Dell Technologies SEC Filings

Dell Technologies Inc. has confirmed David Kennedy as its permanent Chief Financial Officer. He previously served as interim CFO and as Senior Vice President, Global Business Operations, Finance. The Board approved his permanent appointment effective November 24, 2025.

As CFO, Mr. Kennedy will receive an annual base salary of $760,000 and a target cash incentive equal to 100% of his base salary, pro-rated for the fiscal year ending January 30, 2026. He was previously granted 10,580 time-based RSUs, and in connection with the permanent role will receive additional time-based RSUs valued at $3,000,000, vesting in equal annual installments starting on the first anniversary of his effective date, subject to continued service and existing plan terms.

Mr. Kennedy will continue to participate in Dell’s standard employee benefit, severance and retirement programs and is party to the company’s standard indemnification and protection, noncompetition and nonsolicitation agreements.

Dell Technologies Inc. filed a Form 8-K to report that it has released financial results for its fiscal quarter ended October 31, 2025. The company announced these results through a press release that is attached to the filing as Exhibit 99.1. The earnings information in Item 2.02 and the press release is being furnished to regulators rather than formally filed, which affects how it is treated under securities laws. The filing also notes that the cover page XBRL data is embedded as Exhibit 104.

Dell Technologies (DELL) director reported an option exercise and sale on 10/15/2025. The insider exercised 79,806 options at $13.98 for Class C shares, then sold 79,806 shares at a weighted average price of $153.5578.

Following these transactions, the insider directly holds 65,662 shares and 8,801 options with a $13.98 exercise price expiring on 09/14/2026.

Dell Technologies (DELL) reported an insider equity grant. On 10/15/2025, the Chief Accounting Officer acquired 1,796 RSUs tied to Class C Common Stock at a price of $0.

The RSUs vest in three equal annual installments on the first, second, and third anniversaries of the grant date, contingent on continued service. Following the award, the officer beneficially owns 7,826 shares directly.

Dell Technologies announced an executive appointment and related equity grant. Richard Troy Sharp, formerly Vice President of Corporate Accounting and Reporting, was appointed Senior Vice President, Corporate Finance and Chief Accounting Officer, effective August 8, 2025. In connection with this role, the Compensation Committee approved an equity award of 1,796 time‑based RSUs, granted on October 15, 2025 under the 2023 Stock Incentive Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.

Dell Technologies (DELL) insider filing: Reporting persons affiliated with Silver Lake, including director Egon Durban, reported open‑market sales of Class C Common Stock on 10/14/2025. The transactions totaled 6,617 shares (3,538 and 3,079 shares) at a weighted average price of $151.63.

According to the footnotes, the shares were sold in multiple trades at prices ranging from $151.384 to $151.90 per share. Following the reported sales, disclosed holdings include 270,064 shares indirectly through specified Silver Lake and related entities, 1,184,092 shares held directly by Mr. Durban, and 46,985 shares indirectly through a family trust. The filing notes a joint submission by the reporting persons and disclaims beneficial ownership beyond each filer’s pecuniary interest.

Dell Technologies (DELL) filed a Form 144 notice for a proposed sale of 79,806 shares of its Class C common stock. The filing lists an aggregate market value of $12,254,834.64, with an approximate sale date of 10/15/2025 on the NYSE through Fidelity Brokerage Services LLC.

The securities were acquired via options granted on 09/14/2016 and are indicated as paid in cash on 10/15/2025. As context, 336,904,619 shares were outstanding. This is a notice of proposed sales under Rule 144 and does not involve the company selling shares.

Michael S. Dell, who is listed as Chief Executive Officer, Director and a 10% owner, reported a sale of 6,253,968 shares of Class C common stock on 10/09/2025 at a price of $159.907 per share. After the transaction the filing shows 16,158,273 shares beneficially owned (direct) and an additional 1,380,000 shares held indirectly via the Susan Lieberman Dell Separate Property Trust. The filing includes a disclosure that the reporting person disclaims beneficial ownership for certain securities under Rule 16a-1(a)(1) and (2). The document is signed by an attorney-in-fact on 10/10/2025.

Dell Technologies Inc. (DELL) filings show coordinated transactions by Silver Lake-related entities and affiliates on 10/08/2025 and in-kind pro rata distributions on 10/10/2025. Multiple Silver Lake partnerships converted Class B shares into Class C shares and sold portions of Class C Common Stock in tranches at weighted-average prices roughly between $160.50 and $163.00.

The filing reports specific sales across affiliated vehicles (for example, SL SPV-2, SLP IV, SLP V and technology investor funds) totaling several hundred thousand shares per vehicle and leaving certain entities and Egon Durban with reported beneficial holdings — including 1,184,092 shares attributed to Mr. Durban after distributions. Several share receipts were treated as exempt from immediate reporting under Rule 16a-13 because they were in-kind distributions.