DFP director files Form 3, reports no holdings

Flaherty & Crumrine Dynamic Preferred & Income Fund Inc. director reports no holdings.

Accepted by SEC EDGAR 02/06/2026 - 04:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Flaherty & Crumrine Dynamic Preferred & Income Fund Inc. director reports no holdings. A Form 3 for director Kevin Michael Maxwell states that no non-derivative or derivative securities of the fund are beneficially owned as of the January 21, 2026 event date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the latest Form 3 for DFP disclose?

The Form 3 for Flaherty & Crumrine Dynamic Preferred & Income Fund Inc. (DFP) discloses that director Kevin Michael Maxwell currently reports no beneficial ownership of the fund’s securities, including both non-derivative and derivative securities, as of the January 21, 2026 event date.

Who is the reporting person on the DFP Form 3 filing?

The reporting person is Kevin Michael Maxwell, identified as a director of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc. He is not listed as an officer or a 10% owner and files the form as a single reporting person.

Does the DFP director report any shares owned in this Form 3?

No. The Form 3 explicitly states “No securities are beneficially owned.” Both Table I (non-derivative securities) and Table II (derivative securities) reflect that the director has no reported beneficial ownership position in DFP at the time of the filing.

What is the event date for Kevin Michael Maxwell’s Form 3 in DFP?

The Form 3 lists January 21, 2026 as the Date of Event Requiring Statement. This is the reference date on which the director’s beneficial ownership status—showing no securities owned—is measured and reported for Flaherty & Crumrine Dynamic Preferred & Income Fund Inc.

Is this DFP Form 3 filed by more than one reporting person?

No. The Form 3 indicates it is filed by one reporting person. Only director Kevin Michael Maxwell is identified, and the box for “Form filed by More than One Reporting Person” is not selected in this disclosure for Flaherty & Crumrine Dynamic Preferred & Income Fund Inc.

Are there any derivative securities reported in the DFP director’s Form 3?

No derivative securities are reported. Table II, which would list options, warrants, or other derivatives, corresponds with the statement that no securities are beneficially owned, indicating the director has no derivative interests in DFP at the reported event date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Maxwell Kevin Michael

(Last) (First) (Middle)

301 E. COLORADO BLVD, SUITE 800

(Street)

PASADENA CA 91101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2026

3. Issuer Name and Ticker or Trading Symbol
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc [ DFP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Chad Conwell as Attorney-in-Fact	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.