DDC Enterprise director files initial Form 3 holdings

DDC Enterprise Ltd director Lai Kwok Ho filed an initial ownership report listing derivative awards rather than new trades.

Accepted by SEC EDGAR 03/18/2026 - 05:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

DDC Enterprise Ltd director Lai Kwok Ho filed an initial ownership report listing derivative awards rather than new trades. He holds warrants covering 33,333 underlying shares at an exercise price of $0.1600 with expirations in 2035, stock options over 45,454 shares at $5.5000, and restricted stock units over 20,000 and 121,951 shares with no exercise price.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Lai Kwok Ho

Role Director

Type	Security	Shares	Price	Value
Holding	Warrants	--	--	--
Holding	Warrants	--	--	--
Holding	Stock Options	--	--	--
Holding	Restricted Stock Units	--	--	--
Holding	Restricted Stock Units	--	--	--

Holdings: Warrants — 66,666 contracts (Direct); Stock Options — 45,454 contracts (Direct); Restricted Stock Units — 141,951 contracts (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lai Kwok Ho report in DDC (DDC) Form 3?

The Form 3 shows Lai Kwok Ho’s existing derivative interests in DDC Enterprise Ltd, including warrants, stock options, and restricted stock units. It is an initial ownership report and does not reflect new open-market purchases or sales of common shares.

How many DDC Enterprise (DDC) warrants does Lai Kwok Ho hold?

Lai Kwok Ho holds warrants tied to 33,333 underlying DDC Enterprise shares at an exercise price of $0.1600, with expirations in 2035. These warrants represent the right to acquire shares in the future if he chooses to exercise them.

What stock options are disclosed for Lai Kwok Ho in DDC (DDC)?

The filing lists stock options over 45,454 underlying DDC Enterprise shares with an exercise price of $5.5000 and an expiration date in 2035. These options give him the right, but not the obligation, to buy shares at that price.

What restricted stock units does Lai Kwok Ho report for DDC (DDC)?

Lai Kwok Ho reports restricted stock units over 20,000 and 121,951 underlying DDC Enterprise shares, both with a zero exercise price and expirations in 2035. RSUs typically convert into shares upon vesting, subject to service or performance conditions.

Does the DDC (DDC) Form 3 show insider buying or selling?

The Form 3 reflects existing holdings and classifies entries as holdings with unknown transaction codes. It does not show open-market buying or selling activity, but instead provides a snapshot of Lai Kwok Ho’s derivative-based compensation and equity interests in the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lai Kwok Ho

(Last) (First) (Middle)

368 9TH AVE

(Street)

NEW YORK 10001

(City) (State) (Zip)

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
DDC Enterprise Ltd [ DDC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	12/30/2025	09/29/2035	Warrants	33,333	$0.16	D
Warrants	03/16/2026	12/30/2035	Warrants	33,333	$0.16	D
Stock Options	05/22/2025	02/21/2035	Stock Options	45,454	$5.5	D
Restricted Stock Units	02/22/2025	02/21/2035	Restricted Stock Unit	20,000	$0	D
Restricted Stock Units	12/13/2026	12/12/2035	Restricted Stock Unit	121,951	$0	D

Explanation of Responses:

	/s/ Kwok Ho Lai	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)