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3D Systems (DDD) CFO receives major stock and performance-based RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nordstrom Phyllis B reported acquisition or exercise transactions in this Form 4 filing.

3D Systems executive Phyllis B. Nordstrom, EVP, CFO and CAO, received equity awards on March 20, 2026. She was granted 175,000 performance-based restricted stock units tied to the company’s share price and 175,000 shares of restricted stock, vesting in three equal annual installments from April 1, 2027 through April 1, 2029, subject to continued employment.

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Insider Nordstrom Phyllis B
Role EVP, CFO and CAO
Type Security Shares Price Value
Grant/Award Performance Based Restricted Stock Units 175,000 $0.00 --
Grant/Award Common Stock 175,000 $0.00 --
Holdings After Transaction: Performance Based Restricted Stock Units — 175,000 shares (Direct); Common Stock — 809,414 shares (Direct)
Footnotes (1)
  1. On March 20, 2026, the Reporting Person was awarded 175,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on April 1, 2027, an additional one-third of the total shares awarded vest on April 1, 2028, and the remaining shares awarded vest on April 1, 2029, subject to continued employment. Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units vest upon the Issuer's common stock achieving a specified price per share.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nordstrom Phyllis B
(Last)(First)(Middle)
333 THREE D SYSTEMS CIRCLE
(Street)
ROCK HILL SOUTH CAROLINA 29730
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CFO and CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026A175,000(1)A$0809,414D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Based Restricted Stock Units(2)03/20/2026A175,000 (2)04/01/2029Common Stock175,000$0175,000D
Explanation of Responses:
1. On March 20, 2026, the Reporting Person was awarded 175,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on April 1, 2027, an additional one-third of the total shares awarded vest on April 1, 2028, and the remaining shares awarded vest on April 1, 2029, subject to continued employment.
2. Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units vest upon the Issuer's common stock achieving a specified price per share.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Phyllis B. Nordstrom03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did 3D Systems (DDD) CFO Phyllis Nordstrom receive?

Phyllis Nordstrom received 175,000 performance-based restricted stock units and 175,000 shares of restricted stock on March 20, 2026. These awards are part of 3D Systems’ 2015 Incentive Plan and link her compensation to the company’s share price and ongoing service.

How do the performance-based restricted stock units for DDD’s CFO vest?

Each performance-based unit gives the right to one share of common stock, but only vests if 3D Systems’ stock reaches a specified price per share. This structure ties potential value to market performance, aligning the CFO’s incentives with shareholder outcomes over time.

What is the vesting schedule for the restricted stock granted to 3D Systems’ CFO?

Of the 175,000 restricted shares granted, one-third vest on April 1, 2027, another third on April 1, 2028, and the remainder on April 1, 2029. Vesting is conditioned on Nordstrom’s continued employment with 3D Systems through those dates.

How many 3D Systems common shares does the CFO hold after these grants?

Following the March 20, 2026 restricted stock grant, Phyllis Nordstrom directly holds 809,414 shares of 3D Systems common stock. This figure reflects her ownership after the award and highlights a substantial ongoing equity stake in the company’s performance.

Are the new awards to 3D Systems’ CFO open-market purchases or compensation grants?

The transactions are compensation-related grants, not open-market purchases. Both the performance-based restricted stock units and the restricted stock were awarded at a price of $0.00 per share as part of the company’s 2015 Incentive Plan, reflecting long-term incentive compensation.