DBX affiliate plans sale of 2,000 common shares
An affiliate of issuer DBX, through Morgan Stanley Smith Barney LLC Executive Financial Services, filed to sell 2,000 common shares on NASDAQ, valued at $64,120.00, originating from Restricted Stock Units granted on May 17, 2023.
Rhea-AI Filing Summary
An affiliate of issuer DBX, through Morgan Stanley Smith Barney LLC Executive Financial Services, filed to sell 2,000 common shares on NASDAQ, valued at $64,120.00, originating from Restricted Stock Units granted on May 17, 2023. The filing also lists prior Rule 10b5-1 sales for Karen Peacock over the past three months totaling 6,000 shares and about $164,018.80 in sale value.
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Key Figures
Planned shares to be sold: 2,000 shares
Value of planned sale: $64,120.00
CUSIP-like identifier: 158037382
+4 more
7 metrics
Planned shares to be sold
2,000 shares
Common stock to be sold through Morgan Stanley Smith Barney LLC
Value of planned sale
$64,120.00
Indicated value for 2,000 common shares to be sold on NASDAQ
CUSIP-like identifier
158037382
Security identifier associated with the common stock listed
Prior sale on 07/07/2026
2,000 shares for $58,000.00
Rule 10b5-1 sale for Karen Peacock
Prior sale on 05/15/2026
4,000 shares for $106,018.80
Rule 10b5-1 sale for Karen Peacock
Total recent 10b5-1 shares sold
6,000 shares
Aggregate of two Rule 10b5-1 sales in the past three months
Total recent 10b5-1 sale value
$164,018.80
Combined sale value from 6,000 shares sold under 10b5-1
Key Terms
Restricted Stock Units, 10b5-1, Executive Financial Services
3 terms
Restricted Stock Units financial
"Common | 05/17/2023 | Restricted Stock Units | Issuer"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 regulatory
"10b5-1 Sales for KAREN PEACOCK 50 Hawthorne Street"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
Executive Financial Services financial
"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"
FAQ
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AI-generated analysis. How Rhea-AI works. Not financial advice.