Welcome to our dedicated page for DeFi Development SEC filings (Ticker: DFDV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DeFi Development Corp. (Nasdaq: DFDV) SEC filings page on Stock Titan provides direct access to the company’s U.S. Securities and Exchange Commission disclosures, along with AI-powered summaries to help interpret complex documents. As an emerging growth company and smaller reporting company, DFDV files registration statements, current reports, and proxy materials that outline its business model, capital structure, and digital asset treasury strategy.
Key filings include multiple S-1 and S-1/A registration statements that describe DeFi Development Corp.’s AI-powered commercial real estate platform, its Solana-focused digital asset treasury strategy, and related securities offerings. These documents cover offerings of common stock, pre-funded warrants, cumulative perpetual preferred stock, and variable rate preferred stock referred to as CHAD Stock, with detailed terms on dividends, redemption rights, and potential Nasdaq listings.
Form 8-K current reports disclose material events such as warrant dividend distributions (DFDVW), updates on total shares outstanding and debt principal, Solana and Solana-equivalent holdings, director changes, and press releases related to shareholder letters and business updates. These filings also reference non-GAAP financial measures and warrant distribution FAQs incorporated as exhibits.
The company’s DEF 14A definitive proxy statement provides information on its annual meeting of stockholders, including proposals to elect directors, ratify the independent registered public accounting firm, amend the equity incentive plan, increase authorized common and preferred stock, and approve an employee stock purchase plan. It also explains voting requirements, record dates, and the virtual meeting format.
On Stock Titan, AI-generated highlights help readers quickly understand the structure and implications of DFDV’s 10-K and 10-Q references, S-1 offerings, proxy proposals, and Form 4 insider activity when available. Real-time updates from EDGAR ensure that new filings, such as additional S-1 amendments or 8-K business updates, are added promptly, while AI summaries focus on elements that matter for DeFi Development Corp.’s Solana treasury strategy, preferred stock terms, warrant mechanics, and governance decisions.
DeFi Development Corp. updated its Solana-focused treasury guidance by lowering its SOL per Share (“SPS”) target for June 2026 to 0.085, down from prior guidance of 0.1650. This means the company now expects to hold less SOL per common share by that date than previously planned.
The company reaffirmed its long-term objective of reaching 1.0 SPS by December 2028, indicating that while the near-term accumulation outlook has softened, its multi‑year Solana accumulation strategy and broader participation in the Solana ecosystem remain in place.
DeFi Development Corp. director Stern Hadley R. reported a grant of 16,500 shares of common stock on January 27, 2026, at a price of $0.0000 per share. These were granted as restricted stock units (RSUs) and are held directly.
According to the filing, one-fourth of the RSUs vests quarterly after the grant date so that 100% of the 16,500 shares vest on the one-year anniversary, provided the director continues to serve through each vesting date.
DeFi Development Corp. director Stern Hadley R. filed a Form 3 as a reporting person under Section 16(a) of the Exchange Act. The filing states that no securities are beneficially owned, so both non-derivative and derivative ownership tables contain no reported holdings.
The document includes a remark that Exhibit 24 provides a power of attorney, and the form is signed by /s/ Bruce S. Rosenbloom as Attorney-in-Fact on 01/29/2026. The event requiring the statement is dated 01/27/2026, and the form is filed by one reporting person.
DeFi Development Corp. reported that its Board of Directors expanded to six members and elected Hadley Stern as a new director effective January 27, 2026. He will serve on the Audit, Compensation, and Nominating and Corporate Governance Committees.
The Board approved a grant of 16,500 restricted stock units to Mr. Stern, vesting quarterly over the next year, and he will receive a $7,000 quarterly cash retainer for his board service. The company also issued a press release on January 29, 2026, announcing his appointment.
DeFi Development Corp. director Ned L. Siegel reported an award of stock options on Form 4. On February 10, 2025, he received 17,500 stock options, each giving the right to buy one share of common stock at an exercise price of $0.76. The filing notes that these figures reflect a 7-for-1 forward stock split that became effective on May 19, 2025. According to the footnotes, the options became fully vested on April 4, 2025 upon a change in control of the company and are scheduled to expire on February 10, 2035. After this grant, Siegel beneficially owns 17,500 stock options directly.
DeFi Development Corp. reported that director William J. Caragol received a grant of stock options on February 10, 2025. The award covers 87,500 options to buy common stock at an exercise price of $0.76 per share, with a stated expiration date of February 10, 2035. Following this grant, Caragol beneficially owned 87,500 derivative securities directly.
According to the footnotes, the number of options reflects a 7-for-1 forward stock split that became effective on May 19, 2025. The options became fully vested on April 4, 2025 upon a change in control of the company, accelerating the vesting schedule for this grant.
DeFi Development Corp. filed a Form S-1 to offer a new Variable Rate Series C Perpetual Preferred Stock, branded as “CHAD Stock,” with a stated amount and initial liquidation preference of $100 per share. The CHAD Stock initially carries a 12.00% annual dividend rate, paid monthly, and dividends can later be adjusted at the company’s discretion within stated limits tied to SOFR.
The company plans to use proceeds for general corporate purposes, including acquiring Solana (SOL) as part of its digital asset treasury strategy, alongside its existing AI-powered commercial real estate platform. DeFi Development has applied to list the CHAD Stock on the Nasdaq Capital Market under the symbol “CHAD,” while its common stock continues to trade under “DFDV.” The preferred stock ranks senior to common equity but junior to $210.9 million of consolidated indebtedness and existing Series A preferred stock.
DeFi Development Corp. (DFDV) reported insider activity by its Chief Strategy Officer, who filed as a single reporting person. On 10/27/2025 and 11/21/2025, he was involved in pro rata distributions of 2,981 shares of common stock between his direct holdings and Defi Dev LLC, where he is a member. On 11/25/2025, he purchased an additional 4,200 shares of common stock at $6.9 per share, bringing his directly held position to 7,181 shares, with a further 46,852 shares held indirectly through Defi Dev LLC.
The filing also shows warrant and option positions. He holds 4,983 warrants to buy common stock at $22.5 per share received as a warrant dividend, and stock options for 122,500 shares at $3.91 and 57,500 shares at $16.93. These options vest over four years under a standard schedule, with the first tranche vesting one year after grant and monthly vesting thereafter.
DeFi Development Corp. (DFDV) Chief Financial Officer Fei Han filed a Form 4 reporting equity awards and ownership changes. He reports indirect ownership of 468,517 shares of common stock and 1,000 shares of Series A preferred stock through Defi Dev LLC. The filing notes a 7-for-1 forward stock split effective May 21, 2025.
Mr. Han received 46,852 warrants to buy common stock at an exercise price of $22.50 per share, stemming from a warrant dividend declared October 8, 2025, at a rate of one warrant for every ten common shares held as of October 23, 2025, and a related pro rata distribution by Defi Dev LLC. He also holds a stock option for 180,985 shares at $3.91 per share, first exercisable on April 9, 2026, with vesting over four years, ending April 9, 2035.
DeFi Development Corp. (DFDV) insider Parker White, the company’s COO, Chief Investment Officer and a director, reported several equity transactions mainly involving internal restructurings and a warrant dividend. On 11/21/2025, White acquired 242,071 shares of common stock at $0.0000 per share through a pro rata distribution from Defi Dev LLC and disposed of 395,295 common shares indirectly held by Defi Dev LLC, reflecting a redistribution of interests and a prior 7‑for‑1 stock split. On 11/25/2025, White purchased 7,041 and 3,003 additional common shares at $6.90 and $6.94, bringing direct common stock holdings to 252,115 shares.
White also reported changes in indirect holdings: after transfers tied to loan repayment, 2,488,992 common shares and 4,500 Series A preferred shares were held through Defi Dev LLC, and 333,841 common shares through SolSync Solutions Partnership. Derivative positions include warrants with a $22.50 exercise price and stock options with a $3.91 exercise price. A prior warrant dividend on 10/27/2025, based on one warrant for each 10 common shares held as of 10/23/2025, resulted in White receiving 288,428 warrants to purchase DFDV common stock.