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Daily Journal Corp. (DJCO) CFO files late Form 3 with no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Daily Journal Corp. filed an initial Form 3 for Chief Financial Officer Erik Nakamura in connection with his role as an officer of the company. The filing notes that it should have been submitted when he became an officer, but was delayed due to administrative issues obtaining his EDGAR Form ID. The disclosure states that the delay was not the result of any error by the reporting person and confirms that no securities are beneficially owned by him.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Nakamura Erik

(Last) (First) (Middle)
915 EAST FIRST STREET

(Street)
LOS ANGELES CA 90012

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/12/2025
3. Issuer Name and Ticker or Trading Symbol
DAILY JOURNAL CORP [ DJCO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
This Form 3 should have been filed when the reporting person became an officer even though he owned no shares of company stock at the time. This late filing was due to administrative delays in obtaining the reporting person's EDGAR Form ID and was not the result of any error by the reporting person.
No securities are beneficially owned.
/s/ Erik Nakamura 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Daily Journal Corp (DJCO) disclose in this Form 3 filing?

Daily Journal Corp disclosed an initial ownership report for Chief Financial Officer Erik Nakamura, stating that he currently does not beneficially own any company securities.

Why was the Form 3 for Daily Journal Corp (DJCO) filed late?

The Form 3 explains that it should have been filed when the reporting person became an officer, but the submission was delayed by administrative delays in obtaining the reporting persons EDGAR Form ID.

Does Daily Journal Corp (DJCO) CFO Erik Nakamura own any shares according to this Form 3?

No. The filing explicitly states that no securities are beneficially owned by Erik Nakamura.

Who is the reporting person in this Daily Journal Corp (DJCO) Form 3?

The reporting person is Erik Nakamura, who serves as Chief Financial Officer of Daily Journal Corp.

Does the Form 3 indicate any error by Daily Journal Corp (DJCO) CFO in the late filing?

The explanation states that the late filing was not the result of any error by the reporting person, but was due to administrative delays in obtaining his EDGAR Form ID.

Daily Journal Corp

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Newspapers: Publishing Or Publishing & Printing
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United States
LOS ANGELES