STOCK TITAN

Dillard's (NYSE: DDS) VP reports 10-share equity award and holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lucie Denise Alexandra reported acquisition or exercise transactions in this Form 4 filing.

DILLARD'S, INC. vice president Lucie Denise Alexandra reported a small equity award and updated holdings in company stock. She received a grant of 10 shares of Common Class A stock at $545.93 per share as a compensation-related award.

After this grant, she directly holds 37,118 shares of Common Class A stock, including retirement plan holdings. She also has indirect interests through trusts: 13,621 and 38,574 Class A shares for her benefit or her children, and 14,557 shares of Common Class B stock held in a trust that is convertible into an equal number of Class A shares with no expiration date.

Positive

  • None.

Negative

  • None.
Insider Lucie Denise Alexandra
Role VICE PRESIDENT
Type Security Shares Price Value
Grant/Award Common Class A 10 $545.93 $5K
holding Common Class B -- -- --
holding Common Class A - Retirement Plan -- -- --
holding Common Class A -- -- --
holding Common Class A -- -- --
Holdings After Transaction: Common Class A — 37,118 shares (Direct, null); Common Class B — 14,557 shares (Indirect, See Footnote); Common Class A - Retirement Plan — 5,122 shares (Direct, null); Common Class A — 38,574 shares (Indirect, See Footnote)
Footnotes (1)
  1. The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
Equity award size 10 shares Grant of Common Class A stock
Award price $545.93/share Class A stock grant price
Direct Class A holdings 37,118 shares Total Class A directly held after grant
Trust Class A holdings (benefit of reporting person) 13,621 shares Held by a trust for her benefit
Trust Class A holdings (children) 38,574 shares Held by trusts for her children
Retirement Plan Class A 5,122 shares Common Class A - Retirement Plan
Class B trust holdings 14,557 shares Common Class B held in trust; convertible 1:1 to Class A
Grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
Common Class A financial
"security_title: Common Class A"
Common Class B financial
"Shares of Issuer Class B Common Stock are convertible"
Retirement Plan financial
"security_title: Common Class A - Retirement Plan"
trust financial
"held by a trust for the benefit of the reporting person"
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lucie Denise Alexandra

(Last)(First)(Middle)
1600 CANTRELL RD

(Street)
LITTLE ROCK ARKANSAS 72201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DILLARD'S, INC. [ DDS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VICE PRESIDENT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Class A06/29/2026A10A$545.9337,118D
Common Class A - Retirement Plan5,122D
Common Class A38,574ISee Footnote(1)
Common Class A13,621ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Class B(3) (3) (3)Common Class A14,55714,557ISee Footnote(4)
Explanation of Responses:
1. The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
2. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children.
3. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
4. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
/s/ Denise Alexandra Lucie By: Michael I. Draper, Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Dillard's (DDS) vice president report in this Form 4?

The filing shows vice president Lucie Denise Alexandra received a grant of 10 shares of Dillard’s Class A common stock at $545.93 per share, and it updates her direct, retirement-plan, and trust-held share totals across both Class A and Class B stock.

How many Dillard's (DDS) shares does Lucie Denise Alexandra now hold directly?

Following the reported award, Lucie Denise Alexandra directly holds 37,118 shares of Dillard’s Class A common stock, including shares in a retirement plan. This reflects her updated personal equity position in the company after the 10-share compensation grant.

What was the size and price of the equity award in this Dillard's (DDS) Form 4?

The Form 4 shows a compensation-related award of 10 shares of Dillard’s Class A common stock, recorded at $545.93 per share. This is categorized as a grant or other acquisition, not an open-market purchase transaction, under SEC reporting codes.

What indirect Dillard's (DDS) holdings does Lucie Denise Alexandra have through trusts?

Indirectly, she has interests in 13,621 Class A shares held by a trust for her benefit, 38,574 Class A shares in trusts for her children, and 14,557 Class B shares in a trust for her benefit, all as described in the Form 4 footnotes.

How are Dillard's (DDS) Class B shares treated in this Form 4 filing?

The filing explains that Dillard’s Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder’s option, and that Class B stock has no expiration date, providing ongoing conversion flexibility for the 14,557 Class B shares held in trust.

Does this Dillard's (DDS) Form 4 indicate any stock sales by the vice president?

The summarized data reflects a grant of 10 Class A shares and updates to various direct and indirect holdings, with no reported open-market sales. The reported transaction code is for a grant or other acquisition rather than a sale.