D.R. Horton chairman converts awards to 39,352 shares

The executive chairman's earlier award comprised 39,720 restricted stock units granted October 29, 2025, vesting in three annual installments beginning October 29, 2026.

Available on EDGAR 11/02/2026 - 04:51 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:50 PM EST

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Form Type

Rhea-AI Filing Summary

D.R. Horton (DHI) executive chairman David V. Auld reported restricted stock units converting into 13,240 shares on October 29, 2026 and 39,352 shares on October 30, 2026. He surrendered 4,899 and 21,525 shares, respectively, to the issuer for tax obligations, at reported prices of $146.53 and $146.03 per share. On October 30, he also reported 7,672 common shares related to performance-bonus settlement and a grant of 27,390 restricted stock units vesting in three equal installments beginning October 30, 2027. No Rule 10b5-1 plan is reported.

Insider Trade Summary

52,592 shares exercised/converted

Exercise 8 txns

Insider Auld David V

Role Executive Chairman

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ^F4	39,352	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F4, F7}	27,390	$0.00	$0.00
Exercise	Common Stock ^{F3, F4}	39,352	$0.00	$0.00
Grant/Award	Common Stock ^F3	7,672	$0.00	$0.00
Tax Withholding	Common Stock ^F5	21,525	$146.03	$3.14M
Exercise	Restricted Stock Unit ^{F1, F6}	13,240	$0.00	$0.00
Exercise	Common Stock ^F1	13,240	--	--
Tax Withholding	Common Stock ^F2	4,899	$146.53	$718K

Holdings After Transaction: Restricted Stock Unit — 52,388 contracts (Direct); Common Stock — 976,181 shares (Direct)

Footnotes (7)

F1. Each restricted stock unit converts into one share of DHI common stock.
F2. These shares were surrendered to issuer to cover tax obligations of the 13,240 shares of DHI common stock issued upon the vesting of the restricted stock units awarded October 29, 2025.
F3. Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2026.
F4. Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F5. These shares were surrendered to issuer to cover tax obligations of the 47,024 shares of DHI common stock referenced in note 3 above.
F6. On October 29, 2025, the reporting person was granted 39,720 restricted stock units, vesting in three annual installments beginning October 29, 2026.
F7. The restricted stock units vest in three equal installments beginning October 30, 2027.

Key Figures

Restricted stock units converted: 13,240 shares Tax-obligation surrender: 4,899 shares at $146.53 per share Restricted stock units converted: 39,352 shares +4 more

7 metrics

Restricted stock units converted 13,240 shares October 29, 2026

Tax-obligation surrender 4,899 shares at $146.53 per share October 29, 2026

Restricted stock units converted 39,352 shares October 30, 2026

Tax-obligation surrender 21,525 shares at $146.03 per share October 30, 2026

Performance-bonus settlement 7,672 shares October 30, 2026

Restricted stock unit grant 27,390 units Granted October 30, 2026; vesting begins October 30, 2027

Restricted stock unit grant 39,720 units Granted October 29, 2025; vesting begins October 29, 2026

Key Terms

restricted stock unit, contingent right, vesting, performance bonuses

4 terms

restricted stock unit financial

"Each restricted stock unit converts into one share of DHI common stock."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share"

vesting financial

"vesting in three annual installments beginning October 29, 2026"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

performance bonuses financial

"related to performance bonuses for the period ending September 30, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DHI shares did David V. Auld receive and surrender?

On October 29, 2026, 13,240 restricted stock units converted into shares and 4,899 shares were surrendered to the issuer for tax obligations. On October 30, 2026, 39,352 units converted into shares and 21,525 shares were surrendered for taxes; 7,672 common shares related to performance-bonus settlement were also reported.

When does DHI executive chairman David V. Auld's 27,390-RSU award vest?

The 27,390 restricted stock units vest in three equal installments beginning October 30, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Auld David V

(Last)

(First)

(Middle)

1341 HORTON CIRCLE

(Street)

ARLINGTON

TEXAS

76011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HORTON D R INC /DE/ [ DHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/29/2026		M		13,240	A	⁽¹⁾	955,581	D
Common Stock	10/29/2026		F⁽²⁾		4,899	D	$146.53	950,682	D
Common Stock	10/30/2026		M⁽³⁾		39,352	A	$0⁽⁴⁾	990,034	D
Common Stock	10/30/2026		A⁽³⁾		7,672	A	$0	997,706	D
Common Stock	10/30/2026		F⁽⁵⁾		21,525	D	$146.03	976,181	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	10/29/2026		M			13,240	⁽⁶⁾	⁽⁶⁾	Common Stock	13,240	$0	24,998	D
Restricted Stock Unit	⁽⁴⁾	10/30/2026		M			39,352	⁽⁴⁾	10/30/2026	Common Stock	39,352	$0	0	D
Restricted Stock Unit	⁽⁴⁾	10/30/2026		A		27,390		⁽⁷⁾	⁽⁷⁾	Common Stock	27,390	$0	27,390	D

Explanation of Responses:

1. Each restricted stock unit converts into one share of DHI common stock.

2. These shares were surrendered to issuer to cover tax obligations of the 13,240 shares of DHI common stock issued upon the vesting of the restricted stock units awarded October 29, 2025.

3. Represents payment or settlement in DHI common stock related to performance bonuses for the period ending September 30, 2026.

4. Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

5. These shares were surrendered to issuer to cover tax obligations of the 47,024 shares of DHI common stock referenced in note 3 above.

6. On October 29, 2025, the reporting person was granted 39,720 restricted stock units, vesting in three annual installments beginning October 29, 2026.

7. The restricted stock units vest in three equal installments beginning October 30, 2027.

	/s/ David V. Auld	11/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR