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Dillard's executive receives 12 shares in award

Dillard's Common Class B shares have no expiration date.

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Form Type
4

Rhea-AI Filing Summary

Dillard's, Inc. (DDS) Executive Vice President, director and ten percent owner Mike Dillard acquired 12 Common Class A shares on September 28, 2026, in a grant/award transaction at $673.69 per share. His direct Common Class A holdings following the award were 546,932 shares. He also reported direct ownership of 913,975 Common Class B shares, convertible at any holder's option into Class A on a one-for-one basis. A further 7,300 Class A shares were held indirectly through a trust of which he is sole beneficiary and an immediate family member is trustee.

Insider DILLARD MIKE
Role EXECUTIVE VICE PRESIDENT
Type Security Shares Price Value
Grant/Award Common Class A 12 $673.69 $8K
holding Common Class B F2 -- -- --
holding Common Class A F1 -- -- --
Holdings After Transaction: Common Class A — 546,932 shares (Direct); Common Class B — 913,975 contracts (Direct); Common Class A — 7,300 shares (Indirect, See Footnote)
Footnotes (2)
  1. F1. The amount reported represents shares of Issuer Class A Common Stock held by a trust of which the reporting person is the sole beneficiary and for which the reporting person's immediate family member serves as trustee.
  2. F2. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
Shares acquired 12 shares Common Class A grant/award acquisition on September 28, 2026
Reported per-share price $673.69 per share 12-share Common Class A grant/award acquisition on September 28, 2026
Direct Common Class A holdings 546,932 shares Following the September 28, 2026 award
Direct Common Class B holdings 913,975 shares Convertible into Common Class A on a one-for-one basis
Indirect Common Class A holdings 7,300 shares Held through a trust of which Mike Dillard is the sole beneficiary
convertible at the option of any holder financial
"convertible at the option of any holder thereof into shares of Issuer Class A Common Stock"
one-for-one basis financial
"convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis"
sole beneficiary regulatory
"the reporting person is the sole beneficiary"
trustee regulatory
"the reporting person's immediate family member serves as trustee"
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Dillard's (DDS) shares did Mike Dillard acquire?

Mike Dillard acquired 12 Common Class A shares on September 28, 2026, in a grant/award transaction at $673.69 per share. His direct Common Class A holdings afterward were 546,932 shares.

Can Dillard's (DDS) Class B shares be converted into Class A shares?

Yes. Any holder may convert Dillard's Common Class B shares into Common Class A shares on a one-for-one basis. Common Class B shares have no expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DILLARD MIKE

(Last)(First)(Middle)
1600 CANTRELL RD

(Street)
LITTLE ROCK ARKANSAS 72201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DILLARD'S, INC. [ DDS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
EXECUTIVE VICE PRESIDENT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Class A09/28/2026A12A$673.69546,932D
Common Class A7,300ISee Footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Class B(2) (2) (2)Common Class A913,975913,975D
Explanation of Responses:
1. The amount reported represents shares of Issuer Class A Common Stock held by a trust of which the reporting person is the sole beneficiary and for which the reporting person's immediate family member serves as trustee.
2. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
/s/ Mike Dillard By: Michael I. Draper, Attorney-in-Fact09/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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