Nuveen DIAX VP reports no fund share holdings

Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) received an initial Form 3 filing from reporting person Parth Doshi.

Rhea-AI Filing Summary

Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) received an initial Form 3 filing from reporting person Parth Doshi. Doshi is identified with the relationship code "VP" but is not flagged as a director, officer, or ten percent owner. The filing reports no transactions and no current holdings in DIAX securities.

Key Terms

Form 3, ten percent owner, reporting person

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

ten percent owner regulatory

""is_ten_percent_owner": 0"

reporting person regulatory

""reportingPersons": [ { "name": "Doshi Parth""

FAQ

What does Parth Doshi’s Form 3 filing for DIAX indicate?

The Form 3 shows that Parth Doshi is a reporting person related to Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) with a relationship code "VP". The filing reports no transactions and no current holdings of DIAX securities.

Is Parth Doshi a director or officer of DIAX according to this Form 3?

According to the Form 3 data, Parth Doshi is not flagged as a director and not flagged as an officer. The “other” relationship field lists "VP", indicating a vice president role classification rather than the standard director/officer checkboxes.

Does the DIAX Form 3 show Parth Doshi as a ten percent owner?

No. The Form 3 explicitly shows the ten percent owner indicator as not checked (value 0). This means the filing does not identify Parth Doshi as owning ten percent or more of any class of DIAX securities.

Are any DIAX share transactions reported for Parth Doshi on this Form 3?

No. The transactions section is empty, and the transaction summary shows 0 buy, 0 sell, and 0 acquire/dispose transactions, indicating that no trades in DIAX securities are reported in this Form 3.

Does the DIAX Form 3 disclose any derivative positions for Parth Doshi?

No. The derivativeSummary is empty, and the transaction summary shows 0 derivative transactions. This means the filing reports no options, warrants, or other derivative positions in DIAX associated with Parth Doshi.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/01/2026 - 02:19 PM Accepted by SEC EDGAR 09/01/2026 - 02:18 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Doshi Parth

(Last) (First) (Middle)

C/O NUVEEN INVESTMENTS

333 W. WACKER DRIVE

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
Nuveen Dow 30sm Dynamic Overwrite Fund [ DIAX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			VP

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

doshipoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)