DuPont (NYSE: DD) CFO has shares withheld to cover RSU tax obligations
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
DuPont de Nemours, Inc. SVP & CFO Antonella B. Franzen reported a routine tax-withholding transaction related to equity compensation. On May 31, 2026, 1,558.1826 shares of DuPont common stock were disposed of at $48.03 per share to cover tax obligations on lapsed restricted stock units (RSUs) and related dividend equivalent units. This was not an open-market sale, but shares withheld by the issuer for taxes. After this transaction, Franzen directly holds 68,808.5975 shares of DuPont common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Franzen Antonella B
Role
SVP & CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 1,558.183 | $48.03 | $75K |
Holdings After Transaction:
Common Stock — 68,808.598 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Tax-withholding shares: 1,558.1826 shares
Price per share: $48.03 per share
Shares after transaction: 68,808.5975 shares
+1 more
4 metrics
Tax-withholding shares
1,558.1826 shares
Shares delivered to cover taxes on lapsed RSUs
Price per share
$48.03 per share
Value used for tax-withholding disposition
Shares after transaction
68,808.5975 shares
Direct DuPont common stock held by Franzen post-transaction
Tax-withholding transactions
1 transaction, 1,558.1826 shares
Aggregate tax-withholding activity in this Form 4
Key Terms
restricted stock units, dividend equivalent units, tax-withholding disposition, Common Stock
4 terms
restricted stock units financial
"Taxes withheld on lapsed RSUs and associated dividend equivalent units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"Taxes withheld on lapsed RSUs and associated dividend equivalent units."
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What insider transaction did DuPont (DD) report for Antonella B. Franzen?
DuPont reported that SVP & CFO Antonella B. Franzen had 1,558.1826 shares withheld to cover taxes. The shares relate to lapsed RSUs and dividend equivalent units, and represent a routine compensation-related tax withholding rather than an open-market trade.
Was the DuPont (DD) insider transaction by Antonella B. Franzen a stock sale?
No, the transaction was not an open-market stock sale. Shares were disposed of as a tax-withholding mechanism on lapsed RSUs and associated dividend equivalent units, meaning the issuer withheld shares to satisfy tax liabilities instead of Franzen selling shares in the market.
What does the footnote in the DuPont (DD) Form 4 for Antonella B. Franzen explain?
The footnote explains that the disposed shares represent taxes withheld on lapsed restricted stock units and associated dividend equivalent units. It clarifies the nature of the transaction as a compensation-related tax payment rather than a discretionary purchase or sale in the open market.