TIMOTHY REGAN sells 1,500-share lots under 10b5-1 plan (DBX)
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
TIMOTHY REGAN reported planned sales of Common shares under 10b5-1 plans. The excerpt lists multiple 10b5-1 sale entries of 1,500 shares each on 11/28/2025, 12/15/2025, 12/30/2025, 01/15/2026, 01/30/2026, and 02/26/2026, with dollar amounts shown for each trade.
Positive
- None.
Negative
- None.
Insights
Form 144 lists scheduled 10b5-1 dispositions by an insider.
The filing excerpts identify multiple planned sales under a 10b5-1 sales plan for TIMOTHY REGAN, each entry showing 1,500 shares on specific dates between 11/28/2025 and 02/26/2026
These entries reflect reported transactions under an established trading plan; timing and execution were governed by those plan terms. Subsequent SEC filings or broker confirmations would detail final execution and settlement.
FAQ
What sales does the DBX Form 144 excerpt show for TIMOTHY REGAN?
The excerpt shows multiple 10b5-1 sales of 1,500 shares each on 11/28/2025, 12/15/2025, 12/30/2025, 01/15/2026, 01/30/2026, and 02/26/2026.
Are the dollar amounts of each sale listed in the excerpt?
Yes; each dated sale entry includes a dollar figure per the excerpt, for example 44460.00 on 11/28/2025 and 36870.00 on 02/26/2026, alongside the 1,500 share quantity.
Does the filing indicate these were 10b5-1 planned trades?
Yes; each sale row is labeled as a 10b5-1 Sales Plan associated with TIMOTHY REGAN, indicating the trades were executed pursuant to an established trading plan.
Who is the broker or selling agent listed in the excerpt?
The excerpt lists Morgan Stanley Smith Barney LLC Executive Financial Services as the brokerage/agent in the securities information section for the reported common share sales.