Rule 144: Morgan Stanley handles 1,500-share sales for DBX (DBX)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Rule 144 notice related to proposed sales of Common shares for the account of Timothy Regan under a 10b5-1 Sales Plan. The filing lists multiple reported sales of 1,500 shares on specified dates and a separate grant/award of 1,500 Restricted Stock Units vesting on 05/15/2025.

The excerpt lists executed plan sales on 01/15/2026, 01/30/2026, 02/26/2026, 02/27/2026, and 03/13/2026, each showing 1,500 shares and accompanying dollar figures. The filing identifies the broker/dealer as Morgan Stanley Smith Barney LLC.

Insights

Equity Markets Analyst

Rule 144 notice documents routine plan-based sales of common shares by an insider.

The filing lists multiple plan transactions of 1,500 shares each executed under a 10b5-1 Sales Plan, and a grant of 1,500 RSUs vesting on 05/15/2025. These entries are administrative disclosures for resale compliance.

Cash flows and ultimate proceeds recipients are not explicitly summarized; subsequent filings or broker confirmations would show final settlement details. Future filings may provide remaining plan activity or aggregate dispositions.

Key Figures

RSUs vesting: 1,500 shares Sale on 03/13/2026: 1,500 shares Sale on 02/27/2026: 1,500 shares +3 more

6 metrics

RSUs vesting 1,500 shares vest date <date>05/15/2025</date>

Sale on 03/13/2026 1,500 shares <date>03/13/2026</date> listed with <money>$38,925.00</money>

Sale on 02/27/2026 1,500 shares <date>02/27/2026</date> listed with <money>$36,765.00</money>

Sale on 02/26/2026 1,500 shares <date>02/26/2026</date> listed with <money>$36,870.00</money>

Sale on 01/30/2026 1,500 shares <date>01/30/2026</date> listed with <money>$38,685.00</money>

Sale on 01/15/2026 1,500 shares <date>01/15/2026</date> listed with <money>$40,260.00</money>

Key Terms

10b5-1 Sales Plan, Restricted Stock Units, Rule 144

3 terms

10b5-1 Sales Plan regulatory

"10b5-1 Sales Plan for TIMOTHY REGAN 1800 Owens Street"

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 1500 | 05/15/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1500	33840.00	165704072	03/31/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2025	Restricted Stock Units	Issuer			1500	05/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales Plan for TIMOTHY REGAN 1800 Owens Street San Francisco CA 94158	Common	03/13/2026	1500	38925.00
10b5-1 Sales Plan for TIMOTHY REGAN 1800 Owens Street San Francisco CA 94158	Common	02/27/2026	1500	36765.00
10b5-1 Sales Plan for TIMOTHY REGAN 1800 Owens Street San Francisco CA 94158	Common	02/26/2026	1500	36870.00
10b5-1 Sales Plan for TIMOTHY REGAN 1800 Owens Street San Francisco CA 94158	Common	01/30/2026	1500	38685.00
10b5-1 Sales Plan for TIMOTHY REGAN 1800 Owens Street San Francisco CA 94158	Common	01/15/2026	1500	40260.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the DBX Form 144 filing report?

It reports planned or proposed sales of Common shares under Rule 144 and a 10b5-1 plan. The excerpt lists multiple 1,500-share transactions and a 1,500-RSU vesting on 05/15/2025, showing dates and dollar amounts for each listed sale.

Who is the selling party in the DBX filing?

The filing references Timothy Regan as the account holder executing sales under a 10b5-1 plan. Morgan Stanley Smith Barney LLC is listed as the broker/dealer handling the transactions according to the excerpt.

How many shares are shown per transaction in the filing?

Each listed transaction shows 1,500 shares per line. The excerpt includes multiple dated entries where 1,500 shares are associated with each reported sale under the sales plan.

Does the filing show cash proceeds for the sales?

The excerpt includes dollar figures adjacent to each sale line such as $38,925.00 and $40,260.00. These appear next to dated 1,500-share entries but the filing excerpt does not label them explicitly as net proceeds.