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[Form 3] BNY MELLON HIGH YIELD STRATEGIES FUND Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

The filing is an initial Form 3 by Lisa M. King reporting her relationship to BNY Mellon High Yield Strategies Fund (DHF) as a vice president, assistant secretary and officer/director. The event date is 03/31/2024. The form discloses 0 shares of Shares of Beneficial Interest owned, reported as direct ownership. The filing is signed by Lisa M. King on 09/29/2025.

Il deposito è una Form 3 iniziale presentata da Lisa M. King che riporta il suo rapporto con BNY Mellon High Yield Strategies Fund (DHF) come vicepresidente, segretaria assistente e funzione/consiglio. La data dell'evento è 31/03/2024. Il modulo indica 0 azioni di Interessi Beneficiari detenute, riportate come proprietà diretta. Il deposito è firmato da Lisa M. King il 29/09/2025.
El archivo es un Formulario 3 inicial de Lisa M. King que informa su relación con BNY Mellon High Yield Strategies Fund (DHF) como vicepresidenta, secretaria adjunta y funcionaria/directora. La fecha del evento es 31/03/2024. El formulario revela 0 acciones de Participaciones Beneficiarias poseídas, reportadas como propiedad directa. El archivo está firmado por Lisa M. King el 29/09/2025.
이 제출은 Lisa M. King의 초기 Form 3으로, 그녀가 BNY Mellon High Yield Strategies Fund (DHF)와의 관계를 부사장, 보조 비서 및 임원/이사로 보고합니다. 사건 날짜는 2024년 3월 31일입니다. 이 양식은 직접 소유로 보고된 0주의 수익 지분 주를 공개합니다. 제출 서명은 2025년 9월 29일에 Lisa M. King이 했습니다.
Le dépôt est un formulaire Form 3 initial par Lisa M. King, reportant sa relation avec le BNY Mellon High Yield Strategies Fund (DHF) en tant que vice-présidente, secrétaire adjointe et officière/directrice. La date de l'événement est 31/03/2024. Le formulaire déclare 0 actions de parts bénéficiaires détenues, rapportées comme propriété directe. Le dépôt est signé par Lisa M. King le 29/09/2025.
Die Einreichung ist ein anfängliches Form 3 von Lisa M. King, die ihre Beziehung zu BNY Mellon High Yield Strategies Fund (DHF) als Vizepräsidentin, stellvertretende Sekretärin und Beauftragte/Direktorin meldet. Das Ereignisdatum ist 31.03.2024. Das Formular meldet 0 Anteile an Beneficial Interest, die als direkte Eigentümerschaft gemeldet werden. Die Einreichung ist von Lisa M. King am 29.09.2025 unterschrieben.
هذا الإيداع هو النموذج 3 الأول من ليزا م. كينغ التي تقر بعلاقتها بـ BNY Mellon High Yield Strategies Fund ( DHF ) بوصفها نائبة الرئيس وكاتبة سرية مساعدة وموظفة/مديرة. تاريخ الحدث هو 31/03/2024. يكشف النموذج عن 0 أسهم من المصالح المفيدة المملوكة، مُبلَّغ عنها كمِلْكية مباشرة. الإيداع موقع من ليزا م. كينغ في 29/09/2025.
该申报是Lisa M. King提交的初始Form 3,报告她与BNY Mellon High Yield Strategies Fund(DHF)的关系,担任副总裁、助理秘书及官员/董事。事件日期为03/31/2024。该表格披露作为直接所有权报告的0股的受益权益股份。申报于09/29/2025由Lisa M. King签署。
Positive
  • Form 3 filed indicating compliance with Section 16 reporting requirements
  • Clear identification of reporting person, role (VP & Assistant Secretary), issuer (DHF) and event date
Negative
  • No beneficial ownership reported (0 shares), so no material stake disclosed

Insights

TL;DR: Officer/director filed required initial ownership disclosure showing no direct holdings.

The Form 3 documents compliance with Section 16 reporting for a newly reportable officer/director. It identifies the reporting person and role, the issuer and event date, and explicitly reports zero direct beneficial ownership in the class of shares. From a governance perspective, the filing is routine; it establishes an audit trail for future insider transactions and helps maintain transparency around potential conflicts of interest.

TL;DR: Routine initial SEC disclosure; no material holdings disclosed.

The report is procedural and indicates no current economic exposure to DHF equity by the reporting officer as of the stated event date. The presence of a manual signature and a clear event date suggests the filing satisfies basic Form 3 requirements. There are no derivative positions or indirect ownership interests reported that would be material to investors or trigger further disclosure concerns.

Il deposito è una Form 3 iniziale presentata da Lisa M. King che riporta il suo rapporto con BNY Mellon High Yield Strategies Fund (DHF) come vicepresidente, segretaria assistente e funzione/consiglio. La data dell'evento è 31/03/2024. Il modulo indica 0 azioni di Interessi Beneficiari detenute, riportate come proprietà diretta. Il deposito è firmato da Lisa M. King il 29/09/2025.
El archivo es un Formulario 3 inicial de Lisa M. King que informa su relación con BNY Mellon High Yield Strategies Fund (DHF) como vicepresidenta, secretaria adjunta y funcionaria/directora. La fecha del evento es 31/03/2024. El formulario revela 0 acciones de Participaciones Beneficiarias poseídas, reportadas como propiedad directa. El archivo está firmado por Lisa M. King el 29/09/2025.
이 제출은 Lisa M. King의 초기 Form 3으로, 그녀가 BNY Mellon High Yield Strategies Fund (DHF)와의 관계를 부사장, 보조 비서 및 임원/이사로 보고합니다. 사건 날짜는 2024년 3월 31일입니다. 이 양식은 직접 소유로 보고된 0주의 수익 지분 주를 공개합니다. 제출 서명은 2025년 9월 29일에 Lisa M. King이 했습니다.
Le dépôt est un formulaire Form 3 initial par Lisa M. King, reportant sa relation avec le BNY Mellon High Yield Strategies Fund (DHF) en tant que vice-présidente, secrétaire adjointe et officière/directrice. La date de l'événement est 31/03/2024. Le formulaire déclare 0 actions de parts bénéficiaires détenues, rapportées comme propriété directe. Le dépôt est signé par Lisa M. King le 29/09/2025.
Die Einreichung ist ein anfängliches Form 3 von Lisa M. King, die ihre Beziehung zu BNY Mellon High Yield Strategies Fund (DHF) als Vizepräsidentin, stellvertretende Sekretärin und Beauftragte/Direktorin meldet. Das Ereignisdatum ist 31.03.2024. Das Formular meldet 0 Anteile an Beneficial Interest, die als direkte Eigentümerschaft gemeldet werden. Die Einreichung ist von Lisa M. King am 29.09.2025 unterschrieben.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
King Lisa M

(Last) (First) (Middle)
103 BELLEVUE PARKWAY

(Street)
WILMINGTON DE 19809

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2024
3. Issuer Name and Ticker or Trading Symbol
BNY MELLON HIGH YIELD STRATEGIES FUND [ DHF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Asst Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Shares of Beneficial Interest, Par Value $.001 per share 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Lisa M King 09/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 for DHF indicate about Lisa M. King's holdings?

The filing states 0 shares of Shares of Beneficial Interest are directly beneficially owned by Lisa M. King as of the event date.

When is the event that triggered this Form 3 for DHF?

The date of the event requiring the statement is 03/31/2024.

What is Lisa M. King's relationship to BNY Mellon High Yield Strategies Fund (DHF)?

She is reported as a vice president and assistant secretary and is marked as an officer and director on the form.

Does the Form 3 report any derivative or indirect ownership for DHF?

No. Table II shows no derivative securities and Table I reports no indirect ownership; only direct ownership of 0 shares is recorded.

When was the Form 3 signed by the reporting person?

The signature block shows Lisa M. King signed the form on 09/29/2025.
BNY Mellon High Yield Strategies Fund

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