Dell Technologies Inc. filings document the reporting obligations of a large operating technology company whose Class C common stock trades on the New York Stock Exchange under DELL. The company's Form 8-K disclosures cover quarterly and annual operating results, Regulation FD presentations, material agreements, securities offerings by Dell International L.L.C. and EMC Corporation, and changes involving senior officers and related compensation arrangements.
Capital-structure filings include Class B common stock conversions into Class C common stock, unregistered equity issuances related to those conversions, dividend and liquidation rights described in the charter, shelf-registration-related debt issuance records and supplemental indentures for senior notes. Governance disclosures include officer appointments, restricted stock unit awards under the 2023 Stock Incentive Plan, board and compensation committee actions, and formal disclosures tied to Dell's technology hardware, storage, AI infrastructure and services businesses.
Dell Technologies Inc. (DELL) received a notice that Silver Lake Partners IV, L.P. plans to sell 79,071 shares of its Class C Common Stock through Merrill Lynch on the NYSE on September 11, 2026, with an indicated aggregate market value of $40,058,950.02.
The shares to be sold were acquired upon conversion of Dell Class B Common Stock that was originally obtained in 2016. Dell states that there were 315,433,188 Class C shares outstanding as of September 11, 2026; this is a baseline figure, not the amount being offered. The seller and certain affiliates are described as significant stockholders, and an executive of an affiliate serves on Dell’s board.
Dell Technologies Inc. (DELL) reported that investment entities affiliated with Silver Lake, including Silver Lake Partners V DE (AIV), L.P., and director Egon Durban effected an internal conversion and sale of shares on September 9, 2026. The Silver Lake partnership converted 39,647 shares of Class B Common Stock into 39,647 shares of Class C Common Stock and then sold 27,629 shares of Class C Common Stock in multiple transactions at weighted average prices within ranges from $533.43 to $551.00 per share. After the conversion, Silver Lake Partners V DE (AIV), L.P. indirectly held 9,064,039 shares of Class B Common Stock, each convertible into one share of Class C Common Stock, and other Silver Lake entities and Mr. Durban continued to hold additional Class C shares as described in the footnotes. No Rule 10b5-1 trading plan is reported for these transactions.
Dell Technologies Inc. (DELL) reported that Silver Lake–affiliated entities, including Silver Lake Technology Investors IV, L.P., converted 1,078 shares of Class B Common Stock into the same number of Class C shares on September 9, 2026, then sold 1,075 Class C shares in multiple open-market or private transactions. All sales were made indirectly through Silver Lake Technology Investors IV, L.P., and no Rule 10b5-1 trading plan is reported.
After these transactions, Silver Lake–related entities continued to hold large indirect positions in Class B and Class C shares, while director Egon Durban held 1,397,035 Class C shares directly plus additional indirect interests through various entities and a family trust.
Dell Technologies Inc. (DELL) disclosed that investment entities affiliated with Silver Lake, including Silver Lake Technology Investors V, L.P., converted 486 shares of Class B Common Stock into the same number of Class C Common Stock on September 9, 2026 and, through that fund, sold those 486 Class C shares in a series of small open‑market or private transactions. The sales and holdings are reported as largely indirect interests, and Silver Lake affiliates continue to hold a substantial position, including 42,367,299 Class B shares convertible into Class C Common Stock.
Dell Technologies Inc. (DELL) was the subject of a Form 4 in which Silver Lake–affiliated entities and director Egon Durban reported a net sale of 54,608 shares of Class C Common Stock on September 9, 2026. The transactions included the conversion of 73,243 shares of Class B Common Stock into an equal number of Class C shares, followed by multiple sales at weighted average prices within specified ranges. The reporting persons indicate these shares are held largely through investment partnerships and other entities and disclaim beneficial ownership beyond any pecuniary interest. No Rule 10b5-1 trading plan is reported.
Dell Technologies Inc. reported that investment entities associated with Silver Lake, including SL SPV-2, L.P., converted 71,348 shares of Class B Common Stock into the same number of Class C Common Stock on September 9, 2026, then sold 48,097 Class C shares in multiple market transactions at weighted average prices detailed in footnotes. All shares are reported as held indirectly through Silver Lake–related entities, and no Rule 10b5-1 trading plan is reported.
Dell Technologies Inc. (DELL) is the subject of this Amendment No. 15 to a Schedule 13D, in which a group of Silver Lake investment entities updates its ownership in Dell’s Class C common stock. As of September 9, 2026, the reporting group may be deemed to beneficially own 42,809,317 Class C shares, representing 6.7% of Dell’s total outstanding common stock, based on 635,812,750 common shares outstanding. Because this stake includes 42,478,400 Class B shares that are convertible into Class C on a one-for-one basis, it represents approximately 11.9% of the issued and outstanding Class C shares under Rule 13d-3. The filing also states that these holdings correspond to about 12.1% of the combined voting power of Dell’s common stock, reflecting the 10-votes-per-share structure of Class A and Class B stock compared with one vote per share for Class C. During the 60 days ending September 9, 2026, certain reporting persons converted an aggregate of 1,156,821 Class B shares into Class C and sold an aggregate of 810,000 Class C shares, and on September 8, 2026 they distributed 233,098 Class C shares to certain direct and indirect equity holders.
Dell Technologies Inc. (DELL), through co-issuers Dell International L.L.C. and EMC Corporation, is offering $5.0 billion of senior unsecured notes in four tranches: 5.100% 2029 notes ($1.25 billion), 5.400% 2031 notes ($1.25 billion), 5.600% 2033 notes ($1.5 billion) and 5.900% 2037 notes ($1.0 billion).
The notes are guaranteed on a senior unsecured, joint-and-several basis by Dell Technologies Inc., Denali Intermediate Inc. and Dell Inc., but not by subsidiaries, leaving them structurally subordinated to $100.4 billion of non‑guarantor subsidiary liabilities as of July 31, 2026. They rank equal with other senior indebtedness of the issuers and guarantors.
Expected net proceeds of about $4.965 billion will be used to repay Dell’s outstanding 4.900% first‑lien notes due October 1, 2026, with any remainder for general corporate purposes, including other debt repayment. The notes are callable with a make‑whole premium before specified “par call” dates and at par thereafter, and carry a 101% repurchase right upon a Change of Control Triggering Event. The notes will not be listed on any securities exchange.
Dell Technologies Inc. (DELL) is the issuer for a Rule 144 notice filed in connection with potential resales of its Class C common stock for the account of officer Richard J. Rothberg. The notice lists up to 6,000 Class C shares to be sold through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $3,285,330.60 as of the filing details for September 11, 2026. These shares are identified as restricted stock that vested on August 20, 2022 as compensation. The filing also reports that Rothberg sold 20,000 Class C shares during the prior three months on June 15, 2026 for total consideration of $8,200,000.00.
Dell Technologies Inc. (DELL) received a Rule 144 notice for a proposed sale of up to 37,735 shares of its Class C common stock for the account of officer Peter C. Trizzino. The shares are held at Fidelity Brokerage Services LLC and were acquired through restricted stock vesting on March 15, 2026 as compensation.
The filing reports an aggregate market value of approximately $21,137,621.42 for the shares to be sold, with 315,433,188 shares of the same class outstanding as of September 11, 2026.