What bonus-related DHI shares did David Auld receive according to the Form 4?

The filing shows Auld received 5,110 common shares as a bonus for the six months ended March 31, 2026. A footnote explains these shares were issued as bonus compensation, and a portion was surrendered back to D.R. Horton to satisfy related tax obligations.

D.R. Horton (NYSE: DHI) chair gains shares via RSUs and bonus

Q: How many DHI shares does David Auld hold after these Form 4 transactions?

After the reported transactions, David Auld directly holds 946,354 shares of D.R. Horton common stock. This balance reflects both the newly acquired shares from RSU vesting and bonus, and the shares surrendered back to the issuer for tax obligations on those awards.

Q: How many DHI shares were surrendered for tax obligations in this Form 4?

The Form 4 reports 1,618 and 4,013 common shares, total 5,631 shares , coded as “F” dispositions. Footnotes clarify these shares were surrendered back to D.R. Horton to cover tax obligations tied to RSU vesting and to David Auld’s bonus shares.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

D.R. Horton Executive Chairman David V. Auld reported routine equity compensation and related tax-withholding entries. On April 20, 2026, 7,016 restricted stock units vested and converted into the same number of common shares, with 1,618 shares surrendered to the company to cover tax obligations. On April 22, 2026, he received a grant of 5,110 common shares as a bonus for the six months ended March 31, 2026, and 4,013 shares were surrendered to satisfy related taxes. After these acquisitions and tax-withholding dispositions, Auld directly holds 946,354 shares of D.R. Horton common stock.

Insider Trade Summary

7,016 shares exercised/converted

Mixed 5 txns

Insider Auld David V

Role Executive Chairman

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,110	$0.00	--
Tax Withholding	Common Stock	4,013	$162.95	$654K
Exercise	Restricted Stock Unit	7,016	$0.00	--
Exercise	Common Stock	7,016	$0.00	--
Tax Withholding	Common Stock	1,618	$153.34	$248K

Holdings After Transaction: Common Stock — 946,354 shares (Direct, null); Restricted Stock Unit — 0 shares (Direct, null)

Footnotes (1)

Each restricted stock unit converts into one share of DHI common stock. These shares were surrendered to issuer to cover tax obligations of the 7,016 shares of DHI common stock issued upon the vesting of the restricted stock units awarded April 20, 2023. These shares were issued pursuant to Mr. Auld's bonus earned for the six-months ended March 31, 2026. These shares were surrendered to issuer to cover tax obligations of Mr. Auld's bonus referenced in note 3 above. On April 20, 2023, the reporting person was granted 23,698 restricted stock units, vesting in three annual installments beginning April 20, 2024.

Key Figures

RSUs vested: 7,016 units Bonus shares granted: 5,110 shares Shares surrendered for taxes: 5,631 shares +3 more

6 metrics

RSUs vested 7,016 units Restricted stock units converting into common stock on April 20, 2026

Bonus shares granted 5,110 shares Common stock bonus for six months ended March 31, 2026

Shares surrendered for taxes 5,631 shares Tax-withholding dispositions tied to RSU vesting and bonus

Tax-withholding price 1 $162.95 per share Common stock surrendered on April 22, 2026

Tax-withholding price 2 $153.34 per share Common stock surrendered on April 20, 2026

Shares held after transactions 946,354 shares Direct DHI common stock ownership after April 22, 2026 entries

Key Terms

Restricted Stock Unit, tax obligations, bonus, vesting, +1 more

5 terms

Restricted Stock Unit financial

"security_title": "Restricted Stock Unit""

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

tax obligations financial

"surrendered to issuer to cover tax obligations of the 7,016 shares"

bonus financial

"These shares were issued pursuant to Mr. Auld's bonus earned for the six-months ended March 31, 2026."

vesting financial

"shares of DHI common stock issued upon the vesting of the restricted stock units"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 Insider Transactions: What Each Field Means →

04/22/2026 - 04:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Auld David V

(Last)

(First)

(Middle)

1341 HORTON CIRCLE

(Street)

ARLINGTON

TEXAS

76011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HORTON D R INC /DE/ [ DHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/20/2026		M		7,016	A	⁽¹⁾	942,862	D
Common Stock	04/20/2026		F⁽²⁾		1,618	D	$153.34	941,244	D
Common Stock	04/22/2026		A⁽³⁾		5,110	A	$0	946,354	D
Common Stock	04/22/2026		F⁽⁴⁾		4,013	D	$162.95	942,341	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	04/20/2026		M			7,016	⁽⁵⁾	⁽⁵⁾	Common Stock	7,016	$0	0	D

Explanation of Responses:

1. Each restricted stock unit converts into one share of DHI common stock.

2. These shares were surrendered to issuer to cover tax obligations of the 7,016 shares of DHI common stock issued upon the vesting of the restricted stock units awarded April 20, 2023.

3. These shares were issued pursuant to Mr. Auld's bonus earned for the six-months ended March 31, 2026.

4. These shares were surrendered to issuer to cover tax obligations of Mr. Auld's bonus referenced in note 3 above.

5. On April 20, 2023, the reporting person was granted 23,698 restricted stock units, vesting in three annual installments beginning April 20, 2024.

	/s/ David V. Auld	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did DHI Executive Chairman David Auld report?

David Auld reported RSU vesting, a stock bonus, and related tax-withholding dispositions. 7,016 restricted stock units converted into common shares and 5,110 bonus shares were issued, while some shares were surrendered back to D.R. Horton to cover tax obligations.

How many DHI shares does David Auld hold after these Form 4 transactions?

After the reported transactions, David Auld directly holds 946,354 shares of D.R. Horton common stock. This balance reflects both the newly acquired shares from RSU vesting and bonus, and the shares surrendered back to the issuer for tax obligations on those awards.

Were David Auld’s DHI Form 4 transactions open-market stock sales?

The Form 4 shows no open-market sales. Dispositions coded “F” represent shares surrendered to D.R. Horton to pay tax liabilities tied to RSU vesting and a stock bonus, which are mechanistic tax-withholding events rather than discretionary market sales of common stock.

What RSU activity did DHI disclose for David Auld in this filing?

D.R. Horton disclosed that 7,016 restricted stock units vested and converted into 7,016 common shares for David Auld. A related footnote states each restricted stock unit converts into one share of common stock, and some resulting shares were surrendered to cover the associated tax obligations.

How many DHI shares were surrendered for tax obligations in this Form 4?

The Form 4 reports 1,618 and 4,013 common shares, total 5,631 shares, coded as “F” dispositions. Footnotes clarify these shares were surrendered back to D.R. Horton to cover tax obligations tied to RSU vesting and to David Auld’s bonus shares.