction
Dividend equivalent rights financial
"The dividend equivalent rights accrued on previously awarded restricted stock units"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
Restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
exercise price or tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions did DBI's Mark Haley report?

On October 15, 2026, Mark Haley reported exercising or converting 447 dividend equivalent rights and 14,045 restricted stock units, an entry listing acquisition of 14,492 Class A common shares, and 4,297 Class A shares delivered or withheld for payment of exercise price or tax liability at $5.95 per share. Reported post-transaction holdings were 9,118 rights and 28,090 restricted stock units.

How do DBI restricted stock units vest?

Each restricted stock unit vests one-third per year beginning on the first anniversary of its grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haley Mark

(Last)(First)(Middle)
810 DSW DRIVE

(Street)
COLUMBUS OHIO 43219

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Designer Brands Inc. [ DBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Controller & PAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares10/15/2026M14,492A$0.000014,492D
Class A Common Shares10/15/2026F4,297D$5.9510,195D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights(1)10/15/2026M447 (1) (1)Class A Common Shares447$0.00009,118D
Restricted Stock Unit(2)10/15/2026M14,045 (3)10/15/2028Class A Common Shares14,045$0.000028,090D
Explanation of Responses:
1. The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.
2. Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.
3. Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.
Lisa Yerrace, Attorney-in-Fact10/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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