Welcome to our dedicated page for 3D Systems SEC filings (Ticker: DDD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
3D Systems Corporation filings document formal disclosures for an operating additive manufacturing company, including 8-K material-event reports, definitive proxy materials and capital-structure filings. Recent reports cover operating and financial results, amendments to bylaws, executive appointments and related compensation arrangements, and governance matters submitted through annual proxy disclosure.
The filing record also documents financing and securities matters involving convertible notes, indenture amendments, note exchanges, common-stock issuances and related exemptions from registration. These disclosures connect the company’s additive manufacturing business to reported governance standards, debt and equity structure, shareholder voting matters and material agreements.
3D Systems Corporation entered into a second supplemental indenture for its 5.875% Convertible Senior Secured Notes due 2030. To obtain the required noteholder consents, the company paid holders aggregate cash of approximately $1.8 million.
The amendment reduces the minimum “Qualified Cash” the company must hold at the end of each fiscal quarter from $40 million to $20 million, easing its cash balance covenant. It also deletes the “Restricted Cash Account” requirement in the 2030 notes indenture and releases the related lien on the “Restricted Cash Amount,” giving the company more flexibility over how it uses its cash while keeping the notes and their guarantees in place.
3D Systems Corporation reported two equity-related actions. On December 16, 2025, the company issued 695,435 shares of common stock to J. Wood Capital Advisors LLC as payment for services related to its Exchange and Consent Agreements, and it did not receive any cash proceeds from this issuance.
On the same date, the company completed an exchange of $30,773,000 aggregate principal amount of its 0% Convertible Senior Notes due 2026 for 16,625,243 shares of common stock held by a limited number of existing holders. After this transaction, approximately $3.9 million aggregate principal amount of these 2026 notes remains outstanding, and the company again did not receive cash proceeds from the exchange.
3D Systems Corp executive Joseph R. Zuiker reported a disposition of 5,212 shares of common stock on 12/12/2025 at $1.9 per share. The shares were withheld to satisfy tax withholding obligations related to the vesting of a restricted stock grant originally awarded on 12/12/2022. After this withholding, he directly beneficially owned 199,197 shares of 3D Systems common stock in his role as EVP, Engineering & Operations.
3D Systems Corporation has entered into privately negotiated Exchange and Consent Agreements to retire a portion of its near-term convertible debt. The company agreed to exchange $30,773,000 aggregate principal amount of its 0% Convertible Senior Notes due 2026 for 16,625,243 shares of common stock in an unregistered transaction relying on Section 4(a)(2) of the Securities Act.
The exchange is expected to close on or about December 16, 2025, after which approximately $3.9 million principal of the 2026 Notes will remain outstanding, and the company will not receive cash proceeds from this transaction. Separately, all holders of the company’s 5.875% Convertible Senior Secured Notes due 2030 agreed, in exchange for aggregate cash payments of about $1.8 million, to vote for amendments to the 2030 Notes indenture.
If approved, these amendments will reduce the minimum Qualified Cash required at each quarter-end from $40,000,000 to $20,000,000, delete the Restricted Cash Account covenant, and release the related lien on the Restricted Cash Amount, providing the company with more flexibility over its cash balances.
3D Systems Corp executive reports small share withholding for taxes
A 3D Systems Corp executive officer, serving as EVP CPO, CAO & Interim CFO, reported a routine share withholding related to equity compensation. On 12/02/2025, 1,729 shares of common stock were withheld at a price of $2.04 per share to cover tax obligations tied to the vesting of a restricted stock grant that was originally awarded on December 2, 2022. After this tax-related transaction, the executive directly beneficially owns 634,414 shares of 3D Systems common stock.
3D Systems Corporation filed its Q3 2025 report, showing revenue of $91.2 million and a net loss of $18.1 million for the quarter. Year-to-date, revenue reached $280.6 million with net income of $49.4 million, driven by a $125.7 million gain on the April sale of the Geomagic software business for $119.4 million in cash.
Gross profit was $29.4 million in Q3 on total revenue of $91.2 million. By segment, Healthcare Solutions delivered $42.8 million of revenue (gross profit $16.4 million) and Industrial Solutions $48.5 million (gross profit $13.0 million). The company ended the quarter with $95.5 million in cash and cash equivalents and $122.6 million of convertible debt (carrying value).
In June, 3D Systems issued $92.0 million of 5.875% convertible senior secured notes due 2030 and used the proceeds plus $78.0 million of cash to repurchase $179.7 million of its 0% notes due 2026, recognizing an $8.2 million extinguishment gain. It also repurchased and retired 8.0 million common shares at $1.87 per share. One customer represented 11.2% of Q3 revenue. Shares outstanding were 128,738,014 as of October 29, 2025.
3D Systems (DDD) furnished an 8-K to announce it issued a press release with financial results for the third quarter ended September 30, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference into Item 2.02.
The company specifies the information is furnished, not filed, under the Exchange Act and is not incorporated by reference into any Securities Act registration statement. No additional financial details are provided in this filing.
3D Systems Corp common stock is reported as beneficially owned by Bank of Nova Scotia for 8,179,593 shares, representing 6.14% of the outstanding class. The filing shows the bank has sole voting and sole dispositive power over these shares, with no shared voting or dispositive power. This ownership exceeds the 5% threshold that requires public disclosure and identifies the holder as a parent holding company. The filing confirms the issuer, the security class, and the reporting person’s principal address.
Claudia Drayton, a director of 3D Systems Corp (DDD), was awarded 29,069 shares of common stock under the company's 2015 Incentive Plan on 09/16/2025 as part of the Non-Employee Director Compensation Policy. The award was recorded at a $0 price (indicating a grant rather than a market purchase), bringing her total beneficial ownership to 128,638 shares after the transaction.
The Form 4 was filed as a single reporting person filing and was signed on behalf of Ms. Drayton by an attorney-in-fact on 09/18/2025. No derivative securities or disposals are reported. The filing documents a routine director compensation share grant rather than a market transaction.
Claudia Drayton, a director of 3D Systems Corp (DDD), was awarded 29,069 shares of common stock under the company's 2015 Incentive Plan on 09/16/2025 as part of the Non-Employee Director Compensation Policy. The award was recorded at a $0 price (indicating a grant rather than a market purchase), bringing her total beneficial ownership to 128,638 shares after the transaction.
The Form 4 was filed as a single reporting person filing and was signed on behalf of Ms. Drayton by an attorney-in-fact on 09/18/2025. No derivative securities or disposals are reported. The filing documents a routine director compensation share grant rather than a market transaction.
3D Systems Corporation updated its disclosure about a recent leadership change in its finance organization. The company had already announced that Phyllis Nordstrom, currently Executive Vice President, Chief People Officer, and Chief Administrative Officer, will serve as interim Chief Financial Officer, as well as principal financial officer and principal accounting officer, effective August 29, 2025.
This amendment clarifies that former Executive Vice President and Chief Financial Officer Jeffrey D. Creech, who resigned from that role to pursue a new career opportunity effective August 29, 2025, will remain employed by the company in a non-executive position from August 29, 2025 through September 12, 2025. Other aspects of the prior disclosure remain unchanged.
3D Systems Corporation updated its disclosure about a recent leadership change in its finance organization. The company had already announced that Phyllis Nordstrom, currently Executive Vice President, Chief People Officer, and Chief Administrative Officer, will serve as interim Chief Financial Officer, as well as principal financial officer and principal accounting officer, effective August 29, 2025.
This amendment clarifies that former Executive Vice President and Chief Financial Officer Jeffrey D. Creech, who resigned from that role to pursue a new career opportunity effective August 29, 2025, will remain employed by the company in a non-executive position from August 29, 2025 through September 12, 2025. Other aspects of the prior disclosure remain unchanged.
3D Systems Corporation updated its disclosure about a recent leadership change in its finance organization. The company had already announced that Phyllis Nordstrom, currently Executive Vice President, Chief People Officer, and Chief Administrative Officer, will serve as interim Chief Financial Officer, as well as principal financial officer and principal accounting officer, effective August 29, 2025.
This amendment clarifies that former Executive Vice President and Chief Financial Officer Jeffrey D. Creech, who resigned from that role to pursue a new career opportunity effective August 29, 2025, will remain employed by the company in a non-executive position from August 29, 2025 through September 12, 2025. Other aspects of the prior disclosure remain unchanged.
3D Systems Corporation updated its disclosure about a recent leadership change in its finance organization. The company had already announced that Phyllis Nordstrom, currently Executive Vice President, Chief People Officer, and Chief Administrative Officer, will serve as interim Chief Financial Officer, as well as principal financial officer and principal accounting officer, effective August 29, 2025.
This amendment clarifies that former Executive Vice President and Chief Financial Officer Jeffrey D. Creech, who resigned from that role to pursue a new career opportunity effective August 29, 2025, will remain employed by the company in a non-executive position from August 29, 2025 through September 12, 2025. Other aspects of the prior disclosure remain unchanged.