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D.R. Horton CEO's awards convert to 65,812 shares

A separate award of 8,730 restricted stock units vests in five equal installments beginning October 30, 2027.

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Form Type
4

Rhea-AI Filing Summary

D.R. Horton (DHI) President and CEO Paul J. Romanowski reported transactions dated October 29 and 30, 2026. On October 30, 65,812 restricted stock units converted into common shares; he also acquired 11,508 common shares in settlement related to performance bonuses for the period ended September 30, 2026, and 8,730 restricted stock units. He surrendered 34,956 shares to the issuer to cover tax obligations on 77,320 common shares. On October 29, 1,689 shares were issued upon restricted stock unit vesting, and 665 shares were surrendered to cover related tax obligations.

Insider Romanowski Paul J
Role President and CEO
Type Security Shares Price Value
Exercise Restricted Stock Unit F4 65,812 $0.00 $0.00
Grant/Award Restricted Stock Unit F4, F7 8,730 $0.00 $0.00
Exercise Common Stock F3, F4 65,812 $0.00 $0.00
Grant/Award Common Stock F3 11,508 $0.00 $0.00
Tax Withholding Common Stock F5 34,956 $146.03 $5.10M
Exercise Restricted Stock Unit F1, F6 1,689 $0.00 $0.00
Exercise Common Stock F1 1,689 -- --
Tax Withholding Common Stock F2 665 $146.53 $97K
Holdings After Transaction: Restricted Stock Unit — 15,486 contracts (Direct); Common Stock — 243,443 shares (Direct)
Footnotes (7)
  1. F1. Each restricted stock unit converts into one share of DHI common stock.
  2. F2. These shares were surrendered to issuer to cover tax obligations of the 1,689 shares of DHI common stock issued upon the vesting of the restricted stock units awarded October 29, 2025.
  3. F3. Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2026.
  4. F4. Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
  5. F5. These shares were surrendered to issuer to cover tax obligations of the 77,320 shares of DHI common stock referenced in note 3 above.
  6. F6. On October 29, 2025, the reporting person was granted 8,445 restricted stock units, vesting in five annual installments beginning October 29, 2026.
  7. F7. The restricted stock units vest in five equal installments beginning October 30, 2027.
Restricted stock units converted 65,812 units October 30, 2026
Common shares in performance-bonus settlement 11,508 shares Performance-bonus period ended September 30, 2026; reported October 30, 2026
Restricted stock units acquired 8,730 units Vesting in five equal installments beginning October 30, 2027
Shares surrendered for tax obligations 34,956 shares October 30, 2026
Shares issued upon restricted stock unit vesting 1,689 shares October 29, 2026
Shares surrendered for tax obligations 665 shares October 29, 2026
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one share of DHI common stock"
vesting financial
"shares issued upon the vesting of the restricted stock units"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DHI shares did Paul J. Romanowski surrender for taxes?

Paul J. Romanowski surrendered 34,956 DHI common shares on October 30, 2026, to cover tax obligations on 77,320 common shares. He also surrendered 665 shares on October 29, 2026, for taxes on 1,689 shares issued upon restricted stock unit vesting.

What DHI shares and restricted stock units did Paul J. Romanowski report?

On October 30, 2026, 65,812 restricted stock units converted into common shares; Romanowski also acquired 11,508 common shares related to performance-bonus settlement for the period ended September 30, 2026, and 8,730 restricted stock units. The 8,730 units vest in five equal installments beginning October 30, 2027.

What was the vesting schedule for Paul J. Romanowski’s DHI restricted stock units?

The 1,689 shares issued on October 29, 2026, came from 8,445 restricted stock units granted October 29, 2025, which vest in five annual installments beginning October 29, 2026. Separately, 8,730 restricted stock units vest in five equal installments beginning October 30, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Romanowski Paul J

(Last)(First)(Middle)
1341 HORTON CIRCLE

(Street)
ARLINGTON TEXAS 76011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HORTON D R INC /DE/ [ DHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/29/2026M1,689A(1)201,744D
Common Stock10/29/2026F(2)665D$146.53201,079D
Common Stock10/30/2026M(3)65,812A$0(4)266,891D
Common Stock10/30/2026A(3)11,508A$0278,399D
Common Stock10/30/2026F(5)34,956D$146.03243,443D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)10/29/2026M1,689 (6) (6)Common Stock1,689$06,756D
Restricted Stock Unit(4)10/30/2026M65,812 (4)10/30/2026Common Stock65,812$00D
Restricted Stock Unit(4)10/30/2026A8,730 (7) (7)Common Stock8,730$08,730D
Explanation of Responses:
1. Each restricted stock unit converts into one share of DHI common stock.
2. These shares were surrendered to issuer to cover tax obligations of the 1,689 shares of DHI common stock issued upon the vesting of the restricted stock units awarded October 29, 2025.
3. Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2026.
4. Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
5. These shares were surrendered to issuer to cover tax obligations of the 77,320 shares of DHI common stock referenced in note 3 above.
6. On October 29, 2025, the reporting person was granted 8,445 restricted stock units, vesting in five annual installments beginning October 29, 2026.
7. The restricted stock units vest in five equal installments beginning October 30, 2027.
/s/ Paul J. Romanowski11/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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