Dell (DELL) general counsel gifts 6,450 shares to charitable fund

Rhea-AI Filing Summary

Dell Technologies General Counsel Richard J. Rothberg reported a bona fide gift of 6,450 shares of Class C Common Stock. The shares were gifted to The Richard Rothberg and Deborah Dupre Charitable Fund and were not sold on the market. After the transfer, he directly holds 162,415 shares.

Insider Trade Summary

6,450 shares gifted

Mixed 1 txn

Insider Rothberg Richard J

Role General Counsel & Secretary

Type	Security	Shares	Price	Value
Gift	Class C Common Stock	6,450	$0.00	--

Holdings After Transaction: Class C Common Stock — 162,415 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares gifted: 6,450 shares Price per share: $0.0000 per share Shares held after transaction: 162,415 shares +1 more

4 metrics

Shares gifted 6,450 shares Bona fide gift of Class C Common Stock

Price per share $0.0000 per share Reported for gift transaction

Shares held after transaction 162,415 shares Direct ownership following gift

Gift type Bona fide gift Transaction code G, non-derivative

Key Terms

Bona fide gift, Class C Common Stock, charitable fund

3 terms

Bona fide gift financial

"transaction_code_description: "Bona fide gift""

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Class C Common Stock financial

"security_title: "Class C Common Stock""

A class C common stock is a type of company share that usually represents ownership but often carries limited or no voting power compared with other share classes. For investors, that matters because it can affect influence over company decisions and sometimes the stock’s price or dividend priority — think of it as owning a ticket to the same event but in a section with less say in how the event is run.

charitable fund financial

"gift of Class C common stock to The Richard Rothberg and Deborah Dupre Charitable Fund"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rothberg Richard J

(Last) (First) (Middle)

ONE DELL WAY

(Street)

ROUND ROCK TEXAS 78682

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class C Common Stock	06/03/2026		G(1)		6,450	D	$0	162,415	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a gift of Class C common stock to The Richard Rothberg and Deborah Dupre Charitable Fund.

Remarks:

	/s/ James Williamson, Attorney-in-Fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Dell (DELL) report for Richard J. Rothberg?

Dell reported that Richard J. Rothberg made a bona fide gift of 6,450 shares of Class C Common Stock. This was a charitable transfer, not a market sale, and is classified as a gift disposition.

How many Dell (DELL) shares did Richard J. Rothberg gift?

Richard J. Rothberg gifted 6,450 shares of Dell Class C Common Stock. The transaction was reported with a price of $0.0000 per share, reflecting that it was a no‑consideration charitable gift, not an open‑market trade.

Who received the gifted Dell (DELL) shares from Richard J. Rothberg?

The 6,450 gifted shares were transferred to The Richard Rothberg and Deborah Dupre Charitable Fund. The filing describes the transaction as a bona fide gift, indicating a transfer for charitable purposes rather than for personal cash proceeds.

How many Dell (DELL) shares does Richard J. Rothberg hold after the gift?

Following the gift, Richard J. Rothberg directly holds 162,415 shares of Dell Class C Common Stock. This figure reflects his remaining direct ownership after transferring 6,450 shares to the charitable fund noted in the filing.

Was the Dell (DELL) insider gift transaction an open‑market sale or purchase?

The transaction was not an open‑market sale or purchase. It is coded as G for a bona fide gift, with a reported price of $0.0000 per share, meaning the shares were donated rather than traded for cash in the market.