Charles Schwab Form 144: Insider Sells Multiple Lots

Charles Schwab Corp reported proposed sales of common stock via a Form 144 notice.

Rhea-AI Filing Summary

Charles Schwab Corp reported proposed sales of common stock via a Form 144 notice. The filing lists multiple dispositions by Stephen G. Oswald on 12/10/2025, 12/11/2025, 12/12/2025, and 12/17/2025, with reported share counts and proceeds for each trade.

The securities are registered as common stock on the NYSE; the filing records the issuer details and identifies the transactions as employee compensation-related equity sales.

Insights

Insider Transactions Specialist

Routine insider dispositions reported for small share amounts across December 2025.

The filing lists four separate sales by Stephen G. Oswald with explicit dates and per‑trade proceeds: 22825.00, 22713.85, 9556.48, and 16203.25. Each line pairs a trade date with a share count.

These entries appear administrative and do not state any change to company capital structure; subsequent disclosures may clarify motivation or plan details but timing is not specified in the provided excerpt.

FAQ

What transactions does the DCO Form 144 list?

It lists four insider sales by Stephen G. Oswald on specific December 2025 dates. The filing shows trades on 12/10/2025, 12/11/2025, 12/12/2025, and 12/17/2025 with share counts and proceeds for each trade.

Who is the reported seller in the DCO Form 144?

The reported seller is Stephen G. Oswald, named with a Costa Mesa, CA address. The filing attributes four common‑stock transactions to him with per‑trade proceeds shown in the record.

What amounts were reported for each sale in the filing?

Each sale lists a share count and gross proceeds: 22825.00, 22713.85, 9556.48, and 16203.25. Each amount is shown next to the corresponding trade date.

Which issuer and exchange are shown on the filing?

The issuer is listed as Charles Schwab Corp and the common stock is recorded on the NYSE. The filing includes issuer address and exchange details in the securities section.

Does the filing indicate why the shares were sold?

The filing classifies the securities as related to employee compensation. No further explanation of personal motives or trading plans is provided in the provided excerpt.

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Accepted by SEC EDGAR 03/05/2026 - 03:58 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001695904
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	DUCOMMUN INC /DE/
SEC File Number	001-08174
Address of Issuer	600 ANTON BOULEVARD SUITE 1100 COSTA MESA CALIFORNIA 92626
Phone	657-335-3665
Name of Person for Whose Account the Securities are To Be Sold	Oswald Stephen G
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	2329	300697.00	14986947	03/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/24/2020	Employee Compensation	Issuer			2329	03/24/2020	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stephen G. Oswald 600 Anton Boulevard Suite 1100 Costa Mesa CA 92626	Common	12/10/2025	250	22825.00
Stephen G. Oswald 600 Anton Boulevard, Suite 1100 Costa Mesa, CA 92626	Common	12/11/2025	238	22713.85
Stephen G. Oswald 600 Anton Boulevard, Suite 1100 Costa Mesa CA 92626	Common	12/12/2025	100	9556.48
Stephen G. Oswald 600 Anton Boulevard, Suite 1100 Costa Mesa CA 92626	Common	12/17/2025	175	16203.25

144: Remarks and Signature

Remarks	Account title: Stephen G and Regina Oswald Foundation Stephen G Oswald as agent Regina Oswald as agent
Date of Notice	03/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Stephen G. Oswald
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)