STOCK TITAN

Dillard's counsel gifts 100 Class A shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DILLARD'S, INC. (DDS) reports that officer Dean L. Worley, its Vice President, General Counsel and Secretary, made a bona fide gift of 100 shares of Common Class A stock on September 4, 2026. After this gift, he holds 6,416 Common Class A shares directly and 3,565 shares through a retirement plan. No transactions are reported under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Worley Dean L.
Role VP/GENERAL COUNSEL & SECRETARY
Type Security Shares Price Value
Gift Common Class A 100 $0.00 $0.00
holding Common Class A - Retirement Plan -- -- --
Holdings After Transaction: Common Class A — 6,416 shares (Direct); Common Class A - Retirement Plan — 3,565 shares (Direct)
Shares gifted 100 shares Bona fide gift of Common Class A on September 4, 2026
Gift price $0.00 per share Reported value for the 100-share bona fide gift
Direct holdings after transaction 6,416 shares Common Class A shares held directly after the gift
Retirement plan holdings 3,565 shares Common Class A associated with a retirement plan after the reported date
bona fide gift financial
"The transaction is characterized as a bona fide gift of shares."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Common Class A financial
"The reported transactions involve Common Class A shares."
Rule 10b5-1 trading plan regulatory
"No transactions are reported under a Rule 10b5-1 trading plan."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did DDS report for Dean L. Worley?

The report shows that Dean L. Worley made a bona fide gift of 100 Common Class A shares of DILLARD'S, INC. on September 4, 2026, with no sale proceeds reported and no use of a Rule 10b5-1 trading plan.

How many DDS shares did Dean L. Worley hold directly after the reported gift?

After the September 4, 2026 gift, Dean L. Worley held 6,416 Common Class A shares of DILLARD'S, INC. as a direct holding, according to the ownership line in the report.

What are Dean L. Worley’s DDS holdings in the retirement plan?

The filing lists a separate position labeled Common Class A associated with a retirement plan, showing 3,565 shares held directly in that plan after the reported date of September 4, 2026.

Was the DDS insider transaction made under a Rule 10b5-1 plan?

No. The filing indicates that the transactions reported for Dean L. Worley were not made under a Rule 10b5-1 trading plan, meaning there is no affirmed pre-arranged trading program associated with this gift.

Did the DDS insider sale involve a purchase or sale for cash?

No. The transaction is identified as a bona fide gift of 100 Common Class A shares at a reported price of $0.00 per share, so it does not represent a market purchase or sale for cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Worley Dean L.

(Last)(First)(Middle)
1600 CANTRELL RD

(Street)
LITTLE ROCK ARKANSAS 72201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DILLARD'S, INC. [ DDS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP/GENERAL COUNSEL & SECRETARY
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Class A09/04/2026G100D$06,416D
Common Class A - Retirement Plan3,565D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Dean L. Worley By: Julie Guymon, Attorney-in-Fact09/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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