DDC Enterprise chief lists warrants and RSUs

DDC Enterprise Ltd’s Form 3 shows that Chief of Staff Ho Kok Kyu is reporting his initial equity interests in the company.

Rhea-AI Filing Summary

DDC Enterprise Ltd’s Form 3 shows that Chief of Staff Ho Kok Kyu is reporting his initial equity interests in the company. He holds warrants tied to 300,000 Class A Ordinary Shares with a $0.16 exercise price expiring on December 30, 2035.

He also has several restricted stock unit (RSU) awards that each represent a right to receive one Class A Ordinary Share, covering 67,566, 437,500, and 813,008 underlying shares. In addition, he directly holds 286,547 Class A Ordinary Shares related to warrants and 103,042 Class A Ordinary Shares related to RSUs. The RSUs have no exercise price and no expiration date, and become shares over time as they vest under their award terms.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Ho Kok Kyu

Role Chief of Staff

Type	Security	Shares	Price	Value
holding	Warrants	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Class A Ordinary Shares (Warrants)	--	--	--
holding	Class A Ordinary Shares (Restricted Stock Units)	--	--	--

Holdings After Transaction: Warrants — 300,000 contracts (Direct); Restricted Stock Units — 1,318,074 contracts (Direct); Class A Ordinary Shares (Warrants) — 286,547 shares (Direct); Class A Ordinary Shares (Restricted Stock Units) — 103,042 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Ordinary Shares, subject to time based vesting and the terms of the applicable award agreement.
2. F2. Each RSU has no expiration date and carries a zero exercise price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does DDC Enterprise Ltd’s Form 3 report for Ho Kok Kyu?

The Form 3 reports Chief of Staff Ho Kok Kyu’s initial equity holdings in DDC Enterprise Ltd, including warrants, restricted stock units (RSUs), and Class A Ordinary Shares linked to those awards, rather than any new purchase or sale transactions.

How many DDC Class A shares are covered by Ho Kok Kyu’s warrants?

Ho Kok Kyu holds warrants linked to 300,000 Class A Ordinary Shares of DDC. These warrants have an exercise price of $0.16 per share and are scheduled to expire on December 30, 2035, according to the filing data.

What restricted stock unit (RSU) positions does Ho Kok Kyu hold in DDC?

He holds RSU awards covering 67,566, 437,500, and 813,008 underlying Class A Ordinary Shares. Each RSU represents a contingent right to receive one share, subject to time-based vesting and the terms of the applicable award agreements disclosed.

Do Ho Kok Kyu’s RSUs in DDC have an exercise price or expiration date?

The filing states each RSU has no expiration date and a zero exercise price. Instead of being exercised like options, RSUs convert into Class A Ordinary Shares as they vest over time under the applicable award agreements.

How many DDC Class A shares linked to awards does Ho Kok Kyu directly hold?

He directly holds 286,547 Class A Ordinary Shares associated with warrants and 103,042 Class A Ordinary Shares associated with RSUs. These figures reflect his direct ownership positions tied to those equity awards as of the Form 3 filing.

Does DDC’s Form 3 show any insider buying or selling by Ho Kok Kyu?

No buy or sell transactions are indicated. The Form 3 records holding entries only, with transaction codes marked as unknown and no reported buy or sell counts, consistent with an initial statement of beneficial ownership rather than trading activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ho Kok Kyu

(Last) (First) (Middle)

368 9TH AVE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
DDC Enterprise Ltd [ DDC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief of Staff

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares (Warrants)	286,547	D
Class A Ordinary Shares (Restricted Stock Units)	103,042	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	03/16/2026	12/30/2035	Class A Ordinary Shares	300,000	$0.16	D
Restricted Stock Units(1)	04/21/2025	(2)	Class A Ordinary Shares	67,566	(2)	D
Restricted Stock Units(1)	07/01/2025	(2)	Class A Ordinary Shares	437,500	(2)	D
Restricted Stock Units(1)	12/13/2025	(2)	Class A Ordinary Shares	813,008	(2)	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Ordinary Shares, subject to time based vesting and the terms of the applicable award agreement.

2. Each RSU has no expiration date and carries a zero exercise price.

	/s/ Kok Kyu Ho	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)