DDC director exercises 66,666 warrants at $0.16
DDC Enterprise Ltd (DDC) director Matthew Gene Mouw reported exercising warrants for Class A Ordinary Shares.
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Form Type
4
Rhea-AI Filing Summary
DDC Enterprise Ltd (DDC) director Matthew Gene Mouw reported exercising warrants for Class A Ordinary Shares. On September 17, 2026, he exercised an aggregate of 66,666 warrants at an exercise price of $0.16 per share, receiving 66,666 Class A Ordinary Shares and holding 86,666 shares directly afterward. No Rule 10b5-1 trading plan is reported. He also continues to hold stock options and restricted stock units covering additional Class A Ordinary Shares.
Insider Trade Summary
66,666 shares exercised/converted
Exercise
3 txns
Insider
Mouw Matthew Gene
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| In-the-Money Exercise | Warrants F1 | 33,333 | $0.16 | $5K |
| In-the-Money Exercise | Warrants F1 | 33,333 | $0.16 | $5K |
| In-the-Money Exercise | Class A Ordinary Shares F1 | 66,666 | $0.16 | $11K |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Stock Options | -- | -- | -- |
| Holding | Restricted Stock Units | -- | -- | -- |
| Holding | Restricted Stock Units | -- | -- | -- |
| Holding | Restricted Stock Units | -- | -- | -- |
| Holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Warrants — 0 warrants (Direct);
Class A Ordinary Shares — 86,666 shares (Direct);
Stock Options — 20,045.454 options (Direct);
Restricted Stock Units — 121,951 units (Direct)
Holdings Before and After:
Warrants, 66,666 to 0 warrants (Direct);
Class A Ordinary Shares, 20,000 to 86,666 shares (Direct)
Footnotes (1)
- F1. On September 17, 2026, the reporting person exercised an aggregate of 66,666 warrants pursuant to an exercise notice at an exercise price of $0.16 per share. Upon such exercise, 66,666 Class A Ordinary Shares were issued to the reporting person.
Key Figures
Warrants exercised: 66,666 warrants
Warrant exercise price: $0.16 per share
Shares issued from exercise: 66,666 Class A Ordinary Shares
+3 more
6 metrics
Warrants exercised
66,666 warrants
Exercised on September 17, 2026 by director Matthew Gene Mouw
Warrant exercise price
$0.16 per share
Exercise price for 66,666 warrants into Class A Ordinary Shares
Shares issued from exercise
66,666 Class A Ordinary Shares
Shares issued to the reporting person upon exercising warrants
Shares held after transaction
86,666 Class A Ordinary Shares
Direct holdings after September 17, 2026 transactions
Stock option exercise price
$5.50 per share
Exercise price of reported stock options on Class A Ordinary Shares
Single RSU tranche underlying shares
30,487 Class A Ordinary Shares
Underlying shares for one Restricted Stock Unit position expiring December 13, 2035
Key Terms
Exercise of in-the-money or at-the-money derivative security, Class A Ordinary Shares, Stock Options, Restricted Stock Units
4 terms
Exercise of in-the-money or at-the-money derivative security financial
"transaction code description is “Exercise of in-the-money or at-the-money der"
Stock Options financial
"security title appears as Stock Options with a $5.50 exercise price"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
Restricted Stock Units financial
"security title appears as Restricted Stock Units referencing Class A Ordinary S"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did DDC director Matthew Gene Mouw report in this Form 4 for DDC?
He exercised 66,666 warrants for DDC Enterprise Ltd Class A Ordinary Shares at $0.16 per share on September 17, 2026, receiving 66,666 shares and ending with 86,666 shares held directly.
What was the exercise price of the warrants exercised by the DDC director?
The reporting person exercised the DDC Enterprise Ltd warrants at an exercise price of $0.16 per share for an aggregate of 66,666 warrants, resulting in issuance of 66,666 Class A Ordinary Shares.
Were the reported DDC warrant exercises made under a Rule 10b5-1 trading plan?
No. The filing indicates the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with these warrant exercises.
Does the DDC director still hold derivative awards after these transactions?
Yes. He continues to hold stock options with an exercise price of $5.50 per share and restricted stock units that are each referenced to 30,487–30,489 Class A Ordinary Shares, all held directly.
What type of derivative transaction code is used in this DDC Form 4?
The warrant exercises are reported with transaction code X, described as an “Exercise of in-the-money or at-the-money derivative security”, resulting in the issuance of Class A Ordinary Shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
