Canaccord Genuity (DEFG) investor files to sell 300 OTCQB shares under Rule 144

Rhea-AI Filing Summary

DCG International Investments Ltd filed to sell 300 shares of common stock of Canaccord Genuity Corp under Rule 144, with an approximate aggregate market value of $2,880.00, to be sold on or after August 5, 2026 on the OTCQB market. The shares were originally acquired from the issuer in a privately negotiated cash transaction on July 15, 2021. The filing also lists several recent sales of the same stock class during the prior three months.

Key Figures

Shares proposed for sale: 300 shares Approximate aggregate market value: $2,880.00 Recent sale 1: 288 shares for $2,160.0 +4 more

7 metrics

Shares proposed for sale 300 shares Common stock to be sold under Rule 144 on or after August 5, 2026

Approximate aggregate market value $2,880.00 Value associated with 300 shares of common stock in proposed Rule 144 sale

Recent sale 1 288 shares for $2,160.0 Sale of common shares on May 5, 2026

Recent sale 2 300 shares for $3,069.0 Sale of common shares on July 30, 2026

Recent sale 3 300 shares for $3,024.99 Sale of common shares on July 31, 2026

Recent sale 4 300 shares for $2,970.0 Sale of common shares on August 3, 2026

Recent sale 5 300 shares for $2,880.0 Sale of common shares on August 4, 2026

Key Terms

Rule 144, privately negotiated transaction, OTCQB

3 terms

Rule 144 regulatory

"plans to sell 300 shares of common stock of Canaccord Genuity Corp under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

privately negotiated transaction financial

"acquired from the issuer in a privately negotiated transaction on July 15, 2021"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB market

"to be sold on or after August 5, 2026 on the OTCQB market"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/05/2026 - 04:45 PM Accepted by SEC EDGAR 08/05/2026 - 04:44 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for DEFG disclose?

The filing states that DCG International Investments Ltd plans to sell 300 shares of Canaccord Genuity Corp common stock under Rule 144 on or after August 5, 2026, with an approximate aggregate market value of $2,880.00 on the OTCQB market.

How many DEFG-related shares are proposed for sale in this Form 144?

The filer proposes to sell 300 shares of common stock. These shares are associated with Canaccord Genuity Corp and are expected to be sold on or after August 5, 2026 on the OTCQB market, subject to Rule 144 conditions.

What is the approximate market value of the DEFG shares to be sold?

The Form 144 lists an approximate aggregate market value of $2,880.00 for the 300 shares of Canaccord Genuity Corp common stock. This value reflects a pricing reference for the planned Rule 144 sale on the OTCQB marketplace.

How were the DEFG-related shares originally acquired by the filer?

The shares were acquired on July 15, 2021 in a privately negotiated transaction, described as purchased from issuer for cash. This indicates the filer obtained the Canaccord Genuity Corp common shares directly from the company in a non-public deal.

What recent sales of DEFG-related shares are reported in the past 3 months?

The filing reports multiple sales by DCG International Investments Ltd, including 288 shares sold on May 5, 2026 for $2,160.0 and several additional 300-share trades between July 30 and August 4, 2026 at prices between $2,880.0 and $3,069.0 aggregate.

On which market will the DEFG-related shares be sold?

The Form 144 specifies that the 300 shares of common stock are intended to be sold on the OTCQB market. This over-the-counter trading venue is indicated as the marketplace for the planned Rule 144 disposition of Canaccord Genuity Corp shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2880.00	239000	08/05/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/05/2026	288	2160.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/30/2026	300	3069.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/31/2026	300	3024.99
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/03/2026	300	2970.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/04/2026	300	2880.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)