Dillard's Vice President Receives 8-Share Award

Q: How many DDS shares did Vice President Denise Alexandra Lucie acquire?

She acquired 8 shares of Common Class A as a grant/award on September 28, 2026. The transaction reports a per-share price of $673.69, and her directly held Common Class A position afterward was 37,140 shares.

The 14,557 Common Class B shares are convertible at the holder’s option into the same number of Common Class A shares.

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Form Type

Rhea-AI Filing Summary

Dillard's, Inc. Vice President Denise Alexandra Lucie acquired 8 shares of Common Class A as a grant/award on September 28, 2026. The transaction reports a per-share price of $673.69, and her directly held Common Class A position after the award was 37,140 shares. Separately, the form lists 5,122 Common Class A shares in a retirement plan and 14,557 Common Class B shares held by a trust for her benefit.

Insider Trade Summary

Grant/Award: 8 shares

Grant/Award 5 txns

Insider Lucie Denise Alexandra

Role VICE PRESIDENT

Type	Security	Shares	Price	Value
Grant/Award	Common Class A	8	$673.69	$5K
holding	Common Class B ^{F3, F4}	--	--	--
holding	Common Class A - Retirement Plan	--	--	--
holding	Common Class A ^F1	--	--	--
holding	Common Class A ^F2	--	--	--

Holdings After Transaction: Common Class A — 37,140 shares (Direct); Common Class B — 14,557 contracts (Indirect, See Footnote); Common Class A - Retirement Plan — 5,122 shares (Direct); Common Class A — 52,195 shares (Indirect, See Footnote)

Footnotes (4)

F1. The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
F2. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children.
F3. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
F4. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.

Key Figures

Common Class A grant/award: 8 shares Reported per-share price: $673.69 per share Direct Common Class A position after award: 37,140 shares +2 more

5 metrics

Common Class A grant/award 8 shares September 28, 2026

Reported per-share price $673.69 per share Common Class A grant/award reported September 28, 2026

Direct Common Class A position after award 37,140 shares After the September 28, 2026 award

Common Class B shares held in trust 14,557 shares Trust for the reporting person's benefit

Common Class A shares in retirement plan 5,122 shares Holding listed September 28, 2026

Key Terms

one-for-one basis, trustee, retirement plan

3 terms

one-for-one basis financial

"convertible ... on a one-for-one basis"

trustee financial

"serves as trustee"

A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

retirement plan financial

"Common Class A - Retirement Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DDS shares did Vice President Denise Alexandra Lucie acquire?

She acquired 8 shares of Common Class A as a grant/award on September 28, 2026. The transaction reports a per-share price of $673.69, and her directly held Common Class A position afterward was 37,140 shares.

Can DDS Common Class B shares convert to Common Class A?

Yes. Dillard's Common Class B shares are convertible at the option of any holder on a one-for-one basis and have no expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/29/2026 - 06:25 PM Accepted by SEC EDGAR 09/29/2026 - 06:25 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lucie Denise Alexandra

(Last)

(First)

(Middle)

1600 CANTRELL RD

(Street)

LITTLE ROCK

ARKANSAS

72201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DILLARD'S, INC. [ DDS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VICE PRESIDENT

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Class A	09/28/2026		A		8	A	$673.69	37,140	D
Common Class A - Retirement Plan								5,122	D
Common Class A								38,574	I	See Footnote⁽¹⁾
Common Class A								13,621	I	See Footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Class B	⁽³⁾							⁽³⁾	⁽³⁾	Common Class A	14,557		14,557	I	See Footnote⁽⁴⁾

Explanation of Responses:

1. The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.

2. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children.

3. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.

4. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.

	/s/ Denise Alexandra Lucie By: Michael I. Draper, Attorney-in-Fact	09/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR