Dillard's (NYSE: DDS) VP reports 10-share equity award and holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Lucie Denise Alexandra reported acquisition or exercise transactions in this Form 4 filing.
DILLARD'S, INC. vice president Lucie Denise Alexandra reported a small equity award and updated holdings in company stock. She received a grant of 10 shares of Common Class A stock at $545.93 per share as a compensation-related award.
After this grant, she directly holds 37,118 shares of Common Class A stock, including retirement plan holdings. She also has indirect interests through trusts: 13,621 and 38,574 Class A shares for her benefit or her children, and 14,557 shares of Common Class B stock held in a trust that is convertible into an equal number of Class A shares with no expiration date.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Lucie Denise Alexandra
Role
VICE PRESIDENT
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Class A | 10 | $545.93 | $5K |
| holding | Common Class B | -- | -- | -- |
| holding | Common Class A - Retirement Plan | -- | -- | -- |
| holding | Common Class A | -- | -- | -- |
| holding | Common Class A | -- | -- | -- |
Holdings After Transaction:
Common Class A — 37,118 shares (Direct, null);
Common Class B — 14,557 shares (Indirect, See Footnote);
Common Class A - Retirement Plan — 5,122 shares (Direct, null);
Common Class A — 38,574 shares (Indirect, See Footnote)
Footnotes (1)
- The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
Key Figures
Equity award size: 10 shares
Award price: $545.93/share
Direct Class A holdings: 37,118 shares
+4 more
7 metrics
Equity award size
10 shares
Grant of Common Class A stock
Award price
$545.93/share
Class A stock grant price
Direct Class A holdings
37,118 shares
Total Class A directly held after grant
Trust Class A holdings (benefit of reporting person)
13,621 shares
Held by a trust for her benefit
Trust Class A holdings (children)
38,574 shares
Held by trusts for her children
Retirement Plan Class A
5,122 shares
Common Class A - Retirement Plan
Class B trust holdings
14,557 shares
Common Class B held in trust; convertible 1:1 to Class A
Key Terms
Grant, award, or other acquisition, Common Class A, Common Class B, Retirement Plan, +1 more
5 terms
Grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
Common Class A financial
"security_title: Common Class A"
Common Class B financial
"Shares of Issuer Class B Common Stock are convertible"
Retirement Plan financial
"security_title: Common Class A - Retirement Plan"
trust financial
"held by a trust for the benefit of the reporting person"
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
FAQ
What did Dillard's (DDS) vice president report in this Form 4?
The filing shows vice president Lucie Denise Alexandra received a grant of 10 shares of Dillard’s Class A common stock at $545.93 per share, and it updates her direct, retirement-plan, and trust-held share totals across both Class A and Class B stock.
What was the size and price of the equity award in this Dillard's (DDS) Form 4?
The Form 4 shows a compensation-related award of 10 shares of Dillard’s Class A common stock, recorded at $545.93 per share. This is categorized as a grant or other acquisition, not an open-market purchase transaction, under SEC reporting codes.
What indirect Dillard's (DDS) holdings does Lucie Denise Alexandra have through trusts?
Indirectly, she has interests in 13,621 Class A shares held by a trust for her benefit, 38,574 Class A shares in trusts for her children, and 14,557 Class B shares in a trust for her benefit, all as described in the Form 4 footnotes.
Does this Dillard's (DDS) Form 4 indicate any stock sales by the vice president?
The summarized data reflects a grant of 10 Class A shares and updates to various direct and indirect holdings, with no reported open-market sales. The reported transaction code is for a grant or other acquisition rather than a sale.