[D] DIGITAL ALLY, INC. SEC Filing

Rhea-AI Filing Summary

Digital Ally, Inc. filed a Form D claiming a Regulation D exemption under Rule 506(b) for an equity offering of up to $25,000,000. The filing shows $0 sold to date with $25,000,000 remaining and indicates the first sale has yet to occur. The issuer is organized in Nevada, lists its principal place of business in Overland Park, Kansas, and classifies its industry as Other Technology. The issuer reported one investor so far, a minimum investment accepted of $0, no sales commissions or finders' fees, and $0 of proceeds allocated to named officers or directors. The notice was signed by Stanton E. Ross, Chairman and CEO on 2025-09-26.

Positive

• Regulation D exemption (Rule 506(b)) claimed, enabling a private offering framework
• Up to $25.0M authorized provides capacity for meaningful capital raising if executed
• No sales commissions or finders' fees reported, reducing dilution/transaction costs
• $0 allocated to named officers/directors from offering proceeds, limiting immediate related-party payments

Negative

• $0 raised to date, so the offering has not yet delivered capital
• First sale yet to occur, indicating fundraising execution remains uncertain
• Only one investor recorded, suggesting limited subscription traction at filing time

Insights

Securities Analyst

TL;DR: Routine Regulation D filing for an equity raise; offering authorized but not yet sold, limiting immediate market impact.

The Form D indicates Digital Ally has authorized a private equity offering up to $25.0M under Rule 506(b) but has not sold any securities to date. That suggests the company has prepared the regulatory groundwork to solicit private investors while preserving exemptions that restrict general solicitation. Key investor-impact items are the $0 raised so far, one investor recorded, and no fees or payments to directors/executive officers disclosed. From a capital-formation perspective, the filing is preparatory rather than consummated.

Corporate Governance Expert

TL;DR: Governance disclosures are standard; insiders are named but the filing shows no related-party proceeds or compensation from this offering.

The filing lists named executives and directors, including Stanton E. Ross as Chairman and CEO, and confirms $0 of offering proceeds are designated for payments to those individuals. Sales compensation is reported as none, which reduces potential conflicts tied to broker-driven fees. The disclosure is consistent with a private offering intended to rely on safe-harbor exemptions and contains no immediate governance red flags in the text provided.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:			3235-0076
Estimated average burden
hours per response:			4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

None

Entity Type

0001342958

DIGITAL ALLY INC

X	Corporation
	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
	Other (Specify)

Name of Issuer

DIGITAL ALLY, INC.

Jurisdiction of Incorporation/Organization

NEVADA

Year of Incorporation/Organization

X	Over Five Years Ago
	Within Last Five Years (Specify Year)
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
DIGITAL ALLY, INC.
Street Address 1		Street Address 2
6366 COLLEGE BLVD.
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
OVERLAND PARK	KANSAS	66211	913-814-7774

3. Related Persons

Last Name	First Name	Middle Name
Ross	Stanton	E.
Street Address 1	Street Address 2
6366 College Blvd.
City	State/Province/Country	ZIP/PostalCode
Overland Park	KANSAS	66211

Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Chairman and CEO

Last Name	First Name	Middle Name
Richie	Leroy	C.
Street Address 1	Street Address 2
6366 College Blvd.
City	State/Province/Country	ZIP/PostalCode
Overland Park	KANSAS	66211

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Daughtery	D.	Duke
Street Address 1	Street Address 2
6366 College Blvd.
City	State/Province/Country	ZIP/PostalCode
Overland Park	KANSAS	66211

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Heckman	Thomas	J.
Street Address 1	Street Address 2
6366 College Blvd.
City	State/Province/Country	ZIP/PostalCode
Overland Park	KANSAS	66211

Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

CFO, Treasurer and Secretary

Last Name	First Name	Middle Name
Anderson	Charles	M.
Street Address 1	Street Address 2
6366 College Blvd.
City	State/Province/Country	ZIP/PostalCode
Overland Park	KANSAS	66211

Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture

Banking & Financial Services

Commercial Banking

Insurance

Investing

Investment Banking

Pooled Investment Fund

Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?

Yes No

Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

	Health Care
	Biotechnology
	Health Insurance
	Hospitals & Physicians
	Pharmaceuticals
	Other Health Care
	Manufacturing
	Real Estate
	Commercial
	Construction
	REITS & Finance
	Residential
	Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

X Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

		Rule 504(b)(1) (not (i), (ii) or (iii))
		Rule 504 (b)(1)(i)
		Rule 504 (b)(1)(ii)
		Rule 504 (b)(1)(iii)
	X	Rule 506(b)
		Rule 506(c)
		Securities Act Section 4(a)(5)

Investment Company Act Section 3(c)

Section 3(c)(1) Section 3(c)(9)

Section 3(c)(2) Section 3(c)(10)

Section 3(c)(3) Section 3(c)(11)

Section 3(c)(4) Section 3(c)(12)

Section 3(c)(5) Section 3(c)(13)

Section 3(c)(6) Section 3(c)(14)

Section 3(c)(7)

7. Type of Filing

X	New Notice			Date of First Sale			X	First Sale Yet to Occur
	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? Yes X No

9. Type(s) of Securities Offered (select all that apply)

X	Equity		Pooled Investment Fund Interests
	Debt		Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security		Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient	Recipient CRD Number X None
(Associated) Broker or Dealer X None	(Associated) Broker or Dealer CRD Number X None
Street Address 1	Street Address 2
City	State/Province/Country	ZIP/Postal Code
State(s) of Solicitation (select all that apply) Check "All States" or check individual States All States	Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount	$25,000,000	USD	or Indefinite
Total Amount Sold	$0	USD
Total Remaining to be Sold	$25,000,000	USD	or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

1

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$0	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0

USD

Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
DIGITAL ALLY, INC.	/s/ Stanton E. Ross	Stanton E. Ross	Chairman and CEO	2025-09-26

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

FAQ

What does Digital Ally (DGLY) disclose in this Form D filing?

Digital Ally disclosed a Rule 506(b) private equity offering up to $25,000,000, with $0 sold to date and one investor recorded.

How much has Digital Ally raised so far under this offering?

$0 has been sold to date; $25,000,000 remains available under the Form D notice.

Is Digital Ally paying sales commissions or finders' fees for the offering?

The filing reports $0 in sales commissions and $0 in finders' fees.

Are any proceeds from the offering being paid to insiders at Digital Ally?

The filing indicates $0 of offering proceeds will be used for payments to the named executive officers or directors.

Who signed the Form D for Digital Ally and when?

The Form D was signed by Stanton E. Ross, Chairman and CEO on 2025-09-26.