Kustom Entertainment director granted stock options

Kustom Entertainment, Inc. reported that director Richie Leroy C acquired employee stock options in a Form 4/A filing.

Rhea-AI Filing Summary

Kustom Entertainment, Inc. reported that director Richie Leroy C acquired employee stock options in a Form 4/A filing. The main transaction shows a grant of 5,000 stock options on January 22, 2026, recorded at a price of $0.00 per option for reporting purposes.

A footnote explains that the Board awarded options to acquire 58,333 shares of common stock under the 2022 Stock Option and Restricted Stock Plan, with an exercise price of $2.04 per share, vesting on January 22, 2027 if he remains a director. Another footnote notes a reverse stock split effective January 8, 2026.

Insider Trade Summary

Grant/Award: 5,000 shares

Grant/Award 1 txn

Insider RICHIE LEROY C

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (Right to Buy)	5,000	$0.00	$0.00

Holdings After Transaction: Employee Stock Option (Right to Buy) — 5,000 contracts (Direct)

Footnotes (2)

1. F1. Reflects the reverse stock split, which occurred on January 8, 2026.
2. F2. On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

FAQ

What insider transaction did Kustom Entertainment report for Richie Leroy C?

Kustom Entertainment reported that director Richie Leroy C received a grant of employee stock options. The filing shows 5,000 options and a related award covering 58,333 common shares, providing equity-based compensation tied to his continued board service.

How many Kustom Entertainment shares are tied to Richie Leroy C's option award?

A footnote states the Board awarded options to acquire 58,333 Kustom Entertainment common shares. These options were granted under the company’s 2022 Stock Option and Restricted Stock Plan and represent a significant equity incentive linked to his role as director.

What is the exercise price and vesting schedule of the Kustom Entertainment options?

The options related to 58,333 shares carry an exercise price of $2.04 per share. According to the footnote, 100% of these options will vest on January 22, 2027, contingent on Richie Leroy C remaining a director through that date.

What plan governs Richie Leroy C’s stock option award at Kustom Entertainment?

The option award for Richie Leroy C was granted under Kustom Entertainment’s 2022 Stock Option and Restricted Stock Plan. This plan provides the framework for equity-based compensation, including the terms, eligibility, and conditions applied to the stock options granted to directors.

Did Kustom Entertainment disclose any share structure changes affecting this option grant?

Yes. A footnote notes that the figures reflect a reverse stock split that occurred on January 8, 2026. This reverse split affected how share amounts related to the option award are presented in the insider ownership and transaction reporting.

What role does continued service play in vesting Richie Leroy C’s Kustom Entertainment options?

The options tied to 58,333 Kustom Entertainment shares vest only if Richie Leroy C remains a director. The filing states that all the options will vest on January 22, 2027, contingent upon his continued service on the Board through that vesting date.

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Accepted by SEC EDGAR 03/02/2026 - 05:43 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHIE LEROY C

(Last) (First) (Middle)

6366 COLLEGE BLVD.

(Street)

OVERLAND PARK KS 66211

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
KUSTOM ENTERTAINMENT, INC. [ KUST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$2.04	01/22/2026		A		5,000(1)		01/22/2027	(2)	Common Stock	5,000(1)	(2)	5,000(1)	D

Explanation of Responses:

1. Reflects the reverse stock split, which occurred on January 8, 2026.

2. On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

Remarks:

This amendment is being filed to correct the reporting to Table II in the original Form 4.

	/s/ Leroy C. Richie	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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