DBX (DBX) insider Karen Peacock plans 2,000-share sale under Form 144

Rhea-AI Filing Summary

An affiliate of issuer DBX, through Morgan Stanley Smith Barney LLC Executive Financial Services, filed to sell 2,000 common shares on NASDAQ, valued at $64,120.00, originating from Restricted Stock Units granted on May 17, 2023. The filing also lists prior Rule 10b5-1 sales for Karen Peacock over the past three months totaling 6,000 shares and about $164,018.80 in sale value.

Key Figures

Planned shares to be sold: 2,000 shares Value of planned sale: $64,120.00 CUSIP-like identifier: 158037382 +4 more

7 metrics

Planned shares to be sold 2,000 shares Common stock to be sold through Morgan Stanley Smith Barney LLC

Value of planned sale $64,120.00 Indicated value for 2,000 common shares to be sold on NASDAQ

CUSIP-like identifier 158037382 Security identifier associated with the common stock listed

Prior sale on 07/07/2026 2,000 shares for $58,000.00 Rule 10b5-1 sale for Karen Peacock

Prior sale on 05/15/2026 4,000 shares for $106,018.80 Rule 10b5-1 sale for Karen Peacock

Total recent 10b5-1 shares sold 6,000 shares Aggregate of two Rule 10b5-1 sales in the past three months

Total recent 10b5-1 sale value $164,018.80 Combined sale value from 6,000 shares sold under 10b5-1

Key Terms

Restricted Stock Units, 10b5-1, Executive Financial Services

3 terms

Restricted Stock Units financial

"Common | 05/17/2023 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for KAREN PEACOCK 50 Hawthorne Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/29/2026 - 04:18 PM Accepted by SEC EDGAR 07/29/2026 - 04:18 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing related to DBX disclose?

The Form 144 linked to DBX discloses a proposed sale of 2,000 common shares on NASDAQ, valued at $64,120.00, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many DBX shares are proposed to be sold under this Form 144?

The filing contemplates the sale of 2,000 common shares of the issuer associated with ticker DBX, with an indicated value of $64,120.00 through Morgan Stanley Smith Barney LLC.

What is the origin of the DBX shares being sold under Form 144?

The 2,000 shares in the Form 144 are tied to Restricted Stock Units granted on May 17, 2023, with the issuer listed as the source of these equity awards.

What recent 10b5-1 sales related to DBX are reported for Karen Peacock?

Karen Peacock is reported to have completed 10b5-1 sales of 2,000 DBX shares for $58,000.00 on July 7, 2026 and 4,000 shares for $106,018.80 on May 15, 2026.

How many DBX shares has Karen Peacock sold in the past three months?

Over the past three months, Karen Peacock’s 10b5-1 activity includes sales of 6,000 DBX common shares in total, generating approximately $164,018.80 in aggregate sale proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	64120.00	158037382	07/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/17/2023	Restricted Stock Units	Issuer			2000	05/17/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KAREN PEACOCK 50 Hawthorne Street San Francisco CA 94105	Common	07/07/2026	2000	58000.00
10b5-1 Sales for KAREN PEACOCK 50 Hawthorne Street San Francisco CA 94105	Common	05/15/2026	4000	106018.80

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)