DDC Enterprise (DDC) chief of staff reports warrant and RSU holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
DDC Enterprise Ltd’s Form 3 shows that Chief of Staff Ho Kok Kyu is reporting his initial equity interests in the company. He holds warrants tied to 300,000 Class A Ordinary Shares with a $0.16 exercise price expiring on December 30, 2035.
He also has several restricted stock unit (RSU) awards that each represent a right to receive one Class A Ordinary Share, covering 67,566, 437,500, and 813,008 underlying shares. In addition, he directly holds 286,547 Class A Ordinary Shares related to warrants and 103,042 Class A Ordinary Shares related to RSUs. The RSUs have no exercise price and no expiration date, and become shares over time as they vest under their award terms.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Ho Kok Kyu
Role
Chief of Staff
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Class A Ordinary Shares (Warrants) | -- | -- | -- |
| holding | Class A Ordinary Shares (Restricted Stock Units) | -- | -- | -- |
Holdings After Transaction:
Warrants — 300,000 shares (Direct);
Restricted Stock Units — 67,566 shares (Direct);
Class A Ordinary Shares (Warrants) — 286,547 shares (Direct);
Class A Ordinary Shares (Restricted Stock Units) — 103,042 shares (Direct)
Footnotes (1)
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Ordinary Shares, subject to time based vesting and the terms of the applicable award agreement. Each RSU has no expiration date and carries a zero exercise price.
FAQ
What does DDC Enterprise Ltd’s Form 3 report for Ho Kok Kyu?
The Form 3 reports Chief of Staff Ho Kok Kyu’s initial equity holdings in DDC Enterprise Ltd, including warrants, restricted stock units (RSUs), and Class A Ordinary Shares linked to those awards, rather than any new purchase or sale transactions.
What restricted stock unit (RSU) positions does Ho Kok Kyu hold in DDC?
He holds RSU awards covering 67,566, 437,500, and 813,008 underlying Class A Ordinary Shares. Each RSU represents a contingent right to receive one share, subject to time-based vesting and the terms of the applicable award agreements disclosed.
Do Ho Kok Kyu’s RSUs in DDC have an exercise price or expiration date?
The filing states each RSU has no expiration date and a zero exercise price. Instead of being exercised like options, RSUs convert into Class A Ordinary Shares as they vest over time under the applicable award agreements.
Does DDC’s Form 3 show any insider buying or selling by Ho Kok Kyu?
No buy or sell transactions are indicated. The Form 3 records holding entries only, with transaction codes marked as unknown and no reported buy or sell counts, consistent with an initial statement of beneficial ownership rather than trading activity.