Dell Technologies counsel sells 6,000 shares

Dell’s General Counsel & Secretary sold 6,000 Class C shares and now directly holds 136,415 shares.

Rhea-AI Filing Summary

Dell Technologies Inc. (DELL) reported that Richard J. Rothberg, its General Counsel & Secretary, sold Class C common stock in an open-market or private transaction on September 11, 2026. He sold 6,000 shares at a reported price of $547.555 per share and continued to hold 136,415 shares directly afterward. No Rule 10b5-1 trading plan is reported for this sale.

Insider Trade Summary

Net Seller: 6,000 shares

Net Sell 1 txn

Insider Rothberg Richard J

Role General Counsel & Secretary

Sold 6,000 shs ($3.29M)

Type	Security	Shares	Price	Value
Sale	Class C Common Stock	6,000	$547.555	$3.29M

Holdings After Transaction: Class C Common Stock — 136,415 shares (Direct)

Key Figures

Shares sold: 6,000 shares Sale price per share: $547.555 per share Shares held after transaction: 136,415 shares +1 more

4 metrics

Shares sold 6,000 shares Class C common stock sold by Richard J. Rothberg on September 11, 2026

Sale price per share $547.555 per share Reported price for the 6,000 Class C shares sold

Shares held after transaction 136,415 shares Direct holdings of Richard J. Rothberg after the sale

Transaction date September 11, 2026 Date of the reported sale of Class C common stock

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DELL report in this Form 4?

Dell Technologies reported that Richard J. Rothberg sold 6,000 shares of Class C common stock on September 11, 2026 in a sale described as occurring in the open market or a private transaction.

What price did Richard J. Rothberg receive per DELL share in the reported sale?

The reported sale price was $547.555 per share for the 6,000 shares of Dell Technologies Class C common stock sold on September 11, 2026.

How many DELL shares does Richard J. Rothberg hold after this transaction?

After the reported sale, Richard J. Rothberg directly holds 136,415 shares of Dell Technologies Class C common stock.

Was the DELL insider sale made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan for the reported sale by Richard J. Rothberg.

What is Richard J. Rothberg’s role at Dell Technologies (DELL)?

Richard J. Rothberg is identified as General Counsel & Secretary of Dell Technologies Inc. in the Form 4.

Is the reported DELL insider transaction direct or indirect ownership?

The Form 4 reports that the 6,000 shares sold and the 136,415 shares held afterward are under direct ownership by Richard J. Rothberg.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 04:09 PM EDT Accepted by SEC EDGAR 09/15/2026 - 04:08 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rothberg Richard J

(Last) (First) (Middle)

ONE DELL WAY

(Street)

ROUND ROCK TEXAS 78682

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class C Common Stock	09/11/2026		S		6,000	D	$547.555	136,415	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ James Williamson, Attorney-in-Fact	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)