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3D Systems (DDD) CEO awarded 500,000 restricted and performance share units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GRAVES JEFFREY A reported acquisition or exercise transactions in this Form 4 filing.

3D Systems Corp President and CEO Jeffrey A. Graves reported equity awards that increase his direct stake in the company. He received 250,000 shares of restricted common stock granted at no cash cost, bringing his directly held common stock to 1,500,192 shares after the award.

The restricted stock vests in three equal installments on April 1, 2027, April 1, 2028, and April 1, 2029, subject to continued employment. He was also granted 250,000 performance-based restricted stock units, each representing the right to receive one share of common stock if the stock reaches a specified price per share by April 1, 2029.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GRAVES JEFFREY A

(Last)(First)(Middle)
333 THREE D SYSTEMS CIRCLE

(Street)
ROCK HILL SOUTH CAROLINA 29730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026A250,000(1)A$01,500,192D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Based Restricted Stock Units(2)03/20/2026A250,000 (2)04/01/2029Common Stock250,000$0250,000D
Explanation of Responses:
1. On March 20, 2026, the Reporting Person was awarded 250,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on April 1, 2027, an additional one-third of the total shares awarded vest on April 1, 2028, and the remaining shares awarded vest on April 1, 2029, subject to continued employment.
2. Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units vest upon the Issuer's common stock achieving a specified price per share.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Jeffrey A. Graves03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did 3D Systems (DDD) CEO Jeffrey Graves report?

Jeffrey Graves reported receiving equity awards rather than buying or selling on the market. He was granted 250,000 restricted shares of common stock and 250,000 performance-based restricted stock units, both at no cash cost, as part of 3D Systems’ incentive compensation.

How many 3D Systems (DDD) shares does the CEO hold after these awards?

After the time-based restricted stock grant, Jeffrey Graves directly holds 1,500,192 shares of 3D Systems common stock. This figure reflects his updated ownership position following the award of 250,000 restricted shares granted on March 20, 2026 under the company’s 2015 Incentive Plan.

How do the new restricted stock awards for 3D Systems (DDD) CEO vest?

The 250,000 restricted common shares granted to Jeffrey Graves vest in three equal installments. One-third vests on April 1, 2027, another third on April 1, 2028, and the final third on April 1, 2029, contingent on his continued employment with 3D Systems.

What are the performance-based restricted stock units granted to 3D Systems (DDD) CEO?

The 250,000 performance-based restricted stock units each represent a contingent right to one 3D Systems common share. These units vest only if the company’s common stock achieves a specified price per share by April 1, 2029, aligning potential payout with future stock price performance.

Did the 3D Systems (DDD) CEO buy or sell any shares for cash in this Form 4?

No cash-market buys or sells were reported. The Form 4 shows compensation-related equity grants: 250,000 restricted shares and 250,000 performance-based units, each recorded at a price per share of $0.00, reflecting awards under 3D Systems’ 2015 Incentive Plan.
3D Systems Corp

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