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Ezra Uzi Yemin (DK) notifies proposed NYSE resale via J.P. Morgan Securities

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Ezra Uzi Yemin submitted a Form 144 notice reporting proposed sales of common shares through J.P. Morgan Securities LLC on the NYSE. The filing lists transactions tied to transfers on 01/30/2013 (22,077 shares) and 03/09/2019 (44,434 shares) as examples shown.

Positive

  • None.

Negative

  • None.

Insights

Rule 144 notice filed for proposed resale of common stock through a broker-dealer.

The form shows a broker-dealer, J.P. Morgan Securities LLC, and identifies proposed transfers tied to 01/30/2013 (22,077 shares) and 03/09/2019 (44,434 shares). The entries reference acquisition by "compensation" on earlier dates.

Timing and full proceeds treatment are not stated in the excerpt; subsequent filings or broker confirmations will clarify actual sale execution and cash-flow recipients.

Form 144 signals intended resale by an affiliate; not a completed open-market trade.

The filing lists the selling mechanism via a named broker and includes example transferred share amounts. It serves as a regulatory notice under Rule 144 rather than proof of sale.

Watch for any Form 4/Form 5 or trade confirmations that record actual dispositions and update total shares sold.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the DK Form 144 filed by Ezra Uzi Yemin report?

The Form 144 reports proposed sales of common stock through J.P. Morgan Securities LLC. It lists transfers dated 01/30/2013 for 22,077 shares and 03/09/2019 for 44,434 shares as examples shown, tied to prior compensation acquisitions.

Does the Form 144 mean shares were already sold on the NYSE?

No; the Form 144 is a notice of an intended resale under Rule 144, not evidence of completed trades. Actual sale execution and purchaser details would appear in broker records or subsequent filings.

Who is the broker-dealer handling the proposed sales in the DK filing?

The filing identifies J.P. Morgan Securities LLC as the broker-dealer. The listed market is the NYSE, per the excerpt provided on 03/04/2026.

Are there any past sales disclosed in the last three months in this excerpt?

The excerpt includes a heading for securities sold during the past three months but shows no completed-sales details in the provided content. The table entries shown are prior transfers dated 01/30/2013 and 03/09/2019.

What do the transfer notes in the DK Form 144 indicate about acquisition?

The transfer lines state the shares were acquired via compensation (e.g., on 08/08/2012 and 03/10/2016) and later transferred, per the excerpt's entries for Ezra Uzi Yemin.
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