Form 3: Lisa M. King Files Initial DHF Ownership — 0 Shares Reported

The filing is an initial Form 3 by Lisa M. King reporting her relationship to BNY Mellon High Yield Strategies Fund (DHF) as a vice president, assistant secretary and officer/director.

Rhea-AI Filing Summary

The filing is an initial Form 3 by Lisa M. King reporting her relationship to BNY Mellon High Yield Strategies Fund (DHF) as a vice president, assistant secretary and officer/director. The event date is 03/31/2024. The form discloses 0 shares of Shares of Beneficial Interest owned, reported as direct ownership. The filing is signed by Lisa M. King on 09/29/2025.

Positive

• Form 3 filed indicating compliance with Section 16 reporting requirements
• Clear identification of reporting person, role (VP & Assistant Secretary), issuer (DHF) and event date

Negative

• No beneficial ownership reported (0 shares), so no material stake disclosed

Insights

Corporate Governance Expert

TL;DR: Officer/director filed required initial ownership disclosure showing no direct holdings.

The Form 3 documents compliance with Section 16 reporting for a newly reportable officer/director. It identifies the reporting person and role, the issuer and event date, and explicitly reports zero direct beneficial ownership in the class of shares. From a governance perspective, the filing is routine; it establishes an audit trail for future insider transactions and helps maintain transparency around potential conflicts of interest.

Securities Compliance Analyst

TL;DR: Routine initial SEC disclosure; no material holdings disclosed.

The report is procedural and indicates no current economic exposure to DHF equity by the reporting officer as of the stated event date. The presence of a manual signature and a clear event date suggests the filing satisfies basic Form 3 requirements. There are no derivative positions or indirect ownership interests reported that would be material to investors or trigger further disclosure concerns.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider King Lisa M

Role VP & Asst Secretary

Type	Security	Shares	Price	Value
holding	Shares of Beneficial Interest, Par Value $.001 per share	--	--	--

Holdings After Transaction: Shares of Beneficial Interest, Par Value $.001 per share — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 for DHF indicate about Lisa M. King's holdings?

The filing states 0 shares of Shares of Beneficial Interest are directly beneficially owned by Lisa M. King as of the event date.

When is the event that triggered this Form 3 for DHF?

The date of the event requiring the statement is 03/31/2024.

What is Lisa M. King's relationship to BNY Mellon High Yield Strategies Fund (DHF)?

She is reported as a vice president and assistant secretary and is marked as an officer and director on the form.

Does the Form 3 report any derivative or indirect ownership for DHF?

No. Table II shows no derivative securities and Table I reports no indirect ownership; only direct ownership of 0 shares is recorded.

When was the Form 3 signed by the reporting person?

The signature block shows Lisa M. King signed the form on 09/29/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/29/2025 - 04:06 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

King Lisa M

(Last) (First) (Middle)

103 BELLEVUE PARKWAY

(Street)

WILMINGTON DE 19809

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2024

3. Issuer Name and Ticker or Trading Symbol
BNY MELLON HIGH YIELD STRATEGIES FUND [ DHF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP & Asst Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Shares of Beneficial Interest, Par Value $.001 per share	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Lisa M King	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.