STOCK TITAN

Dell (DELL) COO Jeffrey Clarke sells 116,000 shares in pre-set 10b5-1 trade

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Dell Technologies’ COO & Vice Chairman Jeffrey W. Clarke sold 116,000 shares of Class C Common Stock in an open-market transaction at $182.48 per share. The sale was executed on April 15, 2026 under a pre-arranged Rule 10b5-1 trading plan adopted on January 15, 2026. Following the sale, Clarke directly holds 1,687,414 shares and is also shown as co-managing trustee of two family trusts that each hold 100,000 shares.

Positive

  • None.

Negative

  • None.
Insider CLARKE JEFFREY W
Role COO & Vice Chairman
Sold 116,000 shs ($21.17M)
Type Security Shares Price Value
Sale Class C Common Stock 116,000 $182.48 $21.17M
holding Class C Common Stock -- -- --
holding Class C Common Stock -- -- --
Holdings After Transaction: Class C Common Stock — 1,687,414 shares (Direct); Class C Common Stock — 100,000 shares (Indirect, By trust)
Footnotes (1)
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on January 15, 2026. Held by two family trusts of which the reporting person and his spouse serve as Co-Managing Trustees.
Shares sold 116,000 shares Open-market sale of Class C Common Stock on April 15, 2026
Sale price per share $182.48 per share Average price for the 116,000-share open-market sale
Direct holdings after sale 1,687,414 shares Direct Class C Common Stock held following the transaction
Indirect trust holdings 100,000 shares each Two family trusts where Clarke and spouse are co-managing trustees
Net shares sold 116,000 shares Net-sell direction per transaction summary
Rule 10b5-1 trading plan financial
"The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Class C Common Stock financial
"security_title: Class C Common Stock"
A class C common stock is a type of company share that usually represents ownership but often carries limited or no voting power compared with other share classes. For investors, that matters because it can affect influence over company decisions and sometimes the stock’s price or dividend priority — think of it as owning a ticket to the same event but in a section with less say in how the event is run.
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
family trusts financial
"Held by two family trusts of which the reporting person and his spouse serve as Co-Managing Trustees"
indirect ownership financial
"direct_or_indirect: I, nature_of_ownership: By trust"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLARKE JEFFREY W

(Last)(First)(Middle)
ONE DELL WAY

(Street)
ROUND ROCK TEXAS 78682

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
COO & Vice Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class C Common Stock04/15/2026S116,000(1)D$182.481,687,414D
Class C Common Stock100,000IBy trust(2)
Class C Common Stock100,000IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on January 15, 2026.
2. Held by two family trusts of which the reporting person and his spouse serve as Co-Managing Trustees.
Remarks:
/s/ James Williamson, Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Dell (DELL) report for Jeffrey W. Clarke?

Dell reported that COO & Vice Chairman Jeffrey W. Clarke sold 116,000 shares of Class C Common Stock at $182.48 per share. The transaction was an open-market sale executed on April 15, 2026 under a Rule 10b5-1 trading plan.

How many Dell (DELL) shares does Jeffrey W. Clarke hold after this sale?

After the sale, Jeffrey W. Clarke directly holds 1,687,414 shares of Dell Class C Common Stock. The filing also shows two family trusts, where he and his spouse are co-managing trustees, each holding 100,000 shares as indirect ownership positions.

Was the Dell (DELL) insider sale by Jeffrey W. Clarke pre-planned?

Yes. The filing states the transactions were effected under a Rule 10b5-1 trading plan adopted on January 15, 2026. Such plans pre-schedule trades, making the timing more routine and less reflective of short-term views on Dell’s share price.

What price did Jeffrey W. Clarke receive for his Dell (DELL) share sale?

Jeffrey W. Clarke’s 116,000 Dell Class C Common Stock shares were sold at an average price of $182.48 per share. This reported sale price comes directly from the Form 4 transaction details for the open-market sale on April 15, 2026.

How significant is Jeffrey W. Clarke’s Dell (DELL) share sale relative to his holdings?

The 116,000-share sale represents a portion of Jeffrey W. Clarke’s overall position, with 1,687,414 shares still held directly afterward. He also has indirect holdings through two family trusts, each shown with 100,000 shares, indicating a substantial remaining stake.