Welcome to our dedicated page for Dell Technologies SEC filings (Ticker: DELL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dell Technologies Inc. (NYSE: DELL) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and related amendments. These filings offer detailed information about Dell Technologies’ financial results, capital structure, executive compensation, share structure and other material events that matter to investors and analysts.
Dell Technologies uses Form 8-K to report a variety of topics. One category involves financial results and guidance: the company files an 8-K when it issues a press release announcing quarterly financial results, including net revenue, operating income, net income, segment performance for its Infrastructure Solutions Group and Client Solutions Group, and non-GAAP measures. These filings often reference accompanying presentations and prepared remarks available through the investor relations site and are furnished rather than filed for certain purposes under the Exchange Act.
Another important set of filings relates to capital markets and debt financing. Dell Technologies and its wholly owned subsidiaries have filed 8-Ks describing public offerings of senior notes under a base indenture and supplemental indentures. These filings outline the principal amounts, interest rates, maturities, redemption provisions, guarantees by Dell Technologies Inc. and certain subsidiaries, and intended use of proceeds, such as redeeming existing senior notes due 2026 and general corporate purposes. They also include references to legal opinions and underwriting agreements filed as exhibits.
Corporate governance and executive compensation topics appear in multiple 8-K and 8-K/A filings. Examples include disclosures about the appointment of an interim and then permanent chief financial officer, associated base salary, target cash incentive opportunities and grants of time-based restricted stock units under the Dell Technologies Inc. 2023 Stock Incentive Plan. Another filing details a one-time performance-based stock option award for a senior executive, with vesting tied to company market capitalization and free cash flow performance goals over a multi-year period and subject to continued employment and potential forfeiture and repayment provisions.
Filings also cover share structure and unregistered sales of equity securities. In one 8-K, Dell Technologies reports the issuance of Class C common stock upon conversion of Class B common stock held by certain investment entities, explains the conversion rights under the certificate of incorporation and notes that the issuance relied on an exemption from registration under the Securities Act of 1933. The filing also discloses the number of Class C and Class B shares outstanding after the conversions.
On Stock Titan, these SEC filings are updated as they are posted to EDGAR, and AI-powered summaries can help readers quickly understand the key points in complex documents. Users interested in Dell Technologies’ quarterly results can focus on 8-K filings under Item 2.02, while those analyzing capital structure and debt can review 8-K filings under Items 1.01, 2.03 and 8.01 related to senior notes offerings. Filings under Item 5.02 are useful for understanding executive appointments, equity awards and compensation frameworks, and filings under Item 3.02 provide insight into share conversions and unregistered equity issuances.
Silver Lake-related entities submitted a notice under Rule 144 to sell Class C Common Stock of the issuer. The filing lists multiple proposed dispositions on 03/02/2026, 03/04/2026, and 03/06/2026
The tables show per-entity share amounts and dollar values for each disposition (examples include 208,174 shares for Silver Lake Partners IV on 03/02/2026 valued at $31,264,600.32 and 212,193 shares on 03/04/2026 valued at $31,155,473.69). The filing also notes a conversion of Class B into Class C shares on 03/17/2026.
DELL submitted a Form 144 notice for proposed sales of Class C Common Stock, showing multiple dispositions by Silver Lake-related entities in early March 2026. The excerpt lists several sale rows, including examples of 208,174 and 179,400 shares sold on 03/02/2026.
The filing itemizes individual transactions with per-row share counts and dollar values for each disposition; timing is clustered around 03/02/2026–03/06/2026.
Dell Technologies Chief Marketing Officer Jane Tunnell reported compensation-related share activity, not open-market trading. On a Form 4, she had 8,452 shares of Class C common stock withheld by Dell to cover tax liabilities tied to restricted stock unit (RSU) vesting. She also acquired 15,509 shares of Class C common stock at no cost as part of RSU and performance-based RSU awards vesting and certification. After these transactions, she directly holds 81,902 shares of Dell Class C common stock.
Dell Technologies president of global sales Peter Trizzino reported RSU vesting and related tax-withholding entries in Class C common stock. On an award that vested, 45,765 performance-based RSUs were certified as earned, with 22,374 shares withheld to cover taxes and 23,391 shares delivered to him. Separately, 14,964 shares from earlier RSU grants were also withheld by Dell to pay tax liabilities. Following these compensation-related transactions, he directly owns 106,809 shares of Dell Class C common stock.
Dell Technologies Inc. Chief Accounting Officer Richard Troy Sharp reported equity compensation and related tax withholding in Class C Common Stock. He received a grant of 2,506 restricted stock units, which vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on his continued service. On the same date, 533 shares were withheld by Dell to cover tax liabilities from the partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025. After these transactions, he directly owned 9,568 shares of Class C Common Stock.
Dell Technologies Chief Customer Officer William F. Scannell reported equity compensation activity involving Dell Class C Common Stock. On March 15, 2026, he had 16,755 shares withheld at $151.62 per share to cover tax liabilities triggered by the partial vesting of prior RSU grants.
On the same date, he acquired 125,172 shares at no cost from a performance-based RSU award granted on March 15, 2023. That award had 233,412 shares certified as earned, with 108,240 shares withheld to pay the related tax liability, leaving the reported shares delivered.
Dell Technologies Inc. Chief Human Resources Officer Jennifer D. Saavedra reported routine equity compensation activity in Class C common stock. She received a grant and vesting-related award of 77,312 shares at no cost, tied to restricted stock units and performance-based RSUs certified as earned.
To cover tax liabilities from these vestings, 7,835 shares were withheld by Dell, a non-market, tax-withholding disposition. After these transactions, Saavedra directly owns 322,192 shares of Dell Class C common stock.
Dell Technologies General Counsel & Secretary Richard J. Rothberg reported compensation-related share activity in Class C Common Stock on March 15, 2026. He received an award of 100,057 shares at $0.0000 per share, increasing his direct holdings to 168,865 shares.
The company also withheld 11,120 shares valued at $151.62 per share to cover tax liabilities triggered by partial vesting of RSUs granted on March 15, 2023, March 15, 2024 and March 15, 2025. A performance-based RSU award granted on March 15, 2023 certified 164,760 shares as earned, with 64,703 shares withheld for taxes at vesting.
Dell Technologies Chief Financial Officer David Alan Kennedy reported routine equity compensation activity involving Class C common stock. On March 15, 2026, the company withheld 3,049 shares to cover tax liabilities tied to vesting of restricted stock units, rather than selling shares in the market.
On the same date, Kennedy received a grant or award of 14,203 shares of Class C common stock, recorded at no cash cost. After these transactions, he directly owned 202,597 shares of Dell Technologies Class C common stock.
Dell Technologies COO and Vice Chairman Jeffrey W. Clarke reported routine equity compensation activity involving Dell Class C common stock. On March 15, 2026, 83,441 shares were withheld by Dell to cover tax liabilities from partial vesting of prior RSU grants made on March 15, 2023, 2024 and 2025, a non-market disposition.
Clarke also received a of Class C common stock at no cost as a compensation award. A separate performance-based RSU award from March 15, 2023 resulted in 335,628 shares certified as earned, net of 131,081 shares withheld for taxes. After these changes, he holds 1,803,414 shares directly, plus 200,000 shares indirectly through two family trusts where he and his spouse serve as co-managing trustees.