Charles Schwab Corp Form 144: Officer Sale Notice

Charles Schwab Corp filed a Form 144 notice reporting insider sales.

Rhea-AI Filing Summary

Charles Schwab Corp filed a Form 144 notice reporting insider sales. The filing lists sales by Stephen G. Oswald of 1,829 common shares on 03/06/2026 for $233,525.64 and 500 common shares on 03/09/2026 for $64,807.11.

The form notifies the SEC of planned or completed sales under Rule 144 and identifies the issuer as Charles Schwab Corp (common stock). The filing is a routine disclosure under resale rules.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the DCO Form 144 filing show?

It reports insider sales by Stephen G. Oswald of common stock. The filing lists two transactions of 1,829 shares and 500 shares on 03/06/2026 and 03/09/2026, with proceeds reported as $233,525.64 and $64,807.11 respectively.

Who sold shares according to the filing for DCO?

The seller named is Stephen G. Oswald. The filing gives his address and shows he sold 1,829 shares on 03/06/2026 and 500 shares on 03/09/2026, with the dollar amounts disclosed alongside each transaction.

When were the reported sales in the DCO Form 144?

The two sale dates shown are 03/06/2026 and 03/09/2026. Each date is tied to a specific share count and a reported dollar amount in the filing, indicating the timing and proceeds of the disclosed transactions.

How much proceeds were reported for the sales in DCO's filing?

The filing reports proceeds of $233,525.64 for the 1,829-share sale and $64,807.11 for the 500-share sale. Those dollar amounts appear beside each transaction entry in the Form 144 excerpt provided.

Does the Form 144 identify the issuer and ticker for these sales?

Yes; the issuer is listed as Charles Schwab Corp and the excerpt references common stock trading on NYSE. The metadata provided associates the filing with ticker DCO in the content header.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/10/2026 - 11:28 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001695904
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	DUCOMMUN INC /DE/
SEC File Number	001-08174
Address of Issuer	600 ANTON BOULEVARD SUITE 1100 COSTA MESA CALIFORNIA 92626
Phone	657-335-3665
Name of Person for Whose Account the Securities are To Be Sold	Oswald Stephen G
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	500	64875.00	14986947	03/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/24/2020	Equity Compensation	Issuer			500	03/24/2020	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stephen G. Oswald 600 Anton Boulevard Suite 1100 Costa Mesa CA 92626	Common	03/06/2026	1829	233525.64
Stephen G. Oswald 600 Anton Boulevard Suite 1100 Costa Mesa CA 92626	Common	03/09/2026	500	64807.11

144: Remarks and Signature

Remarks	Account Title: Stephen G. and Regina Oswald Foundation Stephen G. Oswald and Regina Oswald as trustees.
Date of Notice	03/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Stephen G. Oswald
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)