STOCK TITAN

EVP Mike Dillard (NYSE: DDS) reports small Class A share award and major holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DILLARD'S, INC. executive vice president Mike Dillard reported a compensation-related acquisition of 16 shares of Class A common stock at $545.93 per share. This award increased his directly held Class A position to 546,899 shares.

The filing also shows 7,300 Class A shares held indirectly through a trust for which he serves as trustee, and 913,975 Class B shares held directly. According to the footnotes, each Class B share is convertible into one Class A share and has no expiration date.

Positive

  • None.

Negative

  • None.
Insider DILLARD MIKE
Role EXECUTIVE VICE PRESIDENT
Type Security Shares Price Value
Grant/Award Common Class A 16 $545.93 $9K
holding Common Class B -- -- --
holding Common Class A - Retirement Plan -- -- --
holding Common Class A -- -- --
Holdings After Transaction: Common Class A — 546,899 shares (Direct, null); Common Class B — 913,975 shares (Direct, null); Common Class A - Retirement Plan — 0 shares (Direct, null); Common Class A — 7,300 shares (Indirect, See Footnote)
Footnotes (1)
  1. Form of Beneficial Ownership adjusted to reflect 60 shares of Dillard's, Inc (the "Issuer") Class A Common Stock that were transferred from the reporting person's retirement plan to a brokerage account on 06/17/26. The amount reported represents shares of Issuer Class A Common Stock held by a trust for which the reporting person serves as trustee. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
Awarded shares 16 shares Class A common stock grant on 2026-06-29
Award price $545.93/share Value used for 16-share Class A award
Direct Class A holdings 546,899 shares Total Class A directly owned after award
Indirect Class A via trust 7,300 shares Held by a trust where Dillard is trustee
Class B holdings 913,975 shares Class B common stock directly held
Class B conversion ratio 1:1 into Class A Each Class B share convertible to one Class A share
Retirement plan transfer 60 shares Class A moved from retirement plan to brokerage on 06/17/26
Retirement plan Class A balance 0 shares Class A common stock in retirement plan after transfer
Beneficial Ownership financial
"Form of Beneficial Ownership adjusted to reflect 60 shares of Dillard's, Inc..."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
trust financial
"represents shares of Issuer Class A Common Stock held by a trust for which the reporting person serves as trustee"
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
Class B Common Stock financial
"Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof..."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
convertible financial
"Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock"
A convertible is a type of investment that starts as a loan or preferred stake (like a bond or preferred share) but can be exchanged for common shares of the company at a set price or under certain conditions. It matters to investors because it offers a mix of steady income and downside protection like a loan, plus the upside of stock ownership if the company does well—similar to holding a coupon that you can trade for a full ticket if the event becomes valuable.
retirement plan financial
"shares of Dillard's, Inc Class A Common Stock that were transferred from the reporting person's retirement plan to a brokerage account"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DILLARD MIKE

(Last)(First)(Middle)
1600 CANTRELL RD

(Street)
LITTLE ROCK ARKANSAS 72201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DILLARD'S, INC. [ DDS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
EXECUTIVE VICE PRESIDENT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Class A06/29/2026A16A$545.93546,899(1)D
Common Class A - Retirement Plan0(1)D
Common Class A7,300ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Class B(3) (3) (3)Common Class A913,975913,975D
Explanation of Responses:
1. Form of Beneficial Ownership adjusted to reflect 60 shares of Dillard's, Inc (the "Issuer") Class A Common Stock that were transferred from the reporting person's retirement plan to a brokerage account on 06/17/26.
2. The amount reported represents shares of Issuer Class A Common Stock held by a trust for which the reporting person serves as trustee.
3. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
/s/ Mike Dillard By: Michael I. Draper, Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Mike Dillard report for DILLARD'S, INC. (DDS)?

Mike Dillard reported receiving a grant of 16 shares of Dillard’s Class A common stock. The award was recorded at a price of $545.93 per share and represents a compensation-related acquisition rather than an open-market purchase or sale.

How many Dillard’s (DDS) Class A shares does Mike Dillard hold after this Form 4?

After the reported award, Mike Dillard directly holds 546,899 shares of Dillard’s Class A common stock. He also has indirect ownership of 7,300 additional Class A shares held in a trust for which he serves as trustee, according to the filing’s footnotes.

What is the significance of Dillard’s Class B shares in Mike Dillard’s holdings?

Mike Dillard directly holds 913,975 shares of Dillard’s Class B common stock. Footnotes state each Class B share is convertible into one share of Class A common stock, and the Class B stock has no expiration date, providing ongoing conversion optionality.

At what price was Mike Dillard’s 16-share Dillard’s (DDS) award recorded?

The 16-share award of Dillard’s Class A common stock to Mike Dillard was recorded at $545.93 per share. This reflects the value used for the Form 4 disclosure of the grant or other acquisition reported under transaction code A in the filing.

How are trust and retirement plan holdings described in Mike Dillard’s Dillard’s (DDS) Form 4?

The filing notes 7,300 Class A shares held by a trust for which Mike Dillard is trustee. Another footnote explains that 60 Class A shares were transferred from his retirement plan to a brokerage account on 06/17/26, leaving the retirement plan holding at zero.