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[6-K] Defi Technologies, Inc. Current Report (Foreign Issuer)

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6-K
Rhea-AI Filing Summary

Streeterville Capital LLC, Streeterville Management LLC and John M. Fife filed Amendment No. 1 to Schedule 13G regarding Garden Stage Ltd (Nasdaq: GSIW).

The amendment, dated 29 July 2025, states the reporting persons now hold 0 ordinary shares, equal to 0.0 % of the outstanding class. Their current powers are:

  • Sole voting power: 0
  • Shared voting power: 0
  • Sole dispositive power: 0
  • Shared dispositive power: 0

The filing confirms the group’s ownership has fallen below the 5 % threshold that triggers a Schedule 13G, signalling a complete exit from a previously reportable stake. The signatories certify the shares were not acquired or held to influence control of the issuer.

Issuer address: 201, 2/F, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP: G3730L107.

No financial results or transactional details accompany this disclosure.

Streeterville Capital LLC, Streeterville Management LLC e John M. Fife hanno presentato l'Emendamento n. 1 al Modulo 13G riguardante Garden Stage Ltd (Nasdaq: GSIW).

L'emendamento, datato 29 luglio 2025, indica che i soggetti segnalanti detengono ora 0 azioni ordinarie, pari a 0,0% della classe in circolazione. I loro poteri attuali sono:

  • Potere di voto esclusivo: 0
  • Potere di voto condiviso: 0
  • Potere dispositvo esclusivo: 0
  • Potere dispositvo condiviso: 0

La comunicazione conferma che la partecipazione del gruppo è scesa al di sotto della soglia del 5% che richiede la presentazione del Modulo 13G, indicando un'uscita totale da una quota precedentemente rilevante. I firmatari certificano che le azioni non sono state acquisite né detenute per influenzare il controllo dell'emittente.

Indirizzo dell'emittente: 201, 2° piano, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP: G3730L107.

Non sono allegati risultati finanziari né dettagli sulle transazioni a questa comunicazione.

Streeterville Capital LLC, Streeterville Management LLC y John M. Fife presentaron la Enmienda No. 1 al Anexo 13G relacionada con Garden Stage Ltd (Nasdaq: GSIW).

La enmienda, fechada el 29 de julio de 2025, indica que las personas informantes ahora poseen 0 acciones ordinarias, equivalentes al 0,0% de la clase en circulación. Sus poderes actuales son:

  • Poder de voto exclusivo: 0
  • Poder de voto compartido: 0
  • Poder dispositvo exclusivo: 0
  • Poder dispositvo compartido: 0

La presentación confirma que la participación del grupo ha caído por debajo del umbral del 5% que obliga a presentar el Anexo 13G, señalando una salida completa de una participación previamente reportable. Los firmantes certifican que las acciones no fueron adquiridas ni mantenidas para influir en el control del emisor.

Dirección del emisor: 201, 2º piso, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP: G3730L107.

No se acompañan resultados financieros ni detalles transaccionales con esta divulgación.

Streeterville Capital LLC, Streeterville Management LLC 및 John M. Fife가 Garden Stage Ltd (나스닥: GSIW)에 관한 Schedule 13G 수정서 1호를 제출했습니다.

2025년 7월 29일자 수정서에 따르면 보고자는 현재 보통주 0주를 보유하고 있으며, 이는 발행 주식 총수의 0.0%에 해당합니다. 현재 권한은 다음과 같습니다:

  • 단독 의결권: 0
  • 공동 의결권: 0
  • 단독 처분권: 0
  • 공동 처분권: 0

이번 제출은 그룹의 소유 지분이 Schedule 13G 제출을 요구하는 5% 기준선 아래로 떨어졌음을 확인하며, 이전에 보고 대상이었던 지분에서 완전한 철수를 의미합니다. 서명자들은 주식이 발행사의 지배권에 영향을 미치기 위해 취득되거나 보유되지 않았음을 증명합니다.

발행사 주소: 홍콩, 141 Des Voeux Road Central, China Insurance Group Building 2층 201호. CUSIP: G3730L107.

본 공시에는 재무 결과나 거래 내역이 포함되어 있지 않습니다.

Streeterville Capital LLC, Streeterville Management LLC et John M. Fife ont déposé l'Amendement n° 1 au Schedule 13G concernant Garden Stage Ltd (Nasdaq : GSIW).

L'amendement, daté du 29 juillet 2025, indique que les personnes déclarantes détiennent désormais 0 actions ordinaires, soit 0,0 % de la catégorie en circulation. Leurs pouvoirs actuels sont :

  • Pouvoir de vote exclusif : 0
  • Pouvoir de vote partagé : 0
  • Pouvoir discrétionnaire exclusif : 0
  • Pouvoir discrétionnaire partagé : 0

Le dépôt confirme que la participation du groupe est tombée en dessous du seuil de 5 % qui déclenche une déclaration Schedule 13G, signalant une sortie complète d'une participation précédemment déclarable. Les signataires certifient que les actions n'ont pas été acquises ni détenues pour influencer le contrôle de l'émetteur.

Adresse de l'émetteur : 201, 2e étage, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP : G3730L107.

Aucun résultat financier ni détail transactionnel n'accompagne cette divulgation.

Streeterville Capital LLC, Streeterville Management LLC und John M. Fife haben Änderungsmitteilung Nr. 1 zum Schedule 13G bezüglich Garden Stage Ltd (Nasdaq: GSIW) eingereicht.

Die Änderungsmitteilung vom 29. Juli 2025 gibt an, dass die meldenden Personen nun 0 Stammaktien halten, was 0,0 % der ausstehenden Aktienklasse entspricht. Ihre derzeitigen Befugnisse sind:

  • Alleiniges Stimmrecht: 0
  • Gemeinsames Stimmrecht: 0
  • Alleiniges Verfügungsrecht: 0
  • Gemeinsames Verfügungsrecht: 0

Die Einreichung bestätigt, dass der Besitz der Gruppe unter die 5 %-Schwelle gefallen ist, die eine Meldung im Schedule 13G auslöst, was auf einen vollständigen Ausstieg aus einer zuvor meldepflichtigen Beteiligung hinweist. Die Unterzeichner bestätigen, dass die Aktien nicht erworben oder gehalten wurden, um die Kontrolle über den Emittenten zu beeinflussen.

Adresse des Emittenten: 201, 2. Etage, China Insurance Group Building, 141 Des Voeux Road Central, Hongkong. CUSIP: G3730L107.

Dieser Meldung liegen keine Finanzergebnisse oder Transaktionsdetails bei.

Positive
  • None.
Negative
  • Streeterville Capital, Streeterville Management and John M. Fife disclose their ownership has dropped to 0 %, eliminating a former >5 % holder of Garden Stage.

Insights

TL;DR: Streeterville’s 13G/A shows its ownership in GSIW fell to 0 %, removing a prior 5 %+ holder; impact appears neutral-to-slightly negative.

The amendment is principally an exit notice—Streeterville Capital, its manager and principal John Fife now report no voting or dispositive power over any Garden Stage shares. While the change eliminates a potential overhang of insider influence, it also signals that a sophisticated investor no longer sees value in holding the position. Because no price, transaction size or rationale is provided, the market impact will depend on whether the divestiture was previously known. Given the small-cap nature of GSIW, the absence of a strategic holder could modestly increase share-price volatility, but the filing itself carries limited immediate financial implications.

TL;DR: Filing removes Streeterville as a significant stakeholder, simplifying ownership structure without changing control dynamics—overall governance impact is minimal.

Schedule 13G filers are passive investors; thus Streeterville’s move to 0 % does not alter board composition or control rights. However, it reduces concentrated ownership risk and may broaden the free float, which proxy advisers often view positively. The certification that the position was never intended to influence control further supports a neutral governance assessment. Absent other activists, Garden Stage’s governance profile remains unchanged.

Streeterville Capital LLC, Streeterville Management LLC e John M. Fife hanno presentato l'Emendamento n. 1 al Modulo 13G riguardante Garden Stage Ltd (Nasdaq: GSIW).

L'emendamento, datato 29 luglio 2025, indica che i soggetti segnalanti detengono ora 0 azioni ordinarie, pari a 0,0% della classe in circolazione. I loro poteri attuali sono:

  • Potere di voto esclusivo: 0
  • Potere di voto condiviso: 0
  • Potere dispositvo esclusivo: 0
  • Potere dispositvo condiviso: 0

La comunicazione conferma che la partecipazione del gruppo è scesa al di sotto della soglia del 5% che richiede la presentazione del Modulo 13G, indicando un'uscita totale da una quota precedentemente rilevante. I firmatari certificano che le azioni non sono state acquisite né detenute per influenzare il controllo dell'emittente.

Indirizzo dell'emittente: 201, 2° piano, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP: G3730L107.

Non sono allegati risultati finanziari né dettagli sulle transazioni a questa comunicazione.

Streeterville Capital LLC, Streeterville Management LLC y John M. Fife presentaron la Enmienda No. 1 al Anexo 13G relacionada con Garden Stage Ltd (Nasdaq: GSIW).

La enmienda, fechada el 29 de julio de 2025, indica que las personas informantes ahora poseen 0 acciones ordinarias, equivalentes al 0,0% de la clase en circulación. Sus poderes actuales son:

  • Poder de voto exclusivo: 0
  • Poder de voto compartido: 0
  • Poder dispositvo exclusivo: 0
  • Poder dispositvo compartido: 0

La presentación confirma que la participación del grupo ha caído por debajo del umbral del 5% que obliga a presentar el Anexo 13G, señalando una salida completa de una participación previamente reportable. Los firmantes certifican que las acciones no fueron adquiridas ni mantenidas para influir en el control del emisor.

Dirección del emisor: 201, 2º piso, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP: G3730L107.

No se acompañan resultados financieros ni detalles transaccionales con esta divulgación.

Streeterville Capital LLC, Streeterville Management LLC 및 John M. Fife가 Garden Stage Ltd (나스닥: GSIW)에 관한 Schedule 13G 수정서 1호를 제출했습니다.

2025년 7월 29일자 수정서에 따르면 보고자는 현재 보통주 0주를 보유하고 있으며, 이는 발행 주식 총수의 0.0%에 해당합니다. 현재 권한은 다음과 같습니다:

  • 단독 의결권: 0
  • 공동 의결권: 0
  • 단독 처분권: 0
  • 공동 처분권: 0

이번 제출은 그룹의 소유 지분이 Schedule 13G 제출을 요구하는 5% 기준선 아래로 떨어졌음을 확인하며, 이전에 보고 대상이었던 지분에서 완전한 철수를 의미합니다. 서명자들은 주식이 발행사의 지배권에 영향을 미치기 위해 취득되거나 보유되지 않았음을 증명합니다.

발행사 주소: 홍콩, 141 Des Voeux Road Central, China Insurance Group Building 2층 201호. CUSIP: G3730L107.

본 공시에는 재무 결과나 거래 내역이 포함되어 있지 않습니다.

Streeterville Capital LLC, Streeterville Management LLC et John M. Fife ont déposé l'Amendement n° 1 au Schedule 13G concernant Garden Stage Ltd (Nasdaq : GSIW).

L'amendement, daté du 29 juillet 2025, indique que les personnes déclarantes détiennent désormais 0 actions ordinaires, soit 0,0 % de la catégorie en circulation. Leurs pouvoirs actuels sont :

  • Pouvoir de vote exclusif : 0
  • Pouvoir de vote partagé : 0
  • Pouvoir discrétionnaire exclusif : 0
  • Pouvoir discrétionnaire partagé : 0

Le dépôt confirme que la participation du groupe est tombée en dessous du seuil de 5 % qui déclenche une déclaration Schedule 13G, signalant une sortie complète d'une participation précédemment déclarable. Les signataires certifient que les actions n'ont pas été acquises ni détenues pour influencer le contrôle de l'émetteur.

Adresse de l'émetteur : 201, 2e étage, China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong. CUSIP : G3730L107.

Aucun résultat financier ni détail transactionnel n'accompagne cette divulgation.

Streeterville Capital LLC, Streeterville Management LLC und John M. Fife haben Änderungsmitteilung Nr. 1 zum Schedule 13G bezüglich Garden Stage Ltd (Nasdaq: GSIW) eingereicht.

Die Änderungsmitteilung vom 29. Juli 2025 gibt an, dass die meldenden Personen nun 0 Stammaktien halten, was 0,0 % der ausstehenden Aktienklasse entspricht. Ihre derzeitigen Befugnisse sind:

  • Alleiniges Stimmrecht: 0
  • Gemeinsames Stimmrecht: 0
  • Alleiniges Verfügungsrecht: 0
  • Gemeinsames Verfügungsrecht: 0

Die Einreichung bestätigt, dass der Besitz der Gruppe unter die 5 %-Schwelle gefallen ist, die eine Meldung im Schedule 13G auslöst, was auf einen vollständigen Ausstieg aus einer zuvor meldepflichtigen Beteiligung hinweist. Die Unterzeichner bestätigen, dass die Aktien nicht erworben oder gehalten wurden, um die Kontrolle über den Emittenten zu beeinflussen.

Adresse des Emittenten: 201, 2. Etage, China Insurance Group Building, 141 Des Voeux Road Central, Hongkong. CUSIP: G3730L107.

Dieser Meldung liegen keine Finanzergebnisse oder Transaktionsdetails bei.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 6-K

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of July, 2025.

 

Commission File Number 001-41056

 

 

 

DEFI TECHNOLOGIES INC.

(Translation of registrant’s name into English)

 

Suite 2400, 333 Bay Street, Toronto, Ontario, Canada M5H 2T6

 

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F          Form 40-F

 

 

 

 

 

 

EXHIBIT INDEX

 

Exhibit
Number
  Description
99.1   Amended Condensed Consolidated Interim Financial Statements for the three months ended March 31, 2024 and 2025 and Report of HDCPA dated July 8, 2025.

 

1

 

 

    DEFI TECHNOLOGIES INC.
    (Registrant)
     
Date: July 29, 2025 By /s/ Kenny Choi
    Kenny Choi
Corporate Secretary

 

 

2

 

FAQ

What did Streeterville Capital report in the GSIW Schedule 13G/A?

The firm reported ownership of 0 ordinary shares (0.0 %), indicating a complete exit.

Why was the Schedule 13G/A filed on July 29, 2025?

The filing reflects an event on 07/29/2025 that reduced the group’s holdings below the 5 % reporting threshold.

Does the filing indicate any voting or dispositive power for Streeterville?

No. It lists 0 shares for both sole/shared voting and dispositive power.

What class of securities is covered in this 13G/A?

Garden Stage’s ordinary shares, par value $0.0001, CUSIP G3730L107.

Does the filing include Garden Stage’s financial results or transactions?

No. The document only addresses ownership disclosure; no earnings or transaction data are provided.
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