Dell Technologies (DELL) files Form 144 listing proposed insider sales

Rhea-AI Filing Summary

Dell Technologies Inc. submitted a Form 144 notice reporting proposed sales of Common Stock through Merrill Lynch on the NYSE. The filing lists multiple employee‑compensation lots with associated dates and numeric entries, and includes a cover-line numeric sequence showing 318,358,135 and 17,469,406.44 next to a 06/05/2026 date.

Insights

Securities Compliance Analyst

Form 144 lists proposed sales tied to employee compensation lots; regulatory notice only.

The filing records proposed brokered sales through Merrill Lynch on the NYSE and enumerates multiple grant/compensation dates such as 07/07/2021, 06/29/2021, and 06/26/2018

These entries are procedural: they notify regulators of intended resale by holders. Cash‑flow treatment and exact per‑lot sale quantities tied to each lot are shown as numeric entries in the excerpt; timing and final execution depend on holder decisions and market transactions.

Key Figures

Cover-line numeric 1: 318,358,135 Cover-line numeric 2: 17,469,406.44 Per‑lot example: 25,901 +3 more

6 metrics

Cover-line numeric 1 318,358,135 Appears on the cover line adjacent to a <date>06/05/2026</date> date

Cover-line numeric 2 17,469,406.44 Appears on the cover line adjacent to a <date>06/05/2026</date> date

Per‑lot example 25,901 Listed next to <date>07/07/2021</date> under Employee Compensation

Per‑lot example 3,423 Listed next to <date>06/29/2021</date> under Employee Compensation

Per‑lot example 2,208 Listed next to <date>07/09/2020</date> under Employee Compensation

Additional per‑lot figures 2,101; 2,045; 1,836; 1,720; 1,316; 380; 361 Various employee compensation lot entries with associated grant dates

Key Terms

Form 144, Employee Compensation lot, Brokered sale

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Employee Compensation lot financial

"Common | 07/07/2021 | Employee Compensation"

Brokered sale financial

"Common | Merrill Lynch 3455 Peachtree Road NE"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 3455 Peachtree Road NE, Suite 1000 Atlanta GA 30326	41292	17469406.44	318358135	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/07/2021	Employee Compensation	DELL TECHNOLOGIES INC			25901	07/07/2021	Employee Compensation
Common	07/07/2021	Employee Compensation	DELL TECHNOLOGIES INC			361	07/07/2021	Employee Compensation
Common	06/29/2021	Employee Compensation	DELL TECHNOLOGIES INC			3423	06/29/2021	Employee Compensation
Common	11/10/2020	Employee Compensation	DELL TECHNOLOGIES INC			380	11/10/2020	Employee Compensation
Common	07/09/2020	Employee Compensation	DELL TECHNOLOGIES INC			2208	07/09/2020	Employee Compensation
Common	06/25/2019	Employee Compensation	DELL TECHNOLOGIES INC			1836	06/25/2019	Employee Compensation
Common	06/26/2018	Employee Compensation	DELL TECHNOLOGIES INC			1316	06/26/2018	Employee Compensation
Common	06/26/2018	Employee Compensation	DELL TECHNOLOGIES INC			1720	06/26/2018	Employee Compensation
Common	09/14/2017	Employee Compensation	DELL TECHNOLOGIES INC			2101	09/14/2017	Employee Compensation
Common	09/14/2017	Employee Compensation	DELL TECHNOLOGIES INC			2045	09/14/2017	Employee Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Dell's Form 144 filing mean for shareholders?

It notifies regulators of proposed insider sales; it is a procedural disclosure. The filing lists proposed brokered sales through Merrill Lynch and multiple employee‑compensation lots with dates such as 07/07/2021 and 06/26/2018.

How many numeric entries are shown in the Dell Form 144 excerpt?

The excerpt shows a cover-line numeric sequence including 318,358,135 and 17,469,406.44. It also lists multiple per‑lot figures such as 25,901, 3,423, and 2,208 tied to specific grant dates.

Who is the broker listed on the Dell Form 144?

The filing lists Merrill Lynch at 3455 Peachtree Road NE, Suite 1000, Atlanta, GA 30326 as the broker associated with the proposed sales on the NYSE.

Does the Form 144 confirm that the shares were sold?

No; Form 144 is a notice of proposed sale, not evidence of execution. The excerpt lists intended sales and lot details, but actual sale execution and proceeds are not confirmed in the provided text.