Dell counsel reports RSU award and tax withholding

Dell Technologies General Counsel & Secretary Richard J. Rothberg reported compensation-related share activity in Class C Common Stock on March 15, 2026.

Rhea-AI Filing Summary

Dell Technologies General Counsel & Secretary Richard J. Rothberg reported compensation-related share activity in Class C Common Stock on March 15, 2026. He received an award of 100,057 shares at $0.0000 per share, increasing his direct holdings to 168,865 shares.

The company also withheld 11,120 shares valued at $151.62 per share to cover tax liabilities triggered by partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025. A performance-based RSU award granted on March 15, 2023 certified 164,760 shares as earned, with 64,703 shares withheld for taxes at vesting.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Rothberg Richard J

Role General Counsel & Secretary

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class C Common Stock	11,120	$151.62	$1.69M
Grant/Award	Class C Common Stock	100,057	$0.00	$0.00

Holdings After Transaction: Class C Common Stock — 168,865 shares (Direct)

Footnotes (2)

1. F1. Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025.
2. F2. Represents 164,760 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2023, net of 64,703 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Dell (DELL) executive Richard J. Rothberg report?

Richard J. Rothberg reported a grant of 100,057 Dell Class C Common shares and a withholding of 11,120 shares for tax payments. These transactions stem from RSU vesting and awards, reflecting compensation rather than open-market buying or selling.

How many Dell (DELL) shares does Richard J. Rothberg hold after these transactions?

After the reported transactions, Richard J. Rothberg directly holds 168,865 shares of Dell Class C Common Stock. This balance reflects the new share award and the shares withheld by Dell to satisfy tax liabilities on various RSU vestings.

Were any of Richard J. Rothberg’s Dell (DELL) transactions open-market sales or purchases?

The reported Dell transactions were not open-market trades. Shares were acquired through a grant/award, while 11,120 shares were withheld by Dell to cover tax liabilities related to RSU vesting, which is a non-market, compensation-driven disposition.

What RSU awards are linked to Richard J. Rothberg’s recent Dell (DELL) filing?

The filing ties activity to RSUs granted on March 15, 2023, March 15, 2024, and March 15, 2025. It also notes a performance-based RSU award from March 15, 2023 where 164,760 shares were certified as earned, with 64,703 withheld for taxes.

What does the tax withholding in Richard J. Rothberg’s Dell (DELL) filing represent?

Dell withheld 11,120 shares, valued at $151.62 each, to pay Rothberg’s tax liability on RSU vesting. Another 64,703 shares from a performance-based RSU award were also withheld, illustrating routine tax settlement on equity compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:16 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rothberg Richard J

(Last) (First) (Middle)

ONE DELL WAY

(Street)

ROUND ROCK TX 78682

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel & Secretary

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class C Common Stock	03/15/2026		F		11,120(1)	D	$151.62	68,808	D
Class C Common Stock	03/15/2026		A		100,057(2)	A	$0	168,865	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025.

2. Represents 164,760 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2023, net of 64,703 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.

Remarks:

	/s/ James Williamson, Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.