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3D Systems (NYSE: DDD) EVP receives 85,000 restricted stock and PSU awards

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(Neutral)
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Form Type
4/A

Rhea-AI Filing Summary

Nordstrom Phyllis B reported acquisition or exercise transactions in this Form 4 filing.

3D Systems Corp executive Phyllis B. Nordstrom received significant equity awards in the form of both restricted stock and performance-based units. On April 1, 2025, she was granted 85,000 performance-based restricted stock units, each tied to one share of common stock, and 85,000 shares of restricted stock at no purchase price.

The restricted shares vest in three equal installments on April 1, 2026, April 1, 2027, and April 1, 2028, subject to continued employment. The performance share units vest only if the company’s common stock reaches a specified price per share. Following the common stock award, she directly owns 243,973 common shares. The filing notes it was inadvertently submitted late due to an administrative error.

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Insider Nordstrom Phyllis B
Role EVP CPO, CAO & Interim CFO
Type Security Shares Price Value
Grant/Award Performance Based Restricted Stock Units 85,000 $0.00 --
Grant/Award Common Stock 85,000 $0.00 --
Holdings After Transaction: Performance Based Restricted Stock Units — 85,000 shares (Direct); Common Stock — 243,973 shares (Direct)
Footnotes (1)
  1. Inadvertently filed late due to administrative error. The Reporting Person has been awarded 85,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on April 1, 2026, an additional one-third of the total shares awarded vest on April 1, 2027, and the remaining shares awarded vest on April 1, 2028, subject to continued employment. Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units vest upon the Issuer's common stock achieving a specified price per share.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nordstrom Phyllis B
(Last) (First) (Middle)
333 THREE D SYSTEMS CIRCLE
(Street)
ROCK HILL SC 29730
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP CPO, CAO & Interim CFO
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/11/2025 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/01/2025(1) A 85,000(2) A $0 243,973 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (3) 04/01/2025 A 85,000 (3) 04/01/2028 Common Stock 85,000 $0 85,000 D
Explanation of Responses:
1. Inadvertently filed late due to administrative error.
2. The Reporting Person has been awarded 85,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on April 1, 2026, an additional one-third of the total shares awarded vest on April 1, 2027, and the remaining shares awarded vest on April 1, 2028, subject to continued employment.
3. Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units vest upon the Issuer's common stock achieving a specified price per share.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Phyllis B. Nordstrom 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did 3D Systems (DDD) grant to Phyllis B. Nordstrom?

3D Systems granted Phyllis B. Nordstrom 85,000 performance-based restricted stock units and 85,000 shares of restricted common stock. Both awards were made on April 1, 2025, at no purchase price, under the company’s 2015 Incentive Plan.

How do the 3D Systems performance share units for DDD vest?

Each performance share unit represents a right to receive one share of 3D Systems common stock. These units vest only if the common stock reaches a specified price per share, making vesting contingent on meeting that stock price performance condition.

What is the vesting schedule for Phyllis Nordstrom’s restricted 3D Systems shares?

Nordstrom’s 85,000 restricted shares vest in three equal parts. One-third vests on April 1, 2026, another third on April 1, 2027, and the final third on April 1, 2028, provided she remains employed through each vesting date.

How many 3D Systems common shares does Phyllis Nordstrom hold after this Form 4/A?

After the April 1, 2025 award of 85,000 restricted shares, Phyllis Nordstrom directly holds 243,973 shares of 3D Systems common stock. This figure reflects her total direct common stock position reported in the filing.

Was the 3D Systems Form 4/A for Phyllis Nordstrom filed late?

Yes. A footnote states the Form 4/A was inadvertently filed late due to an administrative error. The disclosure clarifies the delay was procedural rather than describing any change to the underlying equity awards themselves.