Welcome to our dedicated page for DIH Holdings US SEC filings (Ticker: DHAIW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for DHAIW provides access to regulatory documents connected to the warrants of DIH Holding US, Inc. These filings, submitted to the U.S. Securities and Exchange Commission, describe material events, listing status, and governance changes that are relevant to the securities trading under the symbol DHAIW.
Among the key documents are Form 8-K reports. One 8-K details a notice of delisting or failure to satisfy continued listing standards from The Nasdaq Stock Market LLC. In that filing, DIH Holding US, Inc. explains that its securities, including the warrants identified as DHAIW, were subject to potential delisting due to non-compliance with Nasdaq rules on minimum bid price, minimum market value of listed securities, and timely filing of required periodic reports. The company also reports that it requested a hearing before a Nasdaq Hearing Panel and sought an extension of time to present a plan to regain compliance.
Another 8-K filing reports a departure of a certain officer, stating that the Chief Executive Officer resigned from that position and from similar roles at subsidiaries, while remaining on the Board of Directors. This type of disclosure helps investors understand significant changes in corporate leadership at DIH Holding US, Inc.
On this page, users can review such filings as they appear on EDGAR and use AI-powered summaries to interpret the key points. The platform highlights important elements of 8-K reports and other forms, helping readers quickly see how listing compliance issues, leadership changes, and other material events may relate to the warrants represented by the symbol DHAIW.
DIH Holding US, Inc. is having its Class A common stock and warrants removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq filed a Form 25 under Section 12(b) of the Securities Exchange Act of 1934, certifying it has met the regulatory requirements to strike these securities from the exchange. This action means the company’s common shares and related warrants will no longer trade on Nasdaq, which typically reduces trading liquidity and shifts any future trading to alternative markets, if available.
DIH Holding US, Inc. reported a major leadership change. On November 24, 2025, Chief Executive Officer Jason Chen notified the Board that he was resigning as CEO of the company, effective immediately. On November 25, 2025, he also resigned from all similar positions at the company’s subsidiaries.
Although Jason Chen has stepped down from his executive roles, he will remain a member of the Board of Directors, so he will still be involved in overseeing the company at the board level. The Board has not yet appointed a replacement CEO, leaving a temporary gap in day-to-day executive leadership while a successor is identified.
DIH Holding US, Inc. reports that Nasdaq has identified additional bases to delist its securities. The company failed to regain compliance with Nasdaq’s minimum bid price requirement, as its Class A common stock traded below $1.00 for 30 consecutive business days and did not recover by the September 8, 2025 compliance date. Nasdaq has also cited the company’s failure to timely file its Form 10-Q for the period ended June 30, 2025 and Form 10-K for the year ended March 31, 2025, as well as non-compliance with the minimum $50,000,000 market value of listed securities threshold for the Nasdaq Global Market.
The company has requested a hearing before a Nasdaq Hearing Panel, which has stayed the suspension of trading for 15 days, and it is seeking an additional stay. At the hearing, the company plans to present a plan to regain compliance with all listing criteria and ask for more time, but there is no assurance the panel will grant continued listing or that compliance can be achieved within any extension granted.
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