DBL VP Liu-Hartman files Form 3 with zero shares

DoubleLine Opportunistic Credit Fund filed an initial ownership report for officer Carolyn Liu-Hartman, who serves as a Vice President of the fund.

Rhea-AI Filing Summary

DoubleLine Opportunistic Credit Fund filed an initial ownership report for officer Carolyn Liu-Hartman, who serves as a Vice President of the fund. As of the event date of August 19, 2025, she reported beneficial ownership of 0 shares of Common Stock, held in direct form. The filing is a Form 3, which is required when someone becomes an officer, director, or large shareholder of a public company, and it establishes her baseline reported holdings in the fund’s stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Liu-Hartman Carolyn

Role Vice President

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the DBL Form 3 filed for Carolyn Liu-Hartman show?

The Form 3 shows that Vice President Carolyn Liu-Hartman had 0 shares of Common Stock of DoubleLine Opportunistic Credit Fund beneficially owned as of August 19, 2025.

What is Carolyn Liu-Hartman’s role at DoubleLine Opportunistic Credit Fund (DBL)?

She is reported as an officer of DoubleLine Opportunistic Credit Fund, with the title Vice President, according to the Form 3.

Does the DBL Form 3 report any stock transactions by Carolyn Liu-Hartman?

No transactions are reported. The filing lists Common Stock with 0 shares beneficially owned directly after the reported date, indicating only a baseline ownership report.

Is Carolyn Liu-Hartman a 10% owner or director of DBL according to this filing?

According to the Form 3, she is not a director and not a 10% owner. She is identified solely as an officer with the title Vice President.

Who signed the DBL Form 3 for Carolyn Liu-Hartman?

The Form 3 is signed by Jeremy Smith as Attorney-in-Fact for Carolyn Liu-Hartman, indicating he signed under a power of attorney on her behalf.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/27/2025 - 09:01 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liu-Hartman Carolyn

(Last) (First) (Middle)

C/O DOUBLELINE FUNDS

2002 N. TAMPA STREET, SUITE 200

(Street)

TAMPA FL 33602

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/19/2025

3. Issuer Name and Ticker or Trading Symbol
DoubleLine Opportunistic Credit Fund [ DBL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy Smith as Attorney-in-Fact for Carolyn Liu-Hartman	08/27/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.