D.R. Horton chairman Auld receives 6,198 shares

The reported vesting also includes a 2,294-share surrender to the issuer for tax obligations at $152.28 per share.

Available on EDGAR 11/09/2026 - 04:30 PM EST Accepted by SEC EDGAR 11/09/2026 - 04:29 PM EST

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Rhea-AI Filing Summary

DHI’s Executive Chairman David V. Auld converted 6,198 restricted stock units into 6,198 common shares on November 8, 2026. He surrendered 2,294 shares to the issuer to cover tax obligations tied to the shares issued upon vesting, at a reported price of $152.28 per share. No Rule 10b5-1 plan is reported.

Insider Trade Summary

6,198 shares exercised/converted

Exercise 3 txns

Insider Auld David V

Role Executive Chairman

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ^{F1, F3}	6,198	$0.00	$0.00
Exercise	Common Stock ^F1	6,198	--	--
Tax Withholding	Common Stock ^F2	2,294	$152.28	$349K

Holdings After Transaction: Restricted Stock Unit — 0 units (Direct); Common Stock — 980,085 shares (Direct)

Footnotes (3)

F1. Each restricted stock unit converts into one share of DHI common stock.
F2. These shares were surrendered to issuer to cover tax obligations of the 6,198 shares of DHI common stock issued upon the vesting of the restricted stock units awarded November 8, 2023.
F3. On November 8, 2023, the reporting person was granted 20,935 restricted stock units, vesting in three annual installments beginning November 8, 2024.

Key Figures

Restricted stock units converted: 6,198 restricted stock units Common shares issued upon vesting: 6,198 shares Shares surrendered for tax obligations: 2,294 shares +2 more

5 metrics

Restricted stock units converted 6,198 restricted stock units November 8, 2026

Common shares issued upon vesting 6,198 shares November 8, 2026

Shares surrendered for tax obligations 2,294 shares November 8, 2026

Reported price for surrendered shares $152.28 per share For shares surrendered to cover tax obligations on November 8, 2026

Restricted stock units granted 20,935 restricted stock units Granted November 8, 2023; vesting in three annual installments beginning November 8, 2024

Key Terms

restricted stock unit, vesting, tax obligations

3 terms

restricted stock unit financial

"Each restricted stock unit converts into one share of DHI common stock."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vesting financial

"shares of DHI common stock issued upon the vesting of the restricted stock units"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

tax obligations financial

"shares were surrendered to issuer to cover tax obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DHI shares did Executive Chairman David V. Auld receive and surrender?

Auld received 6,198 common shares upon vesting of restricted stock units on November 8, 2026, and surrendered 2,294 shares to the issuer to cover tax obligations. The reported price for the surrendered shares was $152.28 per share.

When were David V. Auld’s DHI restricted stock units granted, and how did they vest?

Auld was granted 20,935 restricted stock units on November 8, 2023, vesting in three annual installments beginning November 8, 2024.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Auld David V

(Last)

(First)

(Middle)

1341 HORTON CIRCLE

(Street)

ARLINGTON

TEXAS

76011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HORTON D R INC /DE/ [ DHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/08/2026		M		6,198	A	⁽¹⁾	982,379	D
Common Stock	11/08/2026		F⁽²⁾		2,294	D	$152.28	980,085	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	11/08/2026		M			6,198	⁽³⁾	⁽³⁾	Common Stock	6,198	$0	0	D

Explanation of Responses:

1. Each restricted stock unit converts into one share of DHI common stock.

2. These shares were surrendered to issuer to cover tax obligations of the 6,198 shares of DHI common stock issued upon the vesting of the restricted stock units awarded November 8, 2023.

3. On November 8, 2023, the reporting person was granted 20,935 restricted stock units, vesting in three annual installments beginning November 8, 2024.

	/s/ David V. Auld	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR